CARRO, CARRO & MITCHELL, LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CARRO, CARRO & MITCHELL, LLP 401(K) PLAN
| Measure | Date | Value |
|---|
| 2016: CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 6 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 4 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 4 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 4 |
| Number of participants with account balances | 2016-01-01 | 4 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 8 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 3 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 3 |
| Total of all active and inactive participants | 2015-01-01 | 6 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 6 |
| Number of participants with account balances | 2015-01-01 | 4 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 8 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 4 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 3 |
| Total of all active and inactive participants | 2014-01-01 | 7 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 7 |
| Number of participants with account balances | 2014-01-01 | 6 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 3 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 5 |
| Total of all active and inactive participants | 2013-01-01 | 8 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 8 |
| Number of participants with account balances | 2013-01-01 | 7 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 3 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
| Total of all active and inactive participants | 2012-01-01 | 3 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 3 |
| Number of participants with account balances | 2012-01-01 | 3 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 10 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 4 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 6 |
| Total of all active and inactive participants | 2011-01-01 | 10 |
| Total participants | 2011-01-01 | 10 |
| Number of participants with account balances | 2011-01-01 | 8 |
| 2009: CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 10 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 4 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 6 |
| Total of all active and inactive participants | 2009-01-01 | 10 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 10 |
| Number of participants with account balances | 2009-01-01 | 8 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2016 : CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $12,377 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $2,200 |
| Total plan assets at end of year | 2016-12-31 | $212,802 |
| Total plan assets at beginning of year | 2016-12-31 | $202,625 |
| Value of fidelity bond covering the plan | 2016-12-31 | $50,000 |
| Other income received | 2016-12-31 | $12,377 |
| Net income (gross income less expenses) | 2016-12-31 | $10,177 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $212,802 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $202,625 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $2,200 |
| 2015 : CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $-7,719 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $62,028 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $59,312 |
| Total plan assets at end of year | 2015-12-31 | $202,625 |
| Total plan assets at beginning of year | 2015-12-31 | $272,372 |
| Value of fidelity bond covering the plan | 2015-12-31 | $50,000 |
| Other income received | 2015-12-31 | $-7,719 |
| Net income (gross income less expenses) | 2015-12-31 | $-69,747 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $202,625 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $272,372 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $2,716 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $4,042 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $230,381 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $220,000 |
| Total plan assets at end of year | 2014-12-31 | $272,372 |
| Total plan assets at beginning of year | 2014-12-31 | $498,711 |
| Value of fidelity bond covering the plan | 2014-12-31 | $25,000 |
| Other income received | 2014-12-31 | $4,042 |
| Net income (gross income less expenses) | 2014-12-31 | $-226,339 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $272,372 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $498,711 |
| Value of corrective distributions | 2014-12-31 | $5,699 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $4,682 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| 2013 : CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $104,598 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $4,600 |
| Total plan assets at end of year | 2013-12-31 | $498,711 |
| Total plan assets at beginning of year | 2013-12-31 | $398,713 |
| Value of fidelity bond covering the plan | 2013-12-31 | $30,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $10,000 |
| Other income received | 2013-12-31 | $94,598 |
| Net income (gross income less expenses) | 2013-12-31 | $99,998 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $498,711 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $398,713 |
| Value of certain deemed distributions of participant loans | 2013-12-31 | $4,600 |
| 2012 : CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $66,066 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $3,987 |
| Total plan assets at end of year | 2012-12-31 | $398,713 |
| Total plan assets at beginning of year | 2012-12-31 | $336,634 |
| Value of fidelity bond covering the plan | 2012-12-31 | $30,000 |
| Expenses. Other expenses not covered elsewhere | 2012-12-31 | $3,987 |
| Other income received | 2012-12-31 | $56,066 |
| Net income (gross income less expenses) | 2012-12-31 | $62,079 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $398,713 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $336,634 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $10,000 |
| 2011 : CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $-13,648 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $3,762 |
| Total plan assets at end of year | 2011-12-31 | $336,634 |
| Total plan assets at beginning of year | 2011-12-31 | $354,044 |
| Value of fidelity bond covering the plan | 2011-12-31 | $30,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $5,000 |
| Other income received | 2011-12-31 | $-18,648 |
| Net income (gross income less expenses) | 2011-12-31 | $-17,410 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $336,634 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $354,044 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $3,762 |
| 2010 : CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $59,495 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $3,395 |
| Total plan assets at end of year | 2010-12-31 | $354,044 |
| Total plan assets at beginning of year | 2010-12-31 | $297,944 |
| Value of fidelity bond covering the plan | 2010-12-31 | $30,000 |
| Other income received | 2010-12-31 | $49,495 |
| Net income (gross income less expenses) | 2010-12-31 | $56,100 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $354,044 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $297,944 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $10,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $3,395 |
| 2016: CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: CARRO, CARRO & MITCHELL, LLP 401(K) PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 ) |
| Policy contract number | 80057 |
| Policy instance | 1 |
| Insurance contract or identification number | 80057 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $1,230 | | Total amount of fees paid to insurance company | USD $50 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,230 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 50 | | Additional information about fees paid to insurance broker | TPA FEES | | Insurance broker name | DAVID K. YOUNG CONSULTING,LLC |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 ) |
| Policy contract number | 80057 |
| Policy instance | 1 |
| Insurance contract or identification number | 80057 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $2,336 | | Total amount of fees paid to insurance company | USD $100 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,336 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 100 | | Additional information about fees paid to insurance broker | TPA FEES | | Insurance broker name | DAVID K. YOUNG CONSULTING,LLC |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 ) |
| Policy contract number | 80057 |
| Policy instance | 1 |
| Insurance contract or identification number | 80057 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $2,195 | | Total amount of fees paid to insurance company | USD $17 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $2,195 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 17 | | Additional information about fees paid to insurance broker | TPA FEES | | Insurance broker name | DAVID K. YOUNG CONSULTING, LLC |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 ) |
| Policy contract number | 80057 |
| Policy instance | 1 |
| Insurance contract or identification number | 80057 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $2,059 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $1,871 | | Insurance broker organization code? | 3 | | Insurance broker name | DAVID K. YOUNG CONSULTING, LLC |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 ) |
| Policy contract number | 80057 |
| Policy instance | 1 |
| Insurance contract or identification number | 80057 | | Number of Individuals Covered | 6 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $1,987 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 ) |
| Policy contract number | 80057 |
| Policy instance | 1 |
| Insurance contract or identification number | 80057 | | Number of Individuals Covered | 6 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $1,806 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes |
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