401k Plan data: EQUIAN, LLC 401K PLAN plan

EQUIAN, LLC 401K PLAN 401k Plan overview

Plan Name	EQUIAN, LLC 401K PLAN
Plan identification number	001

EQUIAN, LLC 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EQUIAN, LLC has sponsored the creation of one or more 401k plans.

Company Name: EQUIAN, LLC

Employer identification number (EIN): 270083277

NAIC Classification: 524290

Additional information about EQUIAN, LLC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2014-06-16

Company Identification Number: 0802011927

Legal Registered Office Address: PO BOX 33187

LOUISVILLE
United States of America (USA)
40232

More information about EQUIAN, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EQUIAN, LLC 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 JEFFREY MARTIN
001 2015-01-01 JEFFREY MARTIN
001 2014-01-01 JEFFREY MARTIN
001 2013-01-01 JEFFREY MARTIN
001 2012-01-01 JEFFREY MARTIN
001 2011-01-01 ANTHONY BROWNE
001 2009-01-01 ANTHONY BROWNE
001 2009-01-01 ANTHONY BROWNE

Plan id#	Filing Submission Date	Name of Administrator
001	2016-01-01	JEFFREY MARTIN
001	2015-01-01	JEFFREY MARTIN
001	2014-01-01	JEFFREY MARTIN
001	2013-01-01	JEFFREY MARTIN
001	2012-01-01	JEFFREY MARTIN
001	2011-01-01	ANTHONY BROWNE
001	2009-01-01	ANTHONY BROWNE
001	2009-01-01	ANTHONY BROWNE

Plan Statistics for EQUIAN, LLC 401K PLAN

401k plan membership statisitcs for EQUIAN, LLC 401K PLAN

Measure Date Value
2016: EQUIAN, LLC 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 243
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: EQUIAN, LLC 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 293
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 243
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 243
Number of participants with account balances 2015-01-01 230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: EQUIAN, LLC 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 239
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 293
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 293
Number of participants with account balances 2014-01-01 193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: EQUIAN, LLC 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 257
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 239
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 239
Number of participants with account balances 2013-01-01 202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: EQUIAN, LLC 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 300
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 257
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 257
Number of participants with account balances 2012-01-01 124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: EQUIAN, LLC 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 288
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 300
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 300
Number of participants with account balances 2011-01-01 218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: EQUIAN, LLC 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 223
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 266
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 266
Number of participants with account balances 2009-01-01 155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: EQUIAN, LLC 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	243
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: EQUIAN, LLC 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	293
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	243
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	243
Number of participants with account balances	2015-01-01	230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: EQUIAN, LLC 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	239
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	293
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	293
Number of participants with account balances	2014-01-01	193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: EQUIAN, LLC 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	257
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	239
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	239
Number of participants with account balances	2013-01-01	202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: EQUIAN, LLC 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	300
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	257
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	257
Number of participants with account balances	2012-01-01	124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: EQUIAN, LLC 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	288
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	300
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	300
Number of participants with account balances	2011-01-01	218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: EQUIAN, LLC 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	223
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	266
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	266
Number of participants with account balances	2009-01-01	155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on EQUIAN, LLC 401K PLAN

Measure	Date	Value
2016 : EQUIAN, LLC 401K PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$0
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$8,456,970
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,808,746
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,950,484
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,744,661
Expenses. Certain deemed distributions of participant loans	2016-12-31	$165,713
Value of total corrective distributions	2016-12-31	$30,957
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,245,612
Value of total assets at end of year	2016-12-31	$0
Value of total assets at beginning of year	2016-12-31	$7,598,708
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$9,153
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$9,084
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$7,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$7,238
Administrative expenses professional fees incurred	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,218,287
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$137,043
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$695,054
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$59,214
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$5,366
Administrative expenses (other) incurred	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$858,262
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$7,598,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$1,422,382
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$5,842,877
Interest on participant loans	2016-12-31	$7,188
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$1,896
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$189,325
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$107,473
Net investment gain/loss from pooled separate accounts	2016-12-31	$433,973
Net investment gain or loss from common/collective trusts	2016-12-31	$0
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$332,271
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$7,081
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,685,447
Contract administrator fees	2016-12-31	$9,153
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	Yes
Aggregate proceeds on sale of assets	2016-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	KATZ, SAPPER & MILLER, LLP
Accountancy firm EIN	2016-12-31	351090346
2015 : EQUIAN, LLC 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,699,385
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$481,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$385,507
Expenses. Certain deemed distributions of participant loans	2015-12-31	$54,288
Value of total corrective distributions	2015-12-31	$36,950
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,732,054
Value of total assets at end of year	2015-12-31	$7,598,708
Value of total assets at beginning of year	2015-12-31	$6,380,919
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$4,851
Total interest from all sources	2015-12-31	$11,654
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,153,365
Participant contributions at end of year	2015-12-31	$137,043
Participant contributions at beginning of year	2015-12-31	$272,223
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$261,460
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,217,789
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$7,598,708
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$6,380,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$4,851
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,422,382
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,058,724
Value of interest in pooled separate accounts at end of year	2015-12-31	$5,842,877
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$4,881,548
Interest on participant loans	2015-12-31	$11,654
Interest earned on other investments	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$189,325
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$165,975
Net investment gain/loss from pooled separate accounts	2015-12-31	$-44,323
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$317,229
Employer contributions (assets) at end of year	2015-12-31	$7,081
Employer contributions (assets) at beginning of year	2015-12-31	$2,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$385,507
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	KATZ, SAPPER & MILLER, LLP
Accountancy firm EIN	2015-12-31	351090346
2014 : EQUIAN, LLC 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$45,651
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,650,496
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$370,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$303,848
Value of total corrective distributions	2014-12-31	$62,901
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,337,052
Value of total assets at end of year	2014-12-31	$6,380,919
Value of total assets at beginning of year	2014-12-31	$4,055,295
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,774
Total interest from all sources	2014-12-31	$9,828
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$4,030
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$4,030
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$665,493
Participant contributions at end of year	2014-12-31	$272,223
Participant contributions at beginning of year	2014-12-31	$151,441
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,483,236
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$76
Other income not declared elsewhere	2014-12-31	$-2,086
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,279,973
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$6,380,919
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$4,055,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$1,058,724
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$844,681
Value of interest in pooled separate accounts at end of year	2014-12-31	$4,881,548
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$2,926,885
Interest on participant loans	2014-12-31	$8,639
Interest earned on other investments	2014-12-31	$1,189
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$165,975
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$125,308
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$62,225
Net investment gain/loss from pooled separate accounts	2014-12-31	$239,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$188,323
Employer contributions (assets) at end of year	2014-12-31	$2,449
Employer contributions (assets) at beginning of year	2014-12-31	$6,980
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$303,772
Contract administrator fees	2014-12-31	$3,774
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	KATZ, SAPPER & MILLER, LLP
Accountancy firm EIN	2014-12-31	351090346
2013 : EQUIAN, LLC 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,297,656
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$324,950
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$317,102
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$4,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$598,638
Value of total assets at end of year	2013-12-31	$4,055,295
Value of total assets at beginning of year	2013-12-31	$3,082,589
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,356
Total interest from all sources	2013-12-31	$68,160
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$2,096
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,096
Administrative expenses professional fees incurred	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$399,593
Participant contributions at end of year	2013-12-31	$151,441
Participant contributions at beginning of year	2013-12-31	$170,803
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$69,597
Other income not declared elsewhere	2013-12-31	$-703
Administrative expenses (other) incurred	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$972,706
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$4,055,295
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,082,589
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$844,681
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$665,179
Value of interest in pooled separate accounts at end of year	2013-12-31	$2,926,885
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$2,125,767
Interest on participant loans	2013-12-31	$6,977
Interest earned on other investments	2013-12-31	$61,183
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$125,308
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$108,677
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$166,087
Net investment gain/loss from pooled separate accounts	2013-12-31	$463,378
Net investment gain or loss from common/collective trusts	2013-12-31	$0
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$129,448
Employer contributions (assets) at end of year	2013-12-31	$6,980
Employer contributions (assets) at beginning of year	2013-12-31	$12,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$317,102
Contract administrator fees	2013-12-31	$3,356
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	KATZ, SAPPER & MILLER, LLP
Accountancy firm EIN	2013-12-31	351090346
2012 : EQUIAN, LLC 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$878,927
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$476,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$475,433
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$583,225
Value of total assets at end of year	2012-12-31	$3,082,589
Value of total assets at beginning of year	2012-12-31	$2,680,507
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,412
Total interest from all sources	2012-12-31	$5,726
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$2,807
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$2,807
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$371,632
Participant contributions at end of year	2012-12-31	$170,803
Participant contributions at beginning of year	2012-12-31	$133,498
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$13,330
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$63,691
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$116
Other income not declared elsewhere	2012-12-31	$-379
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$402,082
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,082,589
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,680,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$665,179
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$530,927
Value of interest in pooled separate accounts at end of year	2012-12-31	$2,125,767
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,873,756
Interest on participant loans	2012-12-31	$4,123
Interest earned on other investments	2012-12-31	$1,603
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$108,677
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$124,949
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$64,993
Net investment gain/loss from pooled separate accounts	2012-12-31	$222,555
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$147,902
Employer contributions (assets) at end of year	2012-12-31	$12,163
Employer contributions (assets) at beginning of year	2012-12-31	$4,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$475,317
Contract administrator fees	2012-12-31	$1,412
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KATZ, SAPPER & MILLER, LLP
Accountancy firm EIN	2012-12-31	351090346
2011 : EQUIAN, LLC 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$604,954
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$316,541
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$312,578
Value of total corrective distributions	2011-12-31	$2,163
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$663,528
Value of total assets at end of year	2011-12-31	$2,680,507
Value of total assets at beginning of year	2011-12-31	$2,392,094
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,800
Total interest from all sources	2011-12-31	$5,391
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$2,103
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$2,103
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$469,112
Participant contributions at end of year	2011-12-31	$133,498
Participant contributions at beginning of year	2011-12-31	$83,869
Participant contributions at end of year	2011-12-31	$13,330
Participant contributions at beginning of year	2011-12-31	$14,681
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$51,814
Other income not declared elsewhere	2011-12-31	$755
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$288,413
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,680,507
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,392,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$530,927
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$443,658
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,873,756
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,734,405
Interest on participant loans	2011-12-31	$2,990
Interest earned on other investments	2011-12-31	$2,401
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$124,949
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$110,135
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-23,518
Net investment gain/loss from pooled separate accounts	2011-12-31	$-43,305
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$142,602
Employer contributions (assets) at end of year	2011-12-31	$4,047
Employer contributions (assets) at beginning of year	2011-12-31	$5,346
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$312,578
Contract administrator fees	2011-12-31	$1,800
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	KATZ, SAPPER & MILLER, LLP
Accountancy firm EIN	2011-12-31	351090346
2010 : EQUIAN, LLC 401K PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$933,712
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$420,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$418,331
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$672,258
Value of total assets at end of year	2010-12-31	$2,392,094
Value of total assets at beginning of year	2010-12-31	$1,878,993
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,280
Total interest from all sources	2010-12-31	$4,847
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,998
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,998
Administrative expenses professional fees incurred	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$473,149
Participant contributions at end of year	2010-12-31	$83,869
Participant contributions at beginning of year	2010-12-31	$28,337
Participant contributions at end of year	2010-12-31	$14,681
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$25,315
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$1,038
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$1,057
Administrative expenses (other) incurred	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$513,101
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,392,094
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,878,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$443,658
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$264,957
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,734,405
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$1,454,813
Interest on participant loans	2010-12-31	$1,603
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$3,244
Income. Interest from US Government securities	2010-12-31	$0
Income. Interest from corporate debt instruments	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$110,135
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$130,886
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$58,748
Net investment gain/loss from pooled separate accounts	2010-12-31	$194,804
Net investment gain or loss from common/collective trusts	2010-12-31	$0
Net gain/loss from 103.12 investment entities	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$173,794
Employer contributions (assets) at end of year	2010-12-31	$5,346
Employer contributions (assets) at beginning of year	2010-12-31	$0
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$417,293
Contract administrator fees	2010-12-31	$2,280
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KATZ, SAPPER & MILLER, LLP
Accountancy firm EIN	2010-12-31	351090346
2009 : EQUIAN, LLC 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for EQUIAN, LLC 401K PLAN

2016: EQUIAN, LLC 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: EQUIAN, LLC 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: EQUIAN, LLC 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: EQUIAN, LLC 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: EQUIAN, LLC 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: EQUIAN, LLC 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: EQUIAN, LLC 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	EQUIAN, LLC
Employer identification number (EIN):	270083277
NAIC Classification:	524290

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2014-06-16
Company Identification Number:	0802011927
Legal Registered Office Address:	PO BOX 33187 LOUISVILLE United States of America (USA) 40232