LIFE-SCIENCE INNOVATIONS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan LIFE-SCIENCE INNOVATIONS & AFFILIATES HEALTH AND WELFARE BENEFIT TRUST
401k plan membership statisitcs for LIFE-SCIENCE INNOVATIONS & AFFILIATES HEALTH AND WELFARE BENEFIT TRUST
| Measure | Date | Value |
|---|
| 2014 : LIFE-SCIENCE INNOVATIONS & AFFILIATES HEALTH AND WELFARE BENEFIT TRUST 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-07-31 | $0 |
| Total transfer of assets from this plan | 2014-07-31 | $1,659,572 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-07-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-07-31 | $0 |
| Total income from all sources (including contributions) | 2014-07-31 | $28,399 |
| Total loss/gain on sale of assets | 2014-07-31 | $0 |
| Total of all expenses incurred | 2014-07-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-07-31 | $0 |
| Value of total assets at end of year | 2014-07-31 | $0 |
| Value of total assets at beginning of year | 2014-07-31 | $1,631,173 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-07-31 | $0 |
| Total interest from all sources | 2014-07-31 | $28,399 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-07-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-07-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2014-07-31 | $0 |
| Was this plan covered by a fidelity bond | 2014-07-31 | Yes |
| Value of fidelity bond cover | 2014-07-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-07-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-07-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2014-07-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-07-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-07-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-07-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-07-31 | No |
| Value of net income/loss | 2014-07-31 | $28,399 |
| Value of net assets at end of year (total assets less liabilities) | 2014-07-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-07-31 | $1,631,173 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-07-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-07-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-07-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-07-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-07-31 | $1,631,173 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-07-31 | $1,631,173 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-07-31 | $28,399 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-07-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-07-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-07-31 | No |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-07-31 | No |
| Did the plan have assets held for investment | 2014-07-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-07-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-07-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-07-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-07-31 | Unqualified |
| Accountancy firm name | 2014-07-31 | LATHAM & PARKER, LLP |
| Accountancy firm EIN | 2014-07-31 | 411596605 |
| 2013 : LIFE-SCIENCE INNOVATIONS & AFFILIATES HEALTH AND WELFARE BENEFIT TRUST 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-07-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $5,133 |
| Total income from all sources (including contributions) | 2013-07-31 | $43,713 |
| Total loss/gain on sale of assets | 2013-07-31 | $0 |
| Total of all expenses incurred | 2013-07-31 | $81,449 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-07-31 | $66,385 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-07-31 | $0 |
| Value of total assets at end of year | 2013-07-31 | $1,631,173 |
| Value of total assets at beginning of year | 2013-07-31 | $1,674,042 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-07-31 | $15,064 |
| Total interest from all sources | 2013-07-31 | $43,713 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-07-31 | $0 |
| Administrative expenses professional fees incurred | 2013-07-31 | $1,895 |
| Was this plan covered by a fidelity bond | 2013-07-31 | Yes |
| Value of fidelity bond cover | 2013-07-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-07-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-07-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2013-07-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-07-31 | $12,674 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-07-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-07-31 | $13,498 |
| Administrative expenses (other) incurred | 2013-07-31 | $495 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-07-31 | No |
| Value of net income/loss | 2013-07-31 | $-37,736 |
| Value of net assets at end of year (total assets less liabilities) | 2013-07-31 | $1,631,173 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-07-31 | $1,668,909 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-07-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-07-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-07-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-07-31 | $1,631,173 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-07-31 | $1,647,870 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-07-31 | $1,647,870 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-07-31 | $43,713 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-07-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-07-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-07-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-07-31 | $66,385 |
| Contract administrator fees | 2013-07-31 | $12,674 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-07-31 | No |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-07-31 | $5,133 |
| Did the plan have assets held for investment | 2013-07-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-07-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-07-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-07-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-07-31 | Unqualified |
| Accountancy firm name | 2013-07-31 | LATHAM AND PARKER, LLP |
| Accountancy firm EIN | 2013-07-31 | 411596605 |
| 2012 : LIFE-SCIENCE INNOVATIONS & AFFILIATES HEALTH AND WELFARE BENEFIT TRUST 2012 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-31 | $5,133 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-31 | $456,103 |
| Total income from all sources (including contributions) | 2012-07-31 | $1,375,447 |
| Total of all expenses incurred | 2012-07-31 | $1,210,520 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-07-31 | $1,143,069 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-07-31 | $1,179,301 |
| Value of total assets at end of year | 2012-07-31 | $1,674,042 |
| Value of total assets at beginning of year | 2012-07-31 | $1,960,085 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-07-31 | $67,451 |
| Total interest from all sources | 2012-07-31 | $47,627 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-07-31 | No |
| Administrative expenses professional fees incurred | 2012-07-31 | $1,995 |
| Was this plan covered by a fidelity bond | 2012-07-31 | Yes |
| Value of fidelity bond cover | 2012-07-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-07-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-07-31 | No |
| Contributions received from participants | 2012-07-31 | $341,016 |
| Assets. Other investments not covered elsewhere at end of year | 2012-07-31 | $12,674 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-07-31 | $13,498 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-07-31 | $51,718 |
| Other income not declared elsewhere | 2012-07-31 | $148,519 |
| Administrative expenses (other) incurred | 2012-07-31 | $16,869 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-07-31 | No |
| Value of net income/loss | 2012-07-31 | $164,927 |
| Value of net assets at end of year (total assets less liabilities) | 2012-07-31 | $1,668,909 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-07-31 | $1,503,982 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-07-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-07-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-07-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-07-31 | $1,647,870 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-07-31 | $1,908,367 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-07-31 | $1,908,367 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-07-31 | $47,627 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-07-31 | $130,309 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-07-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-07-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-07-31 | No |
| Contributions received in cash from employer | 2012-07-31 | $838,285 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-07-31 | $1,012,760 |
| Contract administrator fees | 2012-07-31 | $48,587 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-07-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2012-07-31 | $5,133 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-07-31 | $456,103 |
| Did the plan have assets held for investment | 2012-07-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-07-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-07-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-07-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-07-31 | Unqualified |
| Accountancy firm name | 2012-07-31 | LATHAM AND PARKER, LLP |
| Accountancy firm EIN | 2012-07-31 | 411596605 |
| 2011 : LIFE-SCIENCE INNOVATIONS & AFFILIATES HEALTH AND WELFARE BENEFIT TRUST 2011 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $456,103 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $516,012 |
| Total income from all sources (including contributions) | 2011-07-31 | $3,081,506 |
| Total of all expenses incurred | 2011-07-31 | $2,927,801 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-07-31 | $2,797,776 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-07-31 | $2,739,143 |
| Value of total assets at end of year | 2011-07-31 | $1,960,085 |
| Value of total assets at beginning of year | 2011-07-31 | $1,866,289 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-07-31 | $130,025 |
| Total interest from all sources | 2011-07-31 | $51,720 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-07-31 | No |
| Administrative expenses professional fees incurred | 2011-07-31 | $2,133 |
| Was this plan covered by a fidelity bond | 2011-07-31 | Yes |
| Value of fidelity bond cover | 2011-07-31 | $1,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-07-31 | No |
| Contributions received from participants | 2011-07-31 | $814,815 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-07-31 | $51,718 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-07-31 | $12,133 |
| Other income not declared elsewhere | 2011-07-31 | $290,643 |
| Administrative expenses (other) incurred | 2011-07-31 | $39,239 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-07-31 | No |
| Value of net income/loss | 2011-07-31 | $153,705 |
| Value of net assets at end of year (total assets less liabilities) | 2011-07-31 | $1,503,982 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-07-31 | $1,350,277 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-07-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-07-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-07-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-07-31 | $1,908,367 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-07-31 | $1,854,156 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-07-31 | $1,854,156 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-07-31 | $51,720 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-07-31 | $317,357 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-07-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-07-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-07-31 | No |
| Contributions received in cash from employer | 2011-07-31 | $1,924,328 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-07-31 | $2,480,419 |
| Contract administrator fees | 2011-07-31 | $88,653 |
| Liabilities. Value of benefit claims payable at end of year | 2011-07-31 | $456,103 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-07-31 | $516,012 |
| Did the plan have assets held for investment | 2011-07-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-07-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-07-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-07-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-07-31 | Unqualified |
| Accountancy firm name | 2011-07-31 | LATHAM AND PARKER, LLP |
| Accountancy firm EIN | 2011-07-31 | 411596605 |
