401k Plan data: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN plan

COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 401k Plan overview

Plan Name	COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN
Plan identification number	001

COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COHEN SEQUOIA ENTERPRISES, LTD has sponsored the creation of one or more 401k plans.

Company Name: COHEN SEQUOIA ENTERPRISES, LTD

Employer identification number (EIN): 264094604

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-02-01
001 2018-02-01
001 2017-02-01 PHILLIP BAPTISTE
001 2016-02-01 JAMES A. STOBE
001 2015-02-01 JAMES A. STOBE
001 2014-02-01 JAMES A. STOBE
001 2013-02-01 JAMES A. STOBE
001 2012-02-01 JAMES STOBE
001 2011-02-01 JAMES STOBE
001 2009-02-01 MIKE BOECKMAN MIKE BOECKMAN 2010-11-10
001 2009-02-01 MIKE BOECKMAN MIKE BOECKMAN 2010-11-10

Plan Statistics for COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN

401k plan membership statisitcs for COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN

Measure Date Value
2022: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 850
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 696
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 207
Total of all active and inactive participants 2022-01-01 903
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 2
Total participants 2022-01-01 905
Number of participants with account balances 2022-01-01 787
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 33
2021: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 800
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 655
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 192
Total of all active and inactive participants 2021-01-01 847
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 3
Total participants 2021-01-01 850
Number of participants with account balances 2021-01-01 674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 59
2020: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 747
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 642
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 155
Total of all active and inactive participants 2020-01-01 797
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 3
Total participants 2020-01-01 800
Number of participants with account balances 2020-01-01 677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 46
2019: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-02-01 760
Total number of active participants reported on line 7a of the Form 5500 2019-02-01 598
Number of retired or separated participants receiving benefits 2019-02-01 0
Number of other retired or separated participants entitled to future benefits 2019-02-01 146
Total of all active and inactive participants 2019-02-01 744
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-02-01 3
Total participants 2019-02-01 747
Number of participants with account balances 2019-02-01 724
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-02-01 35
2018: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-02-01 648
Total number of active participants reported on line 7a of the Form 5500 2018-02-01 629
Number of retired or separated participants receiving benefits 2018-02-01 0
Number of other retired or separated participants entitled to future benefits 2018-02-01 128
Total of all active and inactive participants 2018-02-01 757
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-02-01 3
Total participants 2018-02-01 760
Number of participants with account balances 2018-02-01 661
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-02-01 53
2017: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-02-01 495
Total number of active participants reported on line 7a of the Form 5500 2017-02-01 544
Number of retired or separated participants receiving benefits 2017-02-01 0
Number of other retired or separated participants entitled to future benefits 2017-02-01 101
Total of all active and inactive participants 2017-02-01 645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-02-01 3
Total participants 2017-02-01 648
Number of participants with account balances 2017-02-01 603
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-02-01 34
2016: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-02-01 395
Total number of active participants reported on line 7a of the Form 5500 2016-02-01 412
Number of retired or separated participants receiving benefits 2016-02-01 0
Number of other retired or separated participants entitled to future benefits 2016-02-01 81
Total of all active and inactive participants 2016-02-01 493
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-02-01 2
Total participants 2016-02-01 495
Number of participants with account balances 2016-02-01 463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-02-01 16
2015: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-02-01 354
Total number of active participants reported on line 7a of the Form 5500 2015-02-01 313
Number of retired or separated participants receiving benefits 2015-02-01 0
Number of other retired or separated participants entitled to future benefits 2015-02-01 81
Total of all active and inactive participants 2015-02-01 394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-02-01 1
Total participants 2015-02-01 395
Number of participants with account balances 2015-02-01 346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-02-01 35
2014: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-02-01 302
Total number of active participants reported on line 7a of the Form 5500 2014-02-01 274
Number of retired or separated participants receiving benefits 2014-02-01 0
Number of other retired or separated participants entitled to future benefits 2014-02-01 79
Total of all active and inactive participants 2014-02-01 353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-02-01 1
Total participants 2014-02-01 354
Number of participants with account balances 2014-02-01 310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-02-01 19
2013: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-02-01 317
Total number of active participants reported on line 7a of the Form 5500 2013-02-01 226
Number of retired or separated participants receiving benefits 2013-02-01 0
Number of other retired or separated participants entitled to future benefits 2013-02-01 75
Total of all active and inactive participants 2013-02-01 301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-02-01 1
Total participants 2013-02-01 302
Number of participants with account balances 2013-02-01 279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-02-01 24
2012: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-02-01 295
Total number of active participants reported on line 7a of the Form 5500 2012-02-01 255
Number of other retired or separated participants entitled to future benefits 2012-02-01 62
Total of all active and inactive participants 2012-02-01 317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-02-01 0
Total participants 2012-02-01 317
Number of participants with account balances 2012-02-01 285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-02-01 38
2011: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-02-01 286
Total number of active participants reported on line 7a of the Form 5500 2011-02-01 235
Number of retired or separated participants receiving benefits 2011-02-01 0
Number of other retired or separated participants entitled to future benefits 2011-02-01 60
Total of all active and inactive participants 2011-02-01 295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-02-01 0
Total participants 2011-02-01 295
Number of participants with account balances 2011-02-01 279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-02-01 24
2009: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-02-01 297
Total number of active participants reported on line 7a of the Form 5500 2009-02-01 226
Number of retired or separated participants receiving benefits 2009-02-01 0
Number of other retired or separated participants entitled to future benefits 2009-02-01 62
Total of all active and inactive participants 2009-02-01 288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-02-01 0
Total participants 2009-02-01 288
Number of participants with account balances 2009-02-01 270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-02-01 30

Measure	Date	Value
2022: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	850
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	696
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	207
Total of all active and inactive participants	2022-01-01	903
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	2
Total participants	2022-01-01	905
Number of participants with account balances	2022-01-01	787
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	33
2021: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	800
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	655
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	192
Total of all active and inactive participants	2021-01-01	847
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	3
Total participants	2021-01-01	850
Number of participants with account balances	2021-01-01	674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	59
2020: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	747
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	642
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	155
Total of all active and inactive participants	2020-01-01	797
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	3
Total participants	2020-01-01	800
Number of participants with account balances	2020-01-01	677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	46
2019: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-02-01	760
Total number of active participants reported on line 7a of the Form 5500	2019-02-01	598
Number of retired or separated participants receiving benefits	2019-02-01	0
Number of other retired or separated participants entitled to future benefits	2019-02-01	146
Total of all active and inactive participants	2019-02-01	744
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-02-01	3
Total participants	2019-02-01	747
Number of participants with account balances	2019-02-01	724
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-02-01	35
2018: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-02-01	648
Total number of active participants reported on line 7a of the Form 5500	2018-02-01	629
Number of retired or separated participants receiving benefits	2018-02-01	0
Number of other retired or separated participants entitled to future benefits	2018-02-01	128
Total of all active and inactive participants	2018-02-01	757
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-02-01	3
Total participants	2018-02-01	760
Number of participants with account balances	2018-02-01	661
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-02-01	53
2017: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-02-01	495
Total number of active participants reported on line 7a of the Form 5500	2017-02-01	544
Number of retired or separated participants receiving benefits	2017-02-01	0
Number of other retired or separated participants entitled to future benefits	2017-02-01	101
Total of all active and inactive participants	2017-02-01	645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-02-01	3
Total participants	2017-02-01	648
Number of participants with account balances	2017-02-01	603
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-02-01	34
2016: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-02-01	395
Total number of active participants reported on line 7a of the Form 5500	2016-02-01	412
Number of retired or separated participants receiving benefits	2016-02-01	0
Number of other retired or separated participants entitled to future benefits	2016-02-01	81
Total of all active and inactive participants	2016-02-01	493
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-02-01	2
Total participants	2016-02-01	495
Number of participants with account balances	2016-02-01	463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-02-01	16
2015: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-02-01	354
Total number of active participants reported on line 7a of the Form 5500	2015-02-01	313
Number of retired or separated participants receiving benefits	2015-02-01	0
Number of other retired or separated participants entitled to future benefits	2015-02-01	81
Total of all active and inactive participants	2015-02-01	394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-02-01	1
Total participants	2015-02-01	395
Number of participants with account balances	2015-02-01	346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-02-01	35
2014: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-02-01	302
Total number of active participants reported on line 7a of the Form 5500	2014-02-01	274
Number of retired or separated participants receiving benefits	2014-02-01	0
Number of other retired or separated participants entitled to future benefits	2014-02-01	79
Total of all active and inactive participants	2014-02-01	353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-02-01	1
Total participants	2014-02-01	354
Number of participants with account balances	2014-02-01	310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-02-01	19
2013: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-02-01	317
Total number of active participants reported on line 7a of the Form 5500	2013-02-01	226
Number of retired or separated participants receiving benefits	2013-02-01	0
Number of other retired or separated participants entitled to future benefits	2013-02-01	75
Total of all active and inactive participants	2013-02-01	301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-02-01	1
Total participants	2013-02-01	302
Number of participants with account balances	2013-02-01	279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-02-01	24
2012: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-02-01	295
Total number of active participants reported on line 7a of the Form 5500	2012-02-01	255
Number of other retired or separated participants entitled to future benefits	2012-02-01	62
Total of all active and inactive participants	2012-02-01	317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-02-01	0
Total participants	2012-02-01	317
Number of participants with account balances	2012-02-01	285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-02-01	38
2011: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-02-01	286
Total number of active participants reported on line 7a of the Form 5500	2011-02-01	235
Number of retired or separated participants receiving benefits	2011-02-01	0
Number of other retired or separated participants entitled to future benefits	2011-02-01	60
Total of all active and inactive participants	2011-02-01	295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-02-01	0
Total participants	2011-02-01	295
Number of participants with account balances	2011-02-01	279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-02-01	24
2009: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-02-01	297
Total number of active participants reported on line 7a of the Form 5500	2009-02-01	226
Number of retired or separated participants receiving benefits	2009-02-01	0
Number of other retired or separated participants entitled to future benefits	2009-02-01	62
Total of all active and inactive participants	2009-02-01	288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-02-01	0
Total participants	2009-02-01	288
Number of participants with account balances	2009-02-01	270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-02-01	30

Financial Data on COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN

Measure	Date	Value
2022 : COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$1,638,989
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-916,766
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$4,275,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$4,248,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$7,847,890
Value of total assets at end of year	2022-12-31	$49,109,946
Value of total assets at beginning of year	2022-12-31	$55,941,195
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$27,482
Total interest from all sources	2022-12-31	$52,919
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,551,290
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,551,290
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$5,051,559
Participant contributions at end of year	2022-12-31	$317,999
Participant contributions at beginning of year	2022-12-31	$328,397
Participant contributions at end of year	2022-12-31	$174,497
Participant contributions at beginning of year	2022-12-31	$145,013
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,389,227
Administrative expenses (other) incurred	2022-12-31	$15,852
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-5,192,260
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$49,109,946
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$55,941,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$11,630
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$44,629,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$51,156,257
Interest on participant loans	2022-12-31	$14,649
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$2,581,001
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$3,248,836
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$3,248,836
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$38,270
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-10,368,865
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,407,104
Employer contributions (assets) at end of year	2022-12-31	$1,407,104
Employer contributions (assets) at beginning of year	2022-12-31	$1,062,692
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$4,248,012
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2022-12-31	341738426
2021 : COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets from this plan	2021-12-31	$23,524,498
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$14,652,024
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$8,747,966
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$8,716,105
Value of total corrective distributions	2021-12-31	$735
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$6,430,601
Value of total assets at end of year	2021-12-31	$55,941,195
Value of total assets at beginning of year	2021-12-31	$73,561,635
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$31,126
Total interest from all sources	2021-12-31	$13,453
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,553,793
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,553,793
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$4,427,516
Participant contributions at end of year	2021-12-31	$328,397
Participant contributions at beginning of year	2021-12-31	$389,480
Participant contributions at end of year	2021-12-31	$145,013
Participant contributions at beginning of year	2021-12-31	$178,269
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$940,393
Administrative expenses (other) incurred	2021-12-31	$19,724
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$5,904,058
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$55,941,195
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$73,561,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$11,402
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$51,156,257
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$66,043,850
Interest on participant loans	2021-12-31	$12,953
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$3,248,836
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$5,029,948
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$5,029,948
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$500
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$6,654,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$1,062,692
Employer contributions (assets) at end of year	2021-12-31	$1,062,692
Employer contributions (assets) at beginning of year	2021-12-31	$1,920,088
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$8,716,105
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2021-12-31	341738426
2020 : COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$9,039,254
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$16,454,424
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$3,671,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$3,646,661
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$7,213,739
Value of total assets at end of year	2020-12-31	$73,561,635
Value of total assets at beginning of year	2020-12-31	$69,817,821
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$24,695
Total interest from all sources	2020-12-31	$28,787
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,484,560
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,484,560
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$4,737,198
Participant contributions at end of year	2020-12-31	$389,480
Participant contributions at beginning of year	2020-12-31	$493,229
Participant contributions at end of year	2020-12-31	$178,269
Participant contributions at beginning of year	2020-12-31	$338,900
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$556,359
Administrative expenses (other) incurred	2020-12-31	$12,737
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$12,783,068
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$73,561,635
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$69,817,821
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$11,958
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$66,043,850
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$65,123,282
Interest on participant loans	2020-12-31	$19,987
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$5,029,948
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$1,910,092
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$1,910,092
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$8,800
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$7,727,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$1,920,182
Employer contributions (assets) at end of year	2020-12-31	$1,920,088
Employer contributions (assets) at beginning of year	2020-12-31	$1,952,318
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$3,646,661
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2020-12-31	341738426
2019 : COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$5,852,935
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$16,641,119
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$5,590,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$5,537,869
Value of total corrective distributions	2019-12-31	$36,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$8,005,018
Value of total assets at end of year	2019-12-31	$69,817,821
Value of total assets at beginning of year	2019-12-31	$64,620,319
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$16,572
Total interest from all sources	2019-12-31	$50,816
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,546,781
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,546,781
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$4,634,584
Participant contributions at end of year	2019-12-31	$493,229
Participant contributions at beginning of year	2019-12-31	$666,059
Participant contributions at end of year	2019-12-31	$338,900
Participant contributions at beginning of year	2019-12-31	$314,320
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,416,880
Administrative expenses (other) incurred	2019-12-31	$12,828
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$11,050,437
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$69,817,821
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$64,620,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$3,744
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$65,123,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$58,812,298
Interest on participant loans	2019-12-31	$27,327
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$2,732,936
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$1,910,092
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$23,489
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$7,014,046
Net investment gain or loss from common/collective trusts	2019-12-31	$24,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$1,953,554
Employer contributions (assets) at end of year	2019-12-31	$1,952,318
Employer contributions (assets) at beginning of year	2019-12-31	$2,094,706
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$5,537,869
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2019-12-31	341738426
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-01-31	$0
2018 : COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-01-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-01-31	$6,532
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-01-31	$0
Total income from all sources (including contributions)	2018-01-31	$14,756,749
Total loss/gain on sale of assets	2018-01-31	$0
Total of all expenses incurred	2018-01-31	$1,995,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-01-31	$1,993,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-01-31	$6,154,899
Value of total assets at end of year	2018-01-31	$53,552,002
Value of total assets at beginning of year	2018-01-31	$40,784,401
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-01-31	$2,310
Total interest from all sources	2018-01-31	$22,165
Total dividends received (eg from common stock, registered investment company shares)	2018-01-31	$988,780
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-01-31	$988,780
Was this plan covered by a fidelity bond	2018-01-31	Yes
Value of fidelity bond cover	2018-01-31	$500,000
If this is an individual account plan, was there a blackout period	2018-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-01-31	No
Contributions received from participants	2018-01-31	$3,422,437
Participant contributions at end of year	2018-01-31	$498,524
Participant contributions at beginning of year	2018-01-31	$495,706
Participant contributions at end of year	2018-01-31	$275,581
Participant contributions at beginning of year	2018-01-31	$211,888
Income. Received or receivable in cash from other sources (including rollovers)	2018-01-31	$1,284,677
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-01-31	$6,532
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-01-31	$0
Administrative expenses (other) incurred	2018-01-31	$2,310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-01-31	No
Value of net income/loss	2018-01-31	$12,761,069
Value of net assets at end of year (total assets less liabilities)	2018-01-31	$53,545,470
Value of net assets at beginning of year (total assets less liabilities)	2018-01-31	$40,784,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-01-31	No
Were any leases to which the plan was party in default or uncollectible	2018-01-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-01-31	$49,287,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-01-31	$37,944,001
Interest on participant loans	2018-01-31	$22,165
Value of interest in common/collective trusts at end of year	2018-01-31	$2,042,985
Value of interest in common/collective trusts at beginning of year	2018-01-31	$1,017,106
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-01-31	$7,555,198
Net investment gain or loss from common/collective trusts	2018-01-31	$35,707
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-01-31	No
Was there a failure to transmit to the plan any participant contributions	2018-01-31	No
Has the plan failed to provide any benefit when due under the plan	2018-01-31	No
Contributions received in cash from employer	2018-01-31	$1,447,785
Employer contributions (assets) at end of year	2018-01-31	$1,447,786
Employer contributions (assets) at beginning of year	2018-01-31	$1,115,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-01-31	$1,993,370
Did the plan have assets held for investment	2018-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-01-31	Disclaimer
Accountancy firm name	2018-01-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2018-01-31	341738426
2017 : COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-01-31	$0
Total transfer of assets to this plan	2017-01-31	$11
Total transfer of assets from this plan	2017-01-31	$65
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-01-31	$1,997
Total income from all sources (including contributions)	2017-01-31	$19,310,871
Total loss/gain on sale of assets	2017-01-31	$0
Total of all expenses incurred	2017-01-31	$1,317,854
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-01-31	$1,314,128
Value of total corrective distributions	2017-01-31	$2,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-01-31	$14,961,949
Value of total assets at end of year	2017-01-31	$40,784,401
Value of total assets at beginning of year	2017-01-31	$22,793,435
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-01-31	$1,520
Total interest from all sources	2017-01-31	$15,035
Total dividends received (eg from common stock, registered investment company shares)	2017-01-31	$1,037,175
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-01-31	$1,037,175
Was this plan covered by a fidelity bond	2017-01-31	Yes
Value of fidelity bond cover	2017-01-31	$500,000
If this is an individual account plan, was there a blackout period	2017-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-01-31	No
Contributions received from participants	2017-01-31	$2,729,980
Participant contributions at end of year	2017-01-31	$495,706
Participant contributions at beginning of year	2017-01-31	$240,426
Participant contributions at end of year	2017-01-31	$211,888
Participant contributions at beginning of year	2017-01-31	$124,865
Income. Received or receivable in cash from other sources (including rollovers)	2017-01-31	$11,116,269
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-01-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-01-31	$1,997
Administrative expenses (other) incurred	2017-01-31	$1,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-01-31	No
Value of net income/loss	2017-01-31	$17,993,017
Value of net assets at end of year (total assets less liabilities)	2017-01-31	$40,784,401
Value of net assets at beginning of year (total assets less liabilities)	2017-01-31	$22,791,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-01-31	No
Were any leases to which the plan was party in default or uncollectible	2017-01-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-01-31	$37,944,001
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-01-31	$20,850,280
Interest on participant loans	2017-01-31	$15,035
Value of interest in common/collective trusts at end of year	2017-01-31	$1,017,106
Value of interest in common/collective trusts at beginning of year	2017-01-31	$766,443
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-01-31	$3,279,793
Net investment gain or loss from common/collective trusts	2017-01-31	$16,919
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-01-31	No
Was there a failure to transmit to the plan any participant contributions	2017-01-31	No
Has the plan failed to provide any benefit when due under the plan	2017-01-31	No
Contributions received in cash from employer	2017-01-31	$1,115,700
Employer contributions (assets) at end of year	2017-01-31	$1,115,700
Employer contributions (assets) at beginning of year	2017-01-31	$811,421
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-01-31	$1,314,128
Did the plan have assets held for investment	2017-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-01-31	Disclaimer
Accountancy firm name	2017-01-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2017-01-31	341738426
2016 : COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-01-31	$0
Total transfer of assets to this plan	2016-01-31	$372,520
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-01-31	$1,997
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-01-31	$1,044
Total income from all sources (including contributions)	2016-01-31	$1,561,016
Total loss/gain on sale of assets	2016-01-31	$0
Total of all expenses incurred	2016-01-31	$391,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-01-31	$387,951
Value of total corrective distributions	2016-01-31	$1,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-01-31	$2,768,990
Value of total assets at end of year	2016-01-31	$22,793,435
Value of total assets at beginning of year	2016-01-31	$21,250,164
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-01-31	$1,270
Total interest from all sources	2016-01-31	$10,991
Total dividends received (eg from common stock, registered investment company shares)	2016-01-31	$993,913
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-01-31	$993,913
Was this plan covered by a fidelity bond	2016-01-31	Yes
Value of fidelity bond cover	2016-01-31	$500,000
If this is an individual account plan, was there a blackout period	2016-01-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-01-31	No
Contributions received from participants	2016-01-31	$1,768,228
Participant contributions at end of year	2016-01-31	$240,426
Participant contributions at beginning of year	2016-01-31	$230,160
Participant contributions at end of year	2016-01-31	$124,865
Participant contributions at beginning of year	2016-01-31	$121,947
Income. Received or receivable in cash from other sources (including rollovers)	2016-01-31	$188,343
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-01-31	$1,997
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-01-31	$1,044
Administrative expenses (other) incurred	2016-01-31	$1,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-01-31	No
Value of net income/loss	2016-01-31	$1,169,798
Value of net assets at end of year (total assets less liabilities)	2016-01-31	$22,791,438
Value of net assets at beginning of year (total assets less liabilities)	2016-01-31	$21,249,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-01-31	No
Were any leases to which the plan was party in default or uncollectible	2016-01-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-01-31	$20,850,280
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-01-31	$19,549,607
Interest on participant loans	2016-01-31	$10,991
Value of interest in common/collective trusts at end of year	2016-01-31	$766,443
Value of interest in common/collective trusts at beginning of year	2016-01-31	$839,158
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-01-31	$-2,204,135
Net investment gain or loss from common/collective trusts	2016-01-31	$-8,743
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-01-31	No
Was there a failure to transmit to the plan any participant contributions	2016-01-31	No
Has the plan failed to provide any benefit when due under the plan	2016-01-31	No
Contributions received in cash from employer	2016-01-31	$812,419
Employer contributions (assets) at end of year	2016-01-31	$811,421
Employer contributions (assets) at beginning of year	2016-01-31	$509,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-01-31	$387,951
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-01-31	Yes
Did the plan have assets held for investment	2016-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-01-31	Disclaimer
Accountancy firm name	2016-01-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2016-01-31	341738426
2015 : COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-01-31	$0
Total transfer of assets from this plan	2015-01-31	$1,465,548
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-01-31	$1,044
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-01-31	$3,911
Total income from all sources (including contributions)	2015-01-31	$3,710,985
Total loss/gain on sale of assets	2015-01-31	$0
Total of all expenses incurred	2015-01-31	$395,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-01-31	$383,555
Value of total corrective distributions	2015-01-31	$10,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-01-31	$2,207,305
Value of total assets at end of year	2015-01-31	$21,250,164
Value of total assets at beginning of year	2015-01-31	$19,402,848
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-01-31	$893
Total interest from all sources	2015-01-31	$10,556
Total dividends received (eg from common stock, registered investment company shares)	2015-01-31	$905,496
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-01-31	$905,496
Was this plan covered by a fidelity bond	2015-01-31	Yes
Value of fidelity bond cover	2015-01-31	$500,000
If this is an individual account plan, was there a blackout period	2015-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-01-31	No
Contributions received from participants	2015-01-31	$1,489,501
Participant contributions at end of year	2015-01-31	$230,160
Participant contributions at beginning of year	2015-01-31	$280,346
Participant contributions at end of year	2015-01-31	$121,947
Participant contributions at beginning of year	2015-01-31	$114,654
Income. Received or receivable in cash from other sources (including rollovers)	2015-01-31	$188,509
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-01-31	$1,044
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-01-31	$3,911
Administrative expenses (other) incurred	2015-01-31	$893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-01-31	No
Value of net income/loss	2015-01-31	$3,315,731
Value of net assets at end of year (total assets less liabilities)	2015-01-31	$21,249,120
Value of net assets at beginning of year (total assets less liabilities)	2015-01-31	$19,398,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-01-31	No
Were any leases to which the plan was party in default or uncollectible	2015-01-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-01-31	$19,549,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-01-31	$17,281,312
Interest on participant loans	2015-01-31	$10,556
Value of interest in common/collective trusts at end of year	2015-01-31	$839,158
Value of interest in common/collective trusts at beginning of year	2015-01-31	$1,269,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-01-31	$544,378
Net investment gain or loss from common/collective trusts	2015-01-31	$43,250
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-01-31	No
Was there a failure to transmit to the plan any participant contributions	2015-01-31	No
Has the plan failed to provide any benefit when due under the plan	2015-01-31	No
Contributions received in cash from employer	2015-01-31	$529,295
Employer contributions (assets) at end of year	2015-01-31	$509,292
Employer contributions (assets) at beginning of year	2015-01-31	$457,218
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-01-31	$383,555
Did the plan have assets held for investment	2015-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-01-31	Disclaimer
Accountancy firm name	2015-01-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2015-01-31	341738426
2014 : COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-01-31	$0
Total transfer of assets from this plan	2014-01-31	$950,015
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-01-31	$3,911
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-01-31	$2,249
Total income from all sources (including contributions)	2014-01-31	$3,846,214
Total loss/gain on sale of assets	2014-01-31	$0
Total of all expenses incurred	2014-01-31	$1,697,646
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-01-31	$1,682,811
Value of total corrective distributions	2014-01-31	$13,959
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-01-31	$1,893,083
Value of total assets at end of year	2014-01-31	$19,402,848
Value of total assets at beginning of year	2014-01-31	$18,202,633
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-01-31	$876
Total interest from all sources	2014-01-31	$10,975
Total dividends received (eg from common stock, registered investment company shares)	2014-01-31	$465,471
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-01-31	$465,471
Was this plan covered by a fidelity bond	2014-01-31	Yes
Value of fidelity bond cover	2014-01-31	$500,000
If this is an individual account plan, was there a blackout period	2014-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-01-31	No
Contributions received from participants	2014-01-31	$1,349,199
Participant contributions at end of year	2014-01-31	$280,346
Participant contributions at beginning of year	2014-01-31	$172,581
Participant contributions at end of year	2014-01-31	$114,654
Participant contributions at beginning of year	2014-01-31	$102,321
Income. Received or receivable in cash from other sources (including rollovers)	2014-01-31	$86,666
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-01-31	$3,911
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-01-31	$2,249
Other income not declared elsewhere	2014-01-31	$0
Administrative expenses (other) incurred	2014-01-31	$876
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-01-31	No
Value of net income/loss	2014-01-31	$2,148,568
Value of net assets at end of year (total assets less liabilities)	2014-01-31	$19,398,937
Value of net assets at beginning of year (total assets less liabilities)	2014-01-31	$18,200,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-01-31	No
Were any leases to which the plan was party in default or uncollectible	2014-01-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-01-31	$17,281,312
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-01-31	$15,631,740
Interest on participant loans	2014-01-31	$10,975
Value of interest in common/collective trusts at end of year	2014-01-31	$1,269,318
Value of interest in common/collective trusts at beginning of year	2014-01-31	$1,815,504
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-01-31	$1,522,678
Net investment gain or loss from common/collective trusts	2014-01-31	$-45,993
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-01-31	No
Was there a failure to transmit to the plan any participant contributions	2014-01-31	No
Has the plan failed to provide any benefit when due under the plan	2014-01-31	No
Contributions received in cash from employer	2014-01-31	$457,218
Employer contributions (assets) at end of year	2014-01-31	$457,218
Employer contributions (assets) at beginning of year	2014-01-31	$480,487
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-01-31	$1,682,811
Did the plan have assets held for investment	2014-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-01-31	Disclaimer
Accountancy firm name	2014-01-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2014-01-31	341738426
2013 : COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-01-31	$0
Total transfer of assets from this plan	2013-01-31	$2,363,038
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-01-31	$2,249
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-01-31	$0
Total income from all sources (including contributions)	2013-01-31	$4,304,293
Total loss/gain on sale of assets	2013-01-31	$0
Total of all expenses incurred	2013-01-31	$1,156,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-01-31	$1,145,982
Value of total corrective distributions	2013-01-31	$10,248
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-01-31	$2,236,593
Value of total assets at end of year	2013-01-31	$18,202,633
Value of total assets at beginning of year	2013-01-31	$17,415,896
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-01-31	$537
Total interest from all sources	2013-01-31	$8,590
Total dividends received (eg from common stock, registered investment company shares)	2013-01-31	$397,909
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-01-31	$397,909
Was this plan covered by a fidelity bond	2013-01-31	Yes
Value of fidelity bond cover	2013-01-31	$500,000
If this is an individual account plan, was there a blackout period	2013-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-01-31	No
Contributions received from participants	2013-01-31	$1,346,132
Participant contributions at end of year	2013-01-31	$172,581
Participant contributions at beginning of year	2013-01-31	$203,775
Participant contributions at end of year	2013-01-31	$102,321
Participant contributions at beginning of year	2013-01-31	$102,796
Income. Received or receivable in cash from other sources (including rollovers)	2013-01-31	$430,115
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-01-31	$6,577
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-01-31	$2,249
Administrative expenses (other) incurred	2013-01-31	$537
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-01-31	No
Value of net income/loss	2013-01-31	$3,147,526
Value of net assets at end of year (total assets less liabilities)	2013-01-31	$18,200,384
Value of net assets at beginning of year (total assets less liabilities)	2013-01-31	$17,415,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-01-31	No
Were any leases to which the plan was party in default or uncollectible	2013-01-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-01-31	$15,631,740
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-01-31	$13,592,900
Interest on participant loans	2013-01-31	$8,590
Value of interest in common/collective trusts at end of year	2013-01-31	$1,815,504
Value of interest in common/collective trusts at beginning of year	2013-01-31	$3,045,148
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-01-31	$1,508,270
Net investment gain or loss from common/collective trusts	2013-01-31	$152,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-01-31	No
Was there a failure to transmit to the plan any participant contributions	2013-01-31	No
Has the plan failed to provide any benefit when due under the plan	2013-01-31	No
Contributions received in cash from employer	2013-01-31	$460,346
Employer contributions (assets) at end of year	2013-01-31	$480,487
Employer contributions (assets) at beginning of year	2013-01-31	$464,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-01-31	$1,145,982
Did the plan have assets held for investment	2013-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-01-31	Disclaimer
Accountancy firm name	2013-01-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2013-01-31	341738426
2012 : COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-01-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-01-31	$0
Total income from all sources (including contributions)	2012-01-31	$1,788,905
Total loss/gain on sale of assets	2012-01-31	$0
Total of all expenses incurred	2012-01-31	$683,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-01-31	$679,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-01-31	$1,888,125
Value of total assets at end of year	2012-01-31	$17,415,896
Value of total assets at beginning of year	2012-01-31	$16,310,422
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-01-31	$3,940
Total interest from all sources	2012-01-31	$11,907
Total dividends received (eg from common stock, registered investment company shares)	2012-01-31	$204,805
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-01-31	$204,805
Administrative expenses professional fees incurred	2012-01-31	$0
Was this plan covered by a fidelity bond	2012-01-31	Yes
Value of fidelity bond cover	2012-01-31	$500,000
If this is an individual account plan, was there a blackout period	2012-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-01-31	No
Contributions received from participants	2012-01-31	$1,350,707
Participant contributions at end of year	2012-01-31	$203,775
Participant contributions at beginning of year	2012-01-31	$221,399
Participant contributions at end of year	2012-01-31	$102,796
Participant contributions at beginning of year	2012-01-31	$80,043
Income. Received or receivable in cash from other sources (including rollovers)	2012-01-31	$72,718
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-01-31	$6,577
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-01-31	$7,197
Administrative expenses (other) incurred	2012-01-31	$3,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-01-31	No
Value of net income/loss	2012-01-31	$1,105,474
Value of net assets at end of year (total assets less liabilities)	2012-01-31	$17,415,896
Value of net assets at beginning of year (total assets less liabilities)	2012-01-31	$16,310,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-01-31	No
Were any leases to which the plan was party in default or uncollectible	2012-01-31	No
Investment advisory and management fees	2012-01-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-01-31	$13,592,900
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-01-31	$12,465,191
Interest on participant loans	2012-01-31	$11,907
Value of interest in common/collective trusts at end of year	2012-01-31	$3,045,148
Value of interest in common/collective trusts at beginning of year	2012-01-31	$3,192,842
Expenses. Payments to insurance carriers foe the provision of benefits	2012-01-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-01-31	$-353,861
Net investment gain or loss from common/collective trusts	2012-01-31	$37,929
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-01-31	No
Was there a failure to transmit to the plan any participant contributions	2012-01-31	No
Has the plan failed to provide any benefit when due under the plan	2012-01-31	No
Contributions received in cash from employer	2012-01-31	$464,700
Employer contributions (assets) at end of year	2012-01-31	$464,700
Employer contributions (assets) at beginning of year	2012-01-31	$343,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-01-31	$679,491
Did the plan have assets held for investment	2012-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-01-31	Disclaimer
Accountancy firm name	2012-01-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2012-01-31	341738426
2011 : COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-01-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-01-31	$0
Total income from all sources (including contributions)	2011-01-31	$4,176,903
Total loss/gain on sale of assets	2011-01-31	$0
Total of all expenses incurred	2011-01-31	$448,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-01-31	$435,274
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-01-31	$1,816,222
Value of total assets at end of year	2011-01-31	$16,310,422
Value of total assets at beginning of year	2011-01-31	$12,582,233
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-01-31	$13,440
Total interest from all sources	2011-01-31	$8,096
Total dividends received (eg from common stock, registered investment company shares)	2011-01-31	$110,271
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-01-31	$110,271
Was this plan covered by a fidelity bond	2011-01-31	Yes
Value of fidelity bond cover	2011-01-31	$500,000
If this is an individual account plan, was there a blackout period	2011-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-01-31	No
Contributions received from participants	2011-01-31	$1,295,842
Participant contributions at end of year	2011-01-31	$221,399
Participant contributions at beginning of year	2011-01-31	$126,067
Participant contributions at end of year	2011-01-31	$80,043
Participant contributions at beginning of year	2011-01-31	$57,793
Income. Received or receivable in cash from other sources (including rollovers)	2011-01-31	$186,459
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-01-31	$7,197
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-01-31	$6,808
Administrative expenses (other) incurred	2011-01-31	$13,440
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-01-31	No
Value of net income/loss	2011-01-31	$3,728,189
Value of net assets at end of year (total assets less liabilities)	2011-01-31	$16,310,422
Value of net assets at beginning of year (total assets less liabilities)	2011-01-31	$12,582,233
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-01-31	No
Were any leases to which the plan was party in default or uncollectible	2011-01-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-01-31	$12,465,191
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-01-31	$9,669,726
Interest on participant loans	2011-01-31	$8,096
Value of interest in common/collective trusts at end of year	2011-01-31	$3,192,842
Value of interest in common/collective trusts at beginning of year	2011-01-31	$2,417,566
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-01-31	$1,950,754
Net investment gain or loss from common/collective trusts	2011-01-31	$291,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-01-31	No
Was there a failure to transmit to the plan any participant contributions	2011-01-31	No
Has the plan failed to provide any benefit when due under the plan	2011-01-31	No
Contributions received in cash from employer	2011-01-31	$333,921
Employer contributions (assets) at end of year	2011-01-31	$343,750
Employer contributions (assets) at beginning of year	2011-01-31	$304,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-01-31	$435,274
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-01-31	No
Did the plan have assets held for investment	2011-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-01-31	Disclaimer
Accountancy firm name	2011-01-31	CORBETS & ASSOCIATES, INC.
Accountancy firm EIN	2011-01-31	341738426
2010 : COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-01-31	$0

Form 5500 Responses for COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN

2022: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2019 form 5500 responses
2019-02-01	Type of plan entity	Single employer plan
2019-02-01	Submission has been amended	No
2019-02-01	This submission is the final filing	No
2019-02-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-02-01	Plan is a collectively bargained plan	No
2019-02-01	Plan funding arrangement – Trust	Yes
2019-02-01	Plan benefit arrangement - Trust	Yes
2018: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2018 form 5500 responses
2018-02-01	Type of plan entity	Single employer plan
2018-02-01	Submission has been amended	No
2018-02-01	This submission is the final filing	No
2018-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-02-01	Plan is a collectively bargained plan	No
2018-02-01	Plan funding arrangement – Trust	Yes
2018-02-01	Plan benefit arrangement - Trust	Yes
2017: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2017 form 5500 responses
2017-02-01	Type of plan entity	Single employer plan
2017-02-01	Submission has been amended	No
2017-02-01	This submission is the final filing	No
2017-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-02-01	Plan is a collectively bargained plan	No
2017-02-01	Plan funding arrangement – Trust	Yes
2017-02-01	Plan benefit arrangement - Trust	Yes
2016: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2016 form 5500 responses
2016-02-01	Type of plan entity	Single employer plan
2016-02-01	Submission has been amended	No
2016-02-01	This submission is the final filing	No
2016-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-02-01	Plan is a collectively bargained plan	No
2016-02-01	Plan funding arrangement – Trust	Yes
2016-02-01	Plan benefit arrangement - Trust	Yes
2015: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2015 form 5500 responses
2015-02-01	Type of plan entity	Single employer plan
2015-02-01	Submission has been amended	No
2015-02-01	This submission is the final filing	No
2015-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-02-01	Plan is a collectively bargained plan	No
2015-02-01	Plan funding arrangement – Trust	Yes
2015-02-01	Plan benefit arrangement - Trust	Yes
2014: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2014 form 5500 responses
2014-02-01	Type of plan entity	Single employer plan
2014-02-01	Submission has been amended	No
2014-02-01	This submission is the final filing	No
2014-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-02-01	Plan is a collectively bargained plan	No
2014-02-01	Plan funding arrangement – Trust	Yes
2014-02-01	Plan benefit arrangement - Trust	Yes
2013: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2013 form 5500 responses
2013-02-01	Type of plan entity	Mulitple employer plan
2013-02-01	Submission has been amended	No
2013-02-01	This submission is the final filing	No
2013-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-02-01	Plan is a collectively bargained plan	No
2013-02-01	Plan funding arrangement – Trust	Yes
2013-02-01	Plan benefit arrangement - Trust	Yes
2012: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2012 form 5500 responses
2012-02-01	Type of plan entity	Mulitple employer plan
2012-02-01	Submission has been amended	No
2012-02-01	This submission is the final filing	No
2012-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-02-01	Plan is a collectively bargained plan	No
2012-02-01	Plan funding arrangement – Trust	Yes
2012-02-01	Plan benefit arrangement - Trust	Yes
2011: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2011 form 5500 responses
2011-02-01	Type of plan entity	Mulitple employer plan
2011-02-01	Submission has been amended	No
2011-02-01	This submission is the final filing	No
2011-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-02-01	Plan is a collectively bargained plan	No
2011-02-01	Plan funding arrangement – Trust	Yes
2011-02-01	Plan benefit arrangement - Trust	Yes
2009: COHEN & COMPANY, LTD. PROFIT SHARING/401(K) PLAN 2009 form 5500 responses
2009-02-01	Type of plan entity	Mulitple employer plan
2009-02-01	Submission has been amended	Yes
2009-02-01	This submission is the final filing	No
2009-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-02-01	Plan is a collectively bargained plan	No
2009-02-01	Plan funding arrangement – Trust	Yes
2009-02-01	Plan benefit arrangement - Trust	Yes

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Company Name:	COHEN SEQUOIA ENTERPRISES, LTD
Employer identification number (EIN):	264094604
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants