LIFE-SCIENCE INNOVATIONS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan LIFE-SCIENCE INNOVATIONS AND AFFILIATES RETIREMENT PLAN
401k plan membership statisitcs for LIFE-SCIENCE INNOVATIONS AND AFFILIATES RETIREMENT PLAN
Measure | Date | Value |
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2022 : LIFE-SCIENCE INNOVATIONS AND AFFILIATES RETIREMENT PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
Total income from all sources (including contributions) | 2022-09-30 | $-4,832,972 |
Total loss/gain on sale of assets | 2022-09-30 | $0 |
Total of all expenses incurred | 2022-09-30 | $5,645,008 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-09-30 | $5,430,068 |
Expenses. Certain deemed distributions of participant loans | 2022-09-30 | $12,249 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-09-30 | $7,335,808 |
Value of total assets at end of year | 2022-09-30 | $64,536,465 |
Value of total assets at beginning of year | 2022-09-30 | $75,014,445 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-09-30 | $202,691 |
Total interest from all sources | 2022-09-30 | $51,535 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-09-30 | $3,927,963 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-09-30 | $3,927,963 |
Was this plan covered by a fidelity bond | 2022-09-30 | Yes |
Value of fidelity bond cover | 2022-09-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-09-30 | No |
Contributions received from participants | 2022-09-30 | $3,624,860 |
Participant contributions at end of year | 2022-09-30 | $1,030,172 |
Participant contributions at beginning of year | 2022-09-30 | $951,071 |
Participant contributions at end of year | 2022-09-30 | $0 |
Participant contributions at beginning of year | 2022-09-30 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-09-30 | $1,097,544 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
Value of net income/loss | 2022-09-30 | $-10,477,980 |
Value of net assets at end of year (total assets less liabilities) | 2022-09-30 | $64,536,465 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-09-30 | $75,014,445 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-09-30 | $53,800,553 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-09-30 | $64,256,405 |
Interest on participant loans | 2022-09-30 | $49,932 |
Interest earned on other investments | 2022-09-30 | $1,603 |
Value of interest in common/collective trusts at end of year | 2022-09-30 | $9,251,414 |
Value of interest in common/collective trusts at beginning of year | 2022-09-30 | $9,441,413 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-09-30 | $74,769 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-09-30 | $53,880 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-09-30 | $-16,353,853 |
Net investment gain or loss from common/collective trusts | 2022-09-30 | $205,575 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-09-30 | No |
Contributions received in cash from employer | 2022-09-30 | $2,613,404 |
Employer contributions (assets) at end of year | 2022-09-30 | $379,557 |
Employer contributions (assets) at beginning of year | 2022-09-30 | $311,676 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-09-30 | $5,430,068 |
Contract administrator fees | 2022-09-30 | $202,691 |
Did the plan have assets held for investment | 2022-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2022-09-30 | Unqualified |
Accountancy firm name | 2022-09-30 | LATHAM & PARKER, LLP |
Accountancy firm EIN | 2022-09-30 | 411596605 |
2021 : LIFE-SCIENCE INNOVATIONS AND AFFILIATES RETIREMENT PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
Total income from all sources (including contributions) | 2021-09-30 | $18,291,583 |
Total loss/gain on sale of assets | 2021-09-30 | $0 |
Total of all expenses incurred | 2021-09-30 | $7,050,575 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $6,832,340 |
Expenses. Certain deemed distributions of participant loans | 2021-09-30 | $10,108 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $5,784,279 |
Value of total assets at end of year | 2021-09-30 | $75,014,445 |
Value of total assets at beginning of year | 2021-09-30 | $63,773,437 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $208,127 |
Total interest from all sources | 2021-09-30 | $51,055 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $1,726,867 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-09-30 | $1,726,867 |
Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
Value of fidelity bond cover | 2021-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
Contributions received from participants | 2021-09-30 | $3,084,528 |
Participant contributions at end of year | 2021-09-30 | $951,071 |
Participant contributions at beginning of year | 2021-09-30 | $904,619 |
Participant contributions at end of year | 2021-09-30 | $0 |
Participant contributions at beginning of year | 2021-09-30 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-09-30 | $214,286 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-09-30 | $57,316 |
Other income not declared elsewhere | 2021-09-30 | $4 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
Value of net income/loss | 2021-09-30 | $11,241,008 |
Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $75,014,445 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $63,773,437 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-09-30 | $64,256,405 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-09-30 | $52,638,133 |
Interest on participant loans | 2021-09-30 | $48,750 |
Interest earned on other investments | 2021-09-30 | $2,305 |
Value of interest in common/collective trusts at end of year | 2021-09-30 | $9,441,413 |
Value of interest in common/collective trusts at beginning of year | 2021-09-30 | $9,853,610 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-09-30 | $53,880 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-09-30 | $103,256 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-09-30 | $10,511,818 |
Net investment gain or loss from common/collective trusts | 2021-09-30 | $217,560 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
Contributions received in cash from employer | 2021-09-30 | $2,485,465 |
Employer contributions (assets) at end of year | 2021-09-30 | $311,676 |
Employer contributions (assets) at beginning of year | 2021-09-30 | $273,819 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $6,775,024 |
Contract administrator fees | 2021-09-30 | $208,127 |
Did the plan have assets held for investment | 2021-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Disclaimer |
Accountancy firm name | 2021-09-30 | LATHAM & PARKER, LLP |
Accountancy firm EIN | 2021-09-30 | 411596605 |
2020 : LIFE-SCIENCE INNOVATIONS AND AFFILIATES RETIREMENT PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
Total income from all sources (including contributions) | 2020-09-30 | $9,072,303 |
Total loss/gain on sale of assets | 2020-09-30 | $0 |
Total of all expenses incurred | 2020-09-30 | $13,091,929 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $12,693,879 |
Expenses. Certain deemed distributions of participant loans | 2020-09-30 | $228,124 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $5,429,958 |
Value of total assets at end of year | 2020-09-30 | $63,773,437 |
Value of total assets at beginning of year | 2020-09-30 | $67,793,063 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $169,926 |
Total interest from all sources | 2020-09-30 | $71,114 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $2,029,967 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-09-30 | $2,029,967 |
Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
Value of fidelity bond cover | 2020-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
Contributions received from participants | 2020-09-30 | $2,941,967 |
Participant contributions at end of year | 2020-09-30 | $904,619 |
Participant contributions at beginning of year | 2020-09-30 | $1,051,422 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-09-30 | $332,475 |
Other income not declared elsewhere | 2020-09-30 | $-868 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
Value of net income/loss | 2020-09-30 | $-4,019,626 |
Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $63,773,437 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $67,793,063 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-09-30 | $52,638,133 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-09-30 | $57,259,355 |
Interest on participant loans | 2020-09-30 | $69,320 |
Interest earned on other investments | 2020-09-30 | $1,794 |
Value of interest in common/collective trusts at end of year | 2020-09-30 | $9,853,610 |
Value of interest in common/collective trusts at beginning of year | 2020-09-30 | $15,304 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-09-30 | $103,256 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-09-30 | $9,219,931 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-09-30 | $1,399,442 |
Net investment gain or loss from common/collective trusts | 2020-09-30 | $142,690 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | No |
Contributions received in cash from employer | 2020-09-30 | $2,155,516 |
Employer contributions (assets) at end of year | 2020-09-30 | $273,819 |
Employer contributions (assets) at beginning of year | 2020-09-30 | $247,051 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $12,693,879 |
Contract administrator fees | 2020-09-30 | $169,926 |
Did the plan have assets held for investment | 2020-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Disclaimer |
Accountancy firm name | 2020-09-30 | LATHAM & PARKER, LLP |
Accountancy firm EIN | 2020-09-30 | 411596605 |
2019 : LIFE-SCIENCE INNOVATIONS AND AFFILIATES RETIREMENT PLAN 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
Total income from all sources (including contributions) | 2019-09-30 | $7,765,901 |
Total loss/gain on sale of assets | 2019-09-30 | $0 |
Total of all expenses incurred | 2019-09-30 | $8,187,243 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $7,897,328 |
Expenses. Certain deemed distributions of participant loans | 2019-09-30 | $225,206 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $5,889,026 |
Value of total assets at end of year | 2019-09-30 | $67,793,063 |
Value of total assets at beginning of year | 2019-09-30 | $68,214,405 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $64,709 |
Total interest from all sources | 2019-09-30 | $184,098 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $3,320,097 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-09-30 | $3,320,097 |
Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
Value of fidelity bond cover | 2019-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
Contributions received from participants | 2019-09-30 | $3,186,510 |
Participant contributions at end of year | 2019-09-30 | $1,051,422 |
Participant contributions at beginning of year | 2019-09-30 | $1,370,678 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-09-30 | $436,791 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Value of net income/loss | 2019-09-30 | $-421,342 |
Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $67,793,063 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $68,214,405 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-09-30 | $57,259,355 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-09-30 | $55,100,514 |
Interest on participant loans | 2019-09-30 | $64,158 |
Interest earned on other investments | 2019-09-30 | $119,940 |
Value of interest in common/collective trusts at end of year | 2019-09-30 | $15,304 |
Value of interest in common/collective trusts at beginning of year | 2019-09-30 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-09-30 | $9,219,931 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-09-30 | $11,532,982 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-09-30 | $-1,627,321 |
Net investment gain or loss from common/collective trusts | 2019-09-30 | $1 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
Contributions received in cash from employer | 2019-09-30 | $2,265,725 |
Employer contributions (assets) at end of year | 2019-09-30 | $247,051 |
Employer contributions (assets) at beginning of year | 2019-09-30 | $210,231 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $7,897,328 |
Contract administrator fees | 2019-09-30 | $64,709 |
Did the plan have assets held for investment | 2019-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Disclaimer |
Accountancy firm name | 2019-09-30 | LATHAM & PARKER, LLP |
Accountancy firm EIN | 2019-09-30 | 411596605 |
2018 : LIFE-SCIENCE INNOVATIONS AND AFFILIATES RETIREMENT PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
Total income from all sources (including contributions) | 2018-09-30 | $10,468,167 |
Total loss/gain on sale of assets | 2018-09-30 | $0 |
Total of all expenses incurred | 2018-09-30 | $5,245,384 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-09-30 | $5,134,055 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-09-30 | $5,249,706 |
Value of total assets at end of year | 2018-09-30 | $68,214,405 |
Value of total assets at beginning of year | 2018-09-30 | $62,991,622 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-09-30 | $111,329 |
Total interest from all sources | 2018-09-30 | $214,320 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-09-30 | $2,580,099 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-09-30 | $2,580,099 |
Was this plan covered by a fidelity bond | 2018-09-30 | Yes |
Value of fidelity bond cover | 2018-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-09-30 | No |
Contributions received from participants | 2018-09-30 | $2,969,468 |
Participant contributions at end of year | 2018-09-30 | $1,370,678 |
Participant contributions at beginning of year | 2018-09-30 | $1,434,996 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-09-30 | $186,589 |
Other income not declared elsewhere | 2018-09-30 | $22,132 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
Value of net income/loss | 2018-09-30 | $5,222,783 |
Value of net assets at end of year (total assets less liabilities) | 2018-09-30 | $68,214,405 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-09-30 | $62,991,622 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-09-30 | $55,100,514 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-09-30 | $49,804,041 |
Interest on participant loans | 2018-09-30 | $82,633 |
Interest earned on other investments | 2018-09-30 | $131,687 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-09-30 | $11,532,982 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-09-30 | $11,556,409 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-09-30 | $2,401,910 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-09-30 | No |
Contributions received in cash from employer | 2018-09-30 | $2,093,649 |
Employer contributions (assets) at end of year | 2018-09-30 | $210,231 |
Employer contributions (assets) at beginning of year | 2018-09-30 | $196,176 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-09-30 | $5,134,055 |
Contract administrator fees | 2018-09-30 | $111,329 |
Did the plan have assets held for investment | 2018-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-09-30 | Disclaimer |
Accountancy firm name | 2018-09-30 | LATHAM & PARKER, LLP |
Accountancy firm EIN | 2018-09-30 | 411596605 |
2017 : LIFE-SCIENCE INNOVATIONS AND AFFILIATES RETIREMENT PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
Total income from all sources (including contributions) | 2017-09-30 | $11,451,405 |
Total loss/gain on sale of assets | 2017-09-30 | $0 |
Total of all expenses incurred | 2017-09-30 | $3,734,959 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $3,580,599 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $4,824,138 |
Value of total assets at end of year | 2017-09-30 | $62,991,622 |
Value of total assets at beginning of year | 2017-09-30 | $55,275,176 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $154,360 |
Total interest from all sources | 2017-09-30 | $199,977 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $1,863,055 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-09-30 | $1,863,055 |
Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
Value of fidelity bond cover | 2017-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-09-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | No |
Contributions received from participants | 2017-09-30 | $2,718,478 |
Participant contributions at end of year | 2017-09-30 | $1,434,996 |
Participant contributions at beginning of year | 2017-09-30 | $1,363,366 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-09-30 | $182,776 |
Other income not declared elsewhere | 2017-09-30 | $109,285 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
Value of net income/loss | 2017-09-30 | $7,716,446 |
Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $62,991,622 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $55,275,176 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-09-30 | $49,804,041 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-09-30 | $41,872,820 |
Interest on participant loans | 2017-09-30 | $65,422 |
Interest earned on other investments | 2017-09-30 | $134,555 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-09-30 | $11,556,409 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-09-30 | $11,867,906 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-09-30 | $4,454,950 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | No |
Contributions received in cash from employer | 2017-09-30 | $1,922,884 |
Employer contributions (assets) at end of year | 2017-09-30 | $196,176 |
Employer contributions (assets) at beginning of year | 2017-09-30 | $171,084 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $3,580,599 |
Contract administrator fees | 2017-09-30 | $154,360 |
Did the plan have assets held for investment | 2017-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Disclaimer |
Accountancy firm name | 2017-09-30 | LATHAM & PARKER, LLP |
Accountancy firm EIN | 2017-09-30 | 411596605 |
2016 : LIFE-SCIENCE INNOVATIONS AND AFFILIATES RETIREMENT PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
Total income from all sources (including contributions) | 2016-09-30 | $9,319,774 |
Total loss/gain on sale of assets | 2016-09-30 | $0 |
Total of all expenses incurred | 2016-09-30 | $4,216,932 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $4,038,021 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $4,608,184 |
Value of total assets at end of year | 2016-09-30 | $55,275,176 |
Value of total assets at beginning of year | 2016-09-30 | $50,172,334 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $178,911 |
Total interest from all sources | 2016-09-30 | $217,443 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $1,937,159 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-09-30 | $1,937,159 |
Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
Value of fidelity bond cover | 2016-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
Contributions received from participants | 2016-09-30 | $2,579,099 |
Participant contributions at end of year | 2016-09-30 | $1,363,366 |
Participant contributions at beginning of year | 2016-09-30 | $1,355,252 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-09-30 | $297,152 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
Value of net income/loss | 2016-09-30 | $5,102,842 |
Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $55,275,176 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $50,172,334 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-09-30 | $41,872,820 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-09-30 | $37,041,483 |
Interest on participant loans | 2016-09-30 | $72,704 |
Interest earned on other investments | 2016-09-30 | $144,739 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-09-30 | $11,867,906 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-09-30 | $11,618,884 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-09-30 | $2,556,988 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
Contributions received in cash from employer | 2016-09-30 | $1,731,933 |
Employer contributions (assets) at end of year | 2016-09-30 | $171,084 |
Employer contributions (assets) at beginning of year | 2016-09-30 | $156,715 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $4,038,021 |
Contract administrator fees | 2016-09-30 | $178,911 |
Did the plan have assets held for investment | 2016-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Disclaimer |
Accountancy firm name | 2016-09-30 | LATHAM & PARKER, LLP |
Accountancy firm EIN | 2016-09-30 | 411596605 |
2015 : LIFE-SCIENCE INNOVATIONS AND AFFILIATES RETIREMENT PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $0 |
Total income from all sources (including contributions) | 2015-09-30 | $3,372,713 |
Total loss/gain on sale of assets | 2015-09-30 | $0 |
Total of all expenses incurred | 2015-09-30 | $5,052,044 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-09-30 | $4,728,626 |
Expenses. Certain deemed distributions of participant loans | 2015-09-30 | $245,103 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-09-30 | $3,831,495 |
Value of total assets at end of year | 2015-09-30 | $50,172,334 |
Value of total assets at beginning of year | 2015-09-30 | $51,851,665 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-09-30 | $78,315 |
Total interest from all sources | 2015-09-30 | $210,541 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-09-30 | $2,041,675 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-09-30 | $2,041,675 |
Was this plan covered by a fidelity bond | 2015-09-30 | Yes |
Value of fidelity bond cover | 2015-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-09-30 | No |
Contributions received from participants | 2015-09-30 | $2,211,307 |
Participant contributions at end of year | 2015-09-30 | $1,355,252 |
Participant contributions at beginning of year | 2015-09-30 | $1,168,428 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-09-30 | $44,934 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
Value of net income/loss | 2015-09-30 | $-1,679,331 |
Value of net assets at end of year (total assets less liabilities) | 2015-09-30 | $50,172,334 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-09-30 | $51,851,665 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-09-30 | $37,041,483 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-09-30 | $38,163,257 |
Interest on participant loans | 2015-09-30 | $58,026 |
Interest earned on other investments | 2015-09-30 | $151,265 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-09-30 | $1,250 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-09-30 | $11,618,884 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-09-30 | $12,371,131 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-09-30 | $-2,710,998 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-09-30 | No |
Contributions received in cash from employer | 2015-09-30 | $1,575,254 |
Employer contributions (assets) at end of year | 2015-09-30 | $156,715 |
Employer contributions (assets) at beginning of year | 2015-09-30 | $148,849 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-09-30 | $4,728,626 |
Contract administrator fees | 2015-09-30 | $78,315 |
Did the plan have assets held for investment | 2015-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-09-30 | Disclaimer |
Accountancy firm name | 2015-09-30 | LATHAM & PARKER, LLP |
Accountancy firm EIN | 2015-09-30 | 411596605 |
2014 : LIFE-SCIENCE INNOVATIONS AND AFFILIATES RETIREMENT PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
Total income from all sources (including contributions) | 2014-09-30 | $8,275,548 |
Total loss/gain on sale of assets | 2014-09-30 | $0 |
Total of all expenses incurred | 2014-09-30 | $3,410,824 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $3,367,233 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $4,160,738 |
Value of total assets at end of year | 2014-09-30 | $51,851,665 |
Value of total assets at beginning of year | 2014-09-30 | $46,986,941 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $43,591 |
Total interest from all sources | 2014-09-30 | $213,615 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
Value of fidelity bond cover | 2014-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
Contributions received from participants | 2014-09-30 | $2,127,350 |
Participant contributions at end of year | 2014-09-30 | $1,168,428 |
Participant contributions at beginning of year | 2014-09-30 | $1,200,602 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-09-30 | $519,084 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Value of net income/loss | 2014-09-30 | $4,864,724 |
Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $51,851,665 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $46,986,941 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-09-30 | $38,163,257 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-09-30 | $33,673,984 |
Interest on participant loans | 2014-09-30 | $52,242 |
Interest earned on other investments | 2014-09-30 | $161,373 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-09-30 | $12,371,131 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-09-30 | $11,962,795 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-09-30 | $3,901,195 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
Contributions received in cash from employer | 2014-09-30 | $1,514,304 |
Employer contributions (assets) at end of year | 2014-09-30 | $148,849 |
Employer contributions (assets) at beginning of year | 2014-09-30 | $149,560 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $3,367,233 |
Contract administrator fees | 2014-09-30 | $43,591 |
Did the plan have assets held for investment | 2014-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Disclaimer |
Accountancy firm name | 2014-09-30 | LATHAM & PARKER, LLP |
Accountancy firm EIN | 2014-09-30 | 411596605 |
2013 : LIFE-SCIENCE INNOVATIONS AND AFFILIATES RETIREMENT PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
Total income from all sources (including contributions) | 2013-09-30 | $9,300,759 |
Total loss/gain on sale of assets | 2013-09-30 | $0 |
Total of all expenses incurred | 2013-09-30 | $3,211,813 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $3,099,854 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $4,125,873 |
Value of total assets at end of year | 2013-09-30 | $46,986,941 |
Value of total assets at beginning of year | 2013-09-30 | $40,897,995 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $111,959 |
Total interest from all sources | 2013-09-30 | $213,550 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-09-30 | No |
Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
Value of fidelity bond cover | 2013-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
Contributions received from participants | 2013-09-30 | $2,145,885 |
Participant contributions at end of year | 2013-09-30 | $1,200,602 |
Participant contributions at beginning of year | 2013-09-30 | $1,225,414 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-09-30 | $493,700 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
Value of net income/loss | 2013-09-30 | $6,088,946 |
Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $46,986,941 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $40,897,995 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-09-30 | $33,673,984 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-09-30 | $27,805,499 |
Interest on participant loans | 2013-09-30 | $56,642 |
Interest earned on other investments | 2013-09-30 | $156,908 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-09-30 | $11,962,795 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-09-30 | $11,322,733 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-09-30 | $4,961,336 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
Contributions received in cash from employer | 2013-09-30 | $1,486,288 |
Employer contributions (assets) at end of year | 2013-09-30 | $149,560 |
Employer contributions (assets) at beginning of year | 2013-09-30 | $544,349 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $3,099,854 |
Contract administrator fees | 2013-09-30 | $111,959 |
Did the plan have assets held for investment | 2013-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Disclaimer |
Accountancy firm name | 2013-09-30 | LATHAM & PARKER, LLP |
Accountancy firm EIN | 2013-09-30 | 411596605 |
2012 : LIFE-SCIENCE INNOVATIONS AND AFFILIATES RETIREMENT PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
Total income from all sources (including contributions) | 2012-09-30 | $10,640,554 |
Total loss/gain on sale of assets | 2012-09-30 | $0 |
Total of all expenses incurred | 2012-09-30 | $3,481,239 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $3,408,425 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $4,052,934 |
Value of total assets at end of year | 2012-09-30 | $40,897,995 |
Value of total assets at beginning of year | 2012-09-30 | $33,738,680 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-30 | $72,814 |
Total interest from all sources | 2012-09-30 | $263,405 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-30 | No |
Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
Value of fidelity bond cover | 2012-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-09-30 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
Contributions received from participants | 2012-09-30 | $2,101,567 |
Participant contributions at end of year | 2012-09-30 | $1,225,414 |
Participant contributions at beginning of year | 2012-09-30 | $971,585 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-09-30 | $101,741 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-09-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-09-30 | $3,116,301 |
Total non interest bearing cash at end of year | 2012-09-30 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
Value of net income/loss | 2012-09-30 | $7,159,315 |
Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $40,897,995 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $33,738,680 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-09-30 | $27,805,499 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-09-30 | $0 |
Value of interest in pooled separate accounts at end of year | 2012-09-30 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2012-09-30 | $19,443,379 |
Interest on participant loans | 2012-09-30 | $75,518 |
Interest earned on other investments | 2012-09-30 | $187,887 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-09-30 | $11,322,733 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-09-30 | $9,185,010 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-09-30 | $6,324,215 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | No |
Contributions received in cash from employer | 2012-09-30 | $1,849,626 |
Employer contributions (assets) at end of year | 2012-09-30 | $544,349 |
Employer contributions (assets) at beginning of year | 2012-09-30 | $1,022,405 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $3,408,425 |
Contract administrator fees | 2012-09-30 | $72,814 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-09-30 | Yes |
Did the plan have assets held for investment | 2012-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Disclaimer |
Accountancy firm name | 2012-09-30 | LATHAM & PARKER, LLP |
Accountancy firm EIN | 2012-09-30 | 411596605 |
2011 : LIFE-SCIENCE INNOVATIONS AND AFFILIATES RETIREMENT PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-09-30 | $0 |
Total transfer of assets to this plan | 2011-09-30 | $3,116,301 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
Total income from all sources (including contributions) | 2011-09-30 | $3,938,902 |
Total loss/gain on sale of assets | 2011-09-30 | $0 |
Total of all expenses incurred | 2011-09-30 | $2,592,960 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $2,504,209 |
Expenses. Certain deemed distributions of participant loans | 2011-09-30 | $0 |
Value of total corrective distributions | 2011-09-30 | $464 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $3,946,311 |
Value of total assets at end of year | 2011-09-30 | $33,738,680 |
Value of total assets at beginning of year | 2011-09-30 | $29,276,437 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $88,287 |
Total interest from all sources | 2011-09-30 | $317,019 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-09-30 | $0 |
Administrative expenses professional fees incurred | 2011-09-30 | $0 |
Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
Value of fidelity bond cover | 2011-09-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | No |
Contributions received from participants | 2011-09-30 | $1,699,013 |
Participant contributions at end of year | 2011-09-30 | $971,585 |
Participant contributions at beginning of year | 2011-09-30 | $863,289 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-09-30 | $150,424 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-09-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-09-30 | $3,116,301 |
Other income not declared elsewhere | 2011-09-30 | $0 |
Administrative expenses (other) incurred | 2011-09-30 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
Value of net income/loss | 2011-09-30 | $1,345,942 |
Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $33,738,680 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $29,276,437 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
Investment advisory and management fees | 2011-09-30 | $61,821 |
Value of interest in pooled separate accounts at end of year | 2011-09-30 | $19,443,379 |
Value of interest in pooled separate accounts at beginning of year | 2011-09-30 | $19,336,976 |
Interest on participant loans | 2011-09-30 | $52,355 |
Interest earned on other investments | 2011-09-30 | $264,664 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-09-30 | $9,185,010 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-09-30 | $9,076,172 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-09-30 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-09-30 | $0 |
Net investment gain/loss from pooled separate accounts | 2011-09-30 | $-324,428 |
Net investment gain or loss from common/collective trusts | 2011-09-30 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
Assets. Invements in employer securities at end of year | 2011-09-30 | $0 |
Assets. Invements in employer securities at beginning of year | 2011-09-30 | $0 |
Contributions received in cash from employer | 2011-09-30 | $2,096,874 |
Employer contributions (assets) at end of year | 2011-09-30 | $1,022,405 |
Income. Dividends from common stock | 2011-09-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $2,504,209 |
Contract administrator fees | 2011-09-30 | $26,466 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-09-30 | No |
Did the plan have assets held for investment | 2011-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Disclaimer |
Accountancy firm name | 2011-09-30 | LATHAM & PARKER, LLP |
Accountancy firm EIN | 2011-09-30 | 411596605 |
2010 : LIFE-SCIENCE INNOVATIONS AND AFFILIATES RETIREMENT PLAN 2010 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-09-30 | $0 |