KALEO, INC. has sponsored the creation of one or more 401k plans.
Additional information about KALEO, INC.
Submission information for form 5500 for 401k plan KALEO, INC. 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : KALEO, INC. 401(K) PLAN 2023 401k financial data |
|---|
| Total income from all sources (including contributions) | 2023-12-31 | $6,200,295 |
| Total of all expenses incurred | 2023-12-31 | $4,082,300 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $4,017,810 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $856 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $2,909,751 |
| Value of total assets at end of year | 2023-12-31 | $20,294,564 |
| Value of total assets at beginning of year | 2023-12-31 | $18,176,569 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $63,634 |
| Total interest from all sources | 2023-12-31 | $4,707 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $126,136 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $126,136 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $2,013,432 |
| Participant contributions at end of year | 2023-12-31 | $108,011 |
| Participant contributions at beginning of year | 2023-12-31 | $108,721 |
| Participant contributions at end of year | 2023-12-31 | $71,331 |
| Participant contributions at beginning of year | 2023-12-31 | $69,343 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $211,621 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $3,333 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $1,709 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $2,117,995 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $20,294,564 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $18,176,569 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $47,040 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $6,522,911 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $5,294,713 |
| Interest on participant loans | 2023-12-31 | $4,707 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $13,576,765 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $12,688,163 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $2,656,198 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $503,503 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $684,698 |
| Employer contributions (assets) at end of year | 2023-12-31 | $12,213 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $13,920 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $4,017,810 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | FORVIS MAZARS, LLP |
| Accountancy firm EIN | 2023-12-31 | 440160260 |
| Total income from all sources (including contributions) | 2023-01-01 | $6,200,295 |
| Total of all expenses incurred | 2023-01-01 | $4,082,300 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $4,017,810 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $856 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $2,909,751 |
| Value of total assets at end of year | 2023-01-01 | $20,294,564 |
| Value of total assets at beginning of year | 2023-01-01 | $18,176,569 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $63,634 |
| Total interest from all sources | 2023-01-01 | $4,707 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $126,136 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $126,136 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $2,013,432 |
| Participant contributions at end of year | 2023-01-01 | $108,011 |
| Participant contributions at beginning of year | 2023-01-01 | $108,721 |
| Participant contributions at end of year | 2023-01-01 | $71,331 |
| Participant contributions at beginning of year | 2023-01-01 | $69,343 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $211,621 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-01-01 | $3,333 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-01-01 | $1,709 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $2,117,995 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $20,294,564 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $18,176,569 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $47,040 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $6,522,911 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $5,294,713 |
| Interest on participant loans | 2023-01-01 | $4,707 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $13,576,765 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $12,688,163 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $2,656,198 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $503,503 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $684,698 |
| Employer contributions (assets) at end of year | 2023-01-01 | $12,213 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $13,920 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $4,017,810 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | FORVIS MAZARS, LLP |
| Accountancy firm EIN | 2023-01-01 | 440160260 |
| 2022 : KALEO, INC. 401(K) PLAN 2022 401k financial data |
|---|
| Total income from all sources (including contributions) | 2022-12-31 | $-483,212 |
| Total of all expenses incurred | 2022-12-31 | $1,939,610 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,838,586 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $29,949 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,301,932 |
| Value of total assets at end of year | 2022-12-31 | $18,176,569 |
| Value of total assets at beginning of year | 2022-12-31 | $20,599,391 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $71,075 |
| Total interest from all sources | 2022-12-31 | $5,029 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $118,747 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $118,747 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $2,426,457 |
| Participant contributions at end of year | 2022-12-31 | $108,721 |
| Participant contributions at beginning of year | 2022-12-31 | $184,168 |
| Participant contributions at end of year | 2022-12-31 | $69,343 |
| Participant contributions at beginning of year | 2022-12-31 | $4,083 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $47,534 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $1,709 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $171 |
| Administrative expenses (other) incurred | 2022-12-31 | $7,692 |
| Total non interest bearing cash at end of year | 2022-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $93,243 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-2,422,822 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $18,176,569 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $20,599,391 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $56,593 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $5,294,713 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $20,008,536 |
| Interest on participant loans | 2022-12-31 | $4,917 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $12,688,163 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $309,190 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $309,190 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $112 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-2,949,167 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-959,753 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $827,941 |
| Employer contributions (assets) at end of year | 2022-12-31 | $13,920 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,838,586 |
| Contract administrator fees | 2022-12-31 | $6,790 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | FORVIS, LLP |
| Accountancy firm EIN | 2022-12-31 | 440160260 |
| Total income from all sources (including contributions) | 2022-01-01 | $-483,212 |
| Total of all expenses incurred | 2022-01-01 | $1,939,610 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $1,838,586 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $29,949 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $3,301,932 |
| Value of total assets at end of year | 2022-01-01 | $18,176,569 |
| Value of total assets at beginning of year | 2022-01-01 | $20,599,391 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $71,075 |
| Total interest from all sources | 2022-01-01 | $5,029 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $118,747 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $118,747 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $2,426,457 |
| Participant contributions at end of year | 2022-01-01 | $108,721 |
| Participant contributions at beginning of year | 2022-01-01 | $184,168 |
| Participant contributions at end of year | 2022-01-01 | $69,343 |
| Participant contributions at beginning of year | 2022-01-01 | $4,083 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $47,534 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-01-01 | $1,709 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-01-01 | $171 |
| Administrative expenses (other) incurred | 2022-01-01 | $7,692 |
| Total non interest bearing cash at end of year | 2022-01-01 | $0 |
| Total non interest bearing cash at beginning of year | 2022-01-01 | $93,243 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-2,422,822 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $18,176,569 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $20,599,391 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $56,593 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $5,294,713 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $20,008,536 |
| Interest on participant loans | 2022-01-01 | $4,917 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $12,688,163 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-01-01 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-01-01 | $112 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-2,949,167 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $-959,753 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $827,941 |
| Employer contributions (assets) at end of year | 2022-01-01 | $13,920 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $1,838,586 |
| Contract administrator fees | 2022-01-01 | $6,790 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | FORVIS, LLP |
| Accountancy firm EIN | 2022-01-01 | 440160260 |
| 2021 : KALEO, INC. 401(K) PLAN 2021 401k financial data |
|---|
| Total income from all sources (including contributions) | 2021-12-31 | $6,340,835 |
| Total of all expenses incurred | 2021-12-31 | $2,318,767 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,256,115 |
| Value of total corrective distributions | 2021-12-31 | $108 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,488,904 |
| Value of total assets at end of year | 2021-12-31 | $20,599,391 |
| Value of total assets at beginning of year | 2021-12-31 | $16,577,323 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $62,544 |
| Total interest from all sources | 2021-12-31 | $4,676 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $750,050 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $750,050 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $2,332,222 |
| Participant contributions at end of year | 2021-12-31 | $184,168 |
| Participant contributions at beginning of year | 2021-12-31 | $148,026 |
| Participant contributions at end of year | 2021-12-31 | $4,083 |
| Participant contributions at beginning of year | 2021-12-31 | $78,509 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $317,787 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $171 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $6,871 |
| Administrative expenses (other) incurred | 2021-12-31 | $3,663 |
| Total non interest bearing cash at end of year | 2021-12-31 | $93,243 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $4,022,068 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $20,599,391 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $16,577,323 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $54,736 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $20,008,536 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $15,998,766 |
| Interest on participant loans | 2021-12-31 | $4,386 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $309,190 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $331,338 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $331,338 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $290 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $2,097,205 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $838,895 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $13,813 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,256,115 |
| Contract administrator fees | 2021-12-31 | $4,145 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | FORVIS, LLP |
| Accountancy firm EIN | 2021-12-31 | 440160260 |
| 2020 : KALEO, INC. 401(K) PLAN 2020 401k financial data |
|---|
| Total income from all sources (including contributions) | 2020-12-31 | $6,732,638 |
| Total of all expenses incurred | 2020-12-31 | $1,200,542 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,158,518 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $4,237,086 |
| Value of total assets at end of year | 2020-12-31 | $16,577,323 |
| Value of total assets at beginning of year | 2020-12-31 | $11,045,227 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $42,024 |
| Total interest from all sources | 2020-12-31 | $5,015 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $422,587 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $422,587 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $2,305,766 |
| Participant contributions at end of year | 2020-12-31 | $148,026 |
| Participant contributions at beginning of year | 2020-12-31 | $77,589 |
| Participant contributions at end of year | 2020-12-31 | $78,509 |
| Participant contributions at beginning of year | 2020-12-31 | $71,277 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,094,313 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $6,871 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $882 |
| Administrative expenses (other) incurred | 2020-12-31 | $2,578 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $5,532,096 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $16,577,323 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $11,045,227 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $36,213 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $15,998,766 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $10,772,747 |
| Income. Interest from loans (other than to participants) | 2020-12-31 | $4,206 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $331,338 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $106,254 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $106,254 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $809 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $2,067,950 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $837,007 |
| Employer contributions (assets) at end of year | 2020-12-31 | $13,813 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $16,478 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,158,518 |
| Contract administrator fees | 2020-12-31 | $3,233 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | DIXON HUGHES GOODMAN LLP |
| Accountancy firm EIN | 2020-12-31 | 560747981 |
| 2019 : KALEO, INC. 401(K) PLAN 2019 401k financial data |
|---|
| Total income from all sources (including contributions) | 2019-12-31 | $5,376,125 |
| Total of all expenses incurred | 2019-12-31 | $1,526,551 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,437,769 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $52,535 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,469,055 |
| Value of total assets at end of year | 2019-12-31 | $11,045,227 |
| Value of total assets at beginning of year | 2019-12-31 | $7,195,653 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $36,247 |
| Total interest from all sources | 2019-12-31 | $4,998 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $333,750 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $333,750 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $2,448,263 |
| Participant contributions at end of year | 2019-12-31 | $77,589 |
| Participant contributions at beginning of year | 2019-12-31 | $104,604 |
| Participant contributions at end of year | 2019-12-31 | $71,277 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $302,089 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $882 |
| Administrative expenses (other) incurred | 2019-12-31 | $1,593 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $63,815 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $3,849,574 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $11,045,227 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $7,195,653 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $30,741 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $10,772,747 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $6,949,367 |
| Interest on participant loans | 2019-12-31 | $3,629 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $106,254 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $77,867 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $77,867 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $1,369 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,568,322 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $718,703 |
| Employer contributions (assets) at end of year | 2019-12-31 | $16,478 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,437,769 |
| Contract administrator fees | 2019-12-31 | $3,913 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | DIXON HUGHES GOODMAN LLP |
| Accountancy firm EIN | 2019-12-31 | 560747981 |
| 2018 : KALEO, INC. 401(K) PLAN 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-12-31 | $1,941,358 |
| Total of all expenses incurred | 2018-12-31 | $583,632 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $555,216 |
| Value of total corrective distributions | 2018-12-31 | $1,950 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,488,854 |
| Value of total assets at end of year | 2018-12-31 | $7,195,653 |
| Value of total assets at beginning of year | 2018-12-31 | $5,837,927 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $26,466 |
| Total interest from all sources | 2018-12-31 | $4,002 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $335,408 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $335,408 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $2,185,025 |
| Participant contributions at end of year | 2018-12-31 | $104,604 |
| Participant contributions at beginning of year | 2018-12-31 | $70,758 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $303,829 |
| Administrative expenses (other) incurred | 2018-12-31 | $824 |
| Total non interest bearing cash at end of year | 2018-12-31 | $63,815 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $57,380 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $1,357,726 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $7,195,653 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $5,837,927 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $22,937 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $6,949,367 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $5,641,223 |
| Interest on participant loans | 2018-12-31 | $3,236 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $77,867 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $68,566 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $68,566 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $766 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-886,906 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $555,216 |
| Contract administrator fees | 2018-12-31 | $2,705 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | DIXON HUGHES GOODMAN LLP |
| Accountancy firm EIN | 2018-12-31 | 560747981 |
| 2017 : KALEO, INC. 401(K) PLAN 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-12-31 | $3,584,189 |
| Total of all expenses incurred | 2017-12-31 | $368,809 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $353,996 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,891,568 |
| Value of total assets at end of year | 2017-12-31 | $5,837,927 |
| Value of total assets at beginning of year | 2017-12-31 | $2,622,547 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $14,813 |
| Total interest from all sources | 2017-12-31 | $3,015 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $192,648 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $192,648 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,649,223 |
| Participant contributions at end of year | 2017-12-31 | $70,758 |
| Participant contributions at beginning of year | 2017-12-31 | $31,781 |
| Participant contributions at beginning of year | 2017-12-31 | $35,329 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $1,236,830 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $313 |
| Administrative expenses (other) incurred | 2017-12-31 | $359 |
| Total non interest bearing cash at end of year | 2017-12-31 | $57,380 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $3,215,380 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $5,837,927 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,622,547 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $13,254 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $5,641,223 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $2,479,734 |
| Interest on participant loans | 2017-12-31 | $2,596 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $68,566 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $75,390 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $75,390 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $419 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $496,958 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $5,515 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $353,996 |
| Contract administrator fees | 2017-12-31 | $1,200 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | DIXON HUGHES, GOODMAN LLP |
| Accountancy firm EIN | 2017-12-31 | 560747981 |
