CAPITAL BRANDS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CAPITAL BRANDS, LLC 401(K) PLAN
Measure | Date | Value |
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2018 : CAPITAL BRANDS, LLC 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $-4,133,660 |
Total transfer of assets from this plan | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $391,166 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $1,488,454 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,486,890 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $0 |
Value of total corrective distributions | 2018-12-31 | $1,564 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $628,778 |
Value of total assets at end of year | 2018-12-31 | $332,727 |
Value of total assets at beginning of year | 2018-12-31 | $5,563,675 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $0 |
Total interest from all sources | 2018-12-31 | $8,839 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $367,268 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $367,268 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $512,857 |
Participant contributions at beginning of year | 2018-12-31 | $99,915 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-1,097,288 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $332,727 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $5,563,675 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $3,921,983 |
Interest on participant loans | 2018-12-31 | $5,047 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $332,727 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,245,308 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $296,469 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $296,469 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $3,792 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-576,676 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-37,043 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $115,921 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,486,890 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | ELLS CPAS& BUSINESS ADVISORS |
Accountancy firm EIN | 2018-12-31 | 952771605 |
2017 : CAPITAL BRANDS, LLC 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets to this plan | 2017-12-31 | $0 |
Total transfer of assets from this plan | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $1,503,138 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $160,489 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $160,368 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $121 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $734,120 |
Value of total assets at end of year | 2017-12-31 | $5,563,675 |
Value of total assets at beginning of year | 2017-12-31 | $4,221,026 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $0 |
Total interest from all sources | 2017-12-31 | $4,776 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $338,061 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $338,061 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $423,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $554,705 |
Participant contributions at end of year | 2017-12-31 | $99,915 |
Participant contributions at beginning of year | 2017-12-31 | $89,916 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $52,016 |
Other income not declared elsewhere | 2017-12-31 | $34 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $1,342,649 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $5,563,675 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $4,221,026 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $3,921,983 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $2,979,087 |
Interest on participant loans | 2017-12-31 | $4,279 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,245,308 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $947,139 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $296,469 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $204,884 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $204,884 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $497 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $285,784 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $140,363 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $127,399 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $160,368 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | LANCE, SOLL & LUNHGARD, LLP |
Accountancy firm EIN | 2017-12-31 | 952700123 |
2016 : CAPITAL BRANDS, LLC 401(K) PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets to this plan | 2016-12-31 | $0 |
Total transfer of assets from this plan | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $1,027,603 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $169,252 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $159,543 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $213 |
Value of total corrective distributions | 2016-12-31 | $9,496 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $693,447 |
Value of total assets at end of year | 2016-12-31 | $4,221,026 |
Value of total assets at beginning of year | 2016-12-31 | $3,362,675 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $0 |
Total interest from all sources | 2016-12-31 | $4,874 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $111,461 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $111,461 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $338,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $525,880 |
Participant contributions at end of year | 2016-12-31 | $89,916 |
Participant contributions at beginning of year | 2016-12-31 | $100,581 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $67,197 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $858,351 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $4,221,026 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,362,675 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,979,087 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $2,129,457 |
Interest on participant loans | 2016-12-31 | $4,874 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $947,139 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $977,608 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $204,884 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $155,029 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $155,029 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $153,109 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $64,712 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $100,370 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $159,543 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | ELLS CPAS& BUSINESS ADVISORS |
Accountancy firm EIN | 2016-12-31 | 952771605 |
2015 : CAPITAL BRANDS, LLC 401(K) PLAN 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $0 |
Total transfer of assets from this plan | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $670,664 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $196,970 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $179,048 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $7,382 |
Value of total corrective distributions | 2015-12-31 | $10,540 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $701,239 |
Value of total assets at end of year | 2015-12-31 | $3,362,675 |
Value of total assets at beginning of year | 2015-12-31 | $2,888,981 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $0 |
Total interest from all sources | 2015-12-31 | $4,228 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $247,080 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $247,080 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $289,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $507,871 |
Participant contributions at end of year | 2015-12-31 | $100,581 |
Participant contributions at beginning of year | 2015-12-31 | $46,717 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $102,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $473,694 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,362,675 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,888,981 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $2,129,457 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $1,983,363 |
Interest on participant loans | 2015-12-31 | $4,228 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $977,608 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $744,807 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $155,029 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $114,094 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $114,094 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-275,279 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $-6,604 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $91,368 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $179,048 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | ELLS CPAS & BUSINESS ADVISORS |
Accountancy firm EIN | 2015-12-31 | 952771605 |
2009 : CAPITAL BRANDS, LLC 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |