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PATTERN ENERGY GROUP 401(K) PLAN 401k Plan overview

Plan NamePATTERN ENERGY GROUP 401(K) PLAN
Plan identification number 001

PATTERN ENERGY GROUP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PATTERN ENERGY GROUP LP has sponsored the creation of one or more 401k plans.

Company Name:PATTERN ENERGY GROUP LP
Employer identification number (EIN):270279717
NAIC Classification:221100

Additional information about PATTERN ENERGY GROUP LP

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2009-06-10
Company Identification Number: 0801133349
Legal Registered Office Address: 1088 SANSOME ST

SAN FRANCISCO
United States of America (USA)
94111

More information about PATTERN ENERGY GROUP LP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PATTERN ENERGY GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01DYANN BLAINE DYANN BLAINE2018-10-10
0012016-01-01DYANN BLAINE DYANN BLAINE2017-10-10
0012015-01-01ERIC LILLYBECK ERIC LILLYBECK2016-10-07
0012014-01-01DYANN BLAINE
0012013-01-01DYANN BLAINE DYANN BLAINE2014-08-26
0012012-01-01DYANN BLAINE2013-07-22 DYANN BLAINE2013-07-22
0012011-01-01DARLENE YEE2012-06-29
0012010-01-01DARLENE YEE2011-07-11
0012009-08-03DARLENE YEE

Plan Statistics for PATTERN ENERGY GROUP 401(K) PLAN

401k plan membership statisitcs for PATTERN ENERGY GROUP 401(K) PLAN

Measure Date Value
2019: PATTERN ENERGY GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01486
Total number of active participants reported on line 7a of the Form 55002019-01-01416
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0195
Total of all active and inactive participants2019-01-01511
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01511
Number of participants with account balances2019-01-01504
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: PATTERN ENERGY GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01430
Total number of active participants reported on line 7a of the Form 55002018-01-01408
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0178
Total of all active and inactive participants2018-01-01486
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01486
Number of participants with account balances2018-01-01486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: PATTERN ENERGY GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01313
Total number of active participants reported on line 7a of the Form 55002017-01-01367
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0163
Total of all active and inactive participants2017-01-01430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01430
Number of participants with account balances2017-01-01430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PATTERN ENERGY GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01252
Total number of active participants reported on line 7a of the Form 55002016-01-01271
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0142
Total of all active and inactive participants2016-01-01313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01313
Number of participants with account balances2016-01-01313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PATTERN ENERGY GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01179
Total number of active participants reported on line 7a of the Form 55002015-01-01224
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0128
Total of all active and inactive participants2015-01-01252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01252
Number of participants with account balances2015-01-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PATTERN ENERGY GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01139
Total number of active participants reported on line 7a of the Form 55002014-01-01164
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0115
Total of all active and inactive participants2014-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01179
Number of participants with account balances2014-01-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PATTERN ENERGY GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01119
Total number of active participants reported on line 7a of the Form 55002013-01-01126
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-019
Total of all active and inactive participants2013-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01135
Number of participants with account balances2013-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2009: PATTERN ENERGY GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-08-030
Total number of active participants reported on line 7a of the Form 55002009-08-0373
Number of retired or separated participants receiving benefits2009-08-030
Number of other retired or separated participants entitled to future benefits2009-08-034
Total of all active and inactive participants2009-08-0377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-08-030
Total participants2009-08-0377
Number of participants with account balances2009-08-0377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-08-030

Financial Data on PATTERN ENERGY GROUP 401(K) PLAN

Measure Date Value
2019 : PATTERN ENERGY GROUP 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$4,856
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$4,856
Total unrealized appreciation/depreciation of assets2019-12-31$4,856
Total unrealized appreciation/depreciation of assets2019-12-31$4,856
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$20,854,985
Total income from all sources (including contributions)2019-12-31$20,854,985
Total loss/gain on sale of assets2019-12-31$11,764
Total loss/gain on sale of assets2019-12-31$11,764
Total of all expenses incurred2019-12-31$4,140,193
Total of all expenses incurred2019-12-31$4,140,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,047,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,047,056
Expenses. Certain deemed distributions of participant loans2019-12-31$1,993
Expenses. Certain deemed distributions of participant loans2019-12-31$1,993
Value of total corrective distributions2019-12-31$0
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$10,031,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$10,031,409
Value of total assets at end of year2019-12-31$60,134,012
Value of total assets at end of year2019-12-31$60,134,012
Value of total assets at beginning of year2019-12-31$43,419,220
Value of total assets at beginning of year2019-12-31$43,419,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$91,144
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$91,144
Total income from rents2019-12-31$0
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$89,019
Total interest from all sources2019-12-31$89,019
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,906,735
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,906,735
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,906,638
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,906,638
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$5,253,675
Contributions received from participants2019-12-31$5,253,675
Participant contributions at end of year2019-12-31$960,879
Participant contributions at end of year2019-12-31$960,879
Participant contributions at beginning of year2019-12-31$843,576
Participant contributions at beginning of year2019-12-31$843,576
Participant contributions at end of year2019-12-31$99,876
Participant contributions at end of year2019-12-31$99,876
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,186,120
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,186,120
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$6,306,440
Other income not declared elsewhere2019-12-31$6,306,440
Administrative expenses (other) incurred2019-12-31$91,144
Administrative expenses (other) incurred2019-12-31$91,144
Liabilities. Value of operating payables at end of year2019-12-31$0
Liabilities. Value of operating payables at end of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$16,714,792
Value of net income/loss2019-12-31$16,714,792
Value of net assets at end of year (total assets less liabilities)2019-12-31$60,134,012
Value of net assets at end of year (total assets less liabilities)2019-12-31$60,134,012
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$43,419,220
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$43,419,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Investment advisory and management fees2019-12-31$0
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$56,772,775
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$56,772,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$41,038,828
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$41,038,828
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$57,631
Interest on participant loans2019-12-31$57,631
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$31,314
Interest earned on other investments2019-12-31$31,314
Income. Interest from US Government securities2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at beginning of year2019-12-31$0
Value of interest in master investment trust accounts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$26,732
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$26,732
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$74
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$74
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,754,167
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,754,167
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,536,816
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,536,816
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,504,762
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,504,762
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Value of employer real property at end of year2019-12-31$0
Assets. Value of employer real property at end of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$2,591,614
Contributions received in cash from employer2019-12-31$2,591,614
Employer contributions (assets) at end of year2019-12-31$446,661
Employer contributions (assets) at end of year2019-12-31$446,661
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$97
Income. Dividends from common stock2019-12-31$97
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,047,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,047,056
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Contract administrator fees2019-12-31$0
Contract administrator fees2019-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$72,922
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$72,922
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$328,336
Aggregate proceeds on sale of assets2019-12-31$328,336
Aggregate carrying amount (costs) on sale of assets2019-12-31$316,572
Aggregate carrying amount (costs) on sale of assets2019-12-31$316,572
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm name2019-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2019-12-31942370906
Accountancy firm EIN2019-12-31942370906
2018 : PATTERN ENERGY GROUP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$4,640,811
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,431,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,375,639
Expenses. Certain deemed distributions of participant loans2018-12-31$-3,307
Value of total corrective distributions2018-12-31$673
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,028,789
Value of total assets at end of year2018-12-31$43,419,220
Value of total assets at beginning of year2018-12-31$42,209,716
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$58,302
Total interest from all sources2018-12-31$66,628
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$643,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$643,438
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,196,935
Participant contributions at end of year2018-12-31$843,576
Participant contributions at beginning of year2018-12-31$595,812
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$86,987
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$91,467
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$633,223
Other income not declared elsewhere2018-12-31$22,567
Administrative expenses (other) incurred2018-12-31$58,302
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,209,504
Value of net assets at end of year (total assets less liabilities)2018-12-31$43,419,220
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$42,209,716
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$41,038,828
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$39,764,477
Interest on participant loans2018-12-31$38,481
Interest earned on other investments2018-12-31$28,147
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,536,816
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,588,384
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,120,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,198,631
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$82,589
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,375,639
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2018-12-31942370906
2017 : PATTERN ENERGY GROUP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$12,860,703
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,682,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,698,797
Expenses. Certain deemed distributions of participant loans2017-12-31$-22,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,689,710
Value of total assets at end of year2017-12-31$42,209,716
Value of total assets at beginning of year2017-12-31$31,031,325
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$6,415
Total interest from all sources2017-12-31$44,221
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$482,729
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$482,729
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,407,974
Participant contributions at end of year2017-12-31$595,812
Participant contributions at beginning of year2017-12-31$538,247
Participant contributions at end of year2017-12-31$86,987
Participant contributions at beginning of year2017-12-31$61,195
Assets. Other investments not covered elsewhere at end of year2017-12-31$91,467
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$73,072
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,414,933
Other income not declared elsewhere2017-12-31$10,326
Administrative expenses (other) incurred2017-12-31$6,415
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,178,391
Value of net assets at end of year (total assets less liabilities)2017-12-31$42,209,716
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$31,031,325
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$39,764,477
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$29,317,157
Interest on participant loans2017-12-31$28,580
Interest earned on other investments2017-12-31$15,641
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,588,384
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$978,157
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,633,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,866,803
Employer contributions (assets) at end of year2017-12-31$82,589
Employer contributions (assets) at beginning of year2017-12-31$63,497
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,698,797
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2017-12-31942370906
2016 : PATTERN ENERGY GROUP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,993,279
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$721,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$716,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,831,011
Value of total assets at end of year2016-12-31$31,031,325
Value of total assets at beginning of year2016-12-31$24,759,858
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,149
Total interest from all sources2016-12-31$37,438
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$350,205
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$350,205
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,806,736
Participant contributions at end of year2016-12-31$538,247
Participant contributions at beginning of year2016-12-31$478,348
Participant contributions at end of year2016-12-31$61,195
Participant contributions at beginning of year2016-12-31$43,315
Assets. Other investments not covered elsewhere at end of year2016-12-31$73,072
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$478,161
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$-1,249
Administrative expenses (other) incurred2016-12-31$5,149
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,271,467
Value of net assets at end of year (total assets less liabilities)2016-12-31$31,031,325
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$24,759,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$29,317,157
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$23,290,865
Interest on participant loans2016-12-31$25,847
Interest earned on other investments2016-12-31$11,591
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$978,157
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$896,017
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,775,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,546,114
Employer contributions (assets) at end of year2016-12-31$63,497
Employer contributions (assets) at beginning of year2016-12-31$51,313
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$716,663
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2016-12-31942370906
2015 : PATTERN ENERGY GROUP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$460
Total income from all sources (including contributions)2015-12-31$3,798,499
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$504,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$500,493
Value of total corrective distributions2015-12-31$470
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,842,364
Value of total assets at end of year2015-12-31$24,759,858
Value of total assets at beginning of year2015-12-31$21,466,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,805
Total interest from all sources2015-12-31$31,483
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$328,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$328,671
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,157,532
Participant contributions at end of year2015-12-31$478,348
Participant contributions at beginning of year2015-12-31$399,393
Participant contributions at end of year2015-12-31$43,315
Participant contributions at beginning of year2015-12-31$31,212
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$495,502
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$460
Administrative expenses (other) incurred2015-12-31$3,805
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,293,731
Value of net assets at end of year (total assets less liabilities)2015-12-31$24,759,858
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$21,466,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$23,290,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$20,293,135
Interest on participant loans2015-12-31$21,135
Interest earned on other investments2015-12-31$10,348
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$896,017
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$703,652
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-404,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,189,330
Employer contributions (assets) at end of year2015-12-31$51,313
Employer contributions (assets) at beginning of year2015-12-31$39,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$500,493
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2015-12-31942370906
2014 : PATTERN ENERGY GROUP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$460
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,865,466
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$794,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$789,204
Expenses. Certain deemed distributions of participant loans2014-12-31$2,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,800,898
Value of total assets at end of year2014-12-31$21,466,587
Value of total assets at beginning of year2014-12-31$18,395,568
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,399
Total interest from all sources2014-12-31$26,814
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$237,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$237,881
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,565,784
Participant contributions at end of year2014-12-31$399,393
Participant contributions at beginning of year2014-12-31$343,964
Participant contributions at end of year2014-12-31$31,212
Participant contributions at beginning of year2014-12-31$20,440
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$277,110
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$460
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Administrative expenses (other) incurred2014-12-31$3,399
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,070,559
Value of net assets at end of year (total assets less liabilities)2014-12-31$21,466,127
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,395,568
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$20,293,135
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$17,328,029
Interest on participant loans2014-12-31$18,374
Interest earned on other investments2014-12-31$8,440
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$703,652
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$671,659
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$799,873
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$958,004
Employer contributions (assets) at end of year2014-12-31$39,195
Employer contributions (assets) at beginning of year2014-12-31$31,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$789,204
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2014-12-31942370906
2013 : PATTERN ENERGY GROUP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,675,415
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,104,502
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,100,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,737,984
Value of total assets at end of year2013-12-31$18,395,568
Value of total assets at beginning of year2013-12-31$13,824,655
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,665
Total interest from all sources2013-12-31$19,094
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$174,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$174,303
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,329,952
Participant contributions at end of year2013-12-31$343,964
Participant contributions at beginning of year2013-12-31$152,359
Participant contributions at end of year2013-12-31$20,440
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$626,862
Administrative expenses (other) incurred2013-12-31$3,665
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,570,913
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,395,568
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$13,824,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$17,328,029
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$13,032,054
Interest on participant loans2013-12-31$10,752
Interest earned on other investments2013-12-31$8,342
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$671,659
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$640,242
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,744,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$781,170
Employer contributions (assets) at end of year2013-12-31$31,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,100,837
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SENSIBA SAN FILIPPO LLP
Accountancy firm EIN2013-12-31942370906

Form 5500 Responses for PATTERN ENERGY GROUP 401(K) PLAN

2019: PATTERN ENERGY GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PATTERN ENERGY GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PATTERN ENERGY GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PATTERN ENERGY GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PATTERN ENERGY GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PATTERN ENERGY GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PATTERN ENERGY GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2009: PATTERN ENERGY GROUP 401(K) PLAN 2009 form 5500 responses
2009-08-03Type of plan entitySingle employer plan
2009-08-03First time form 5500 has been submittedYes
2009-08-03Submission has been amendedNo
2009-08-03This submission is the final filingNo
2009-08-03This return/report is a short plan year return/report (less than 12 months)Yes
2009-08-03Plan is a collectively bargained planNo
2009-08-03Plan funding arrangement – InsuranceYes
2009-08-03Plan funding arrangement – TrustYes
2009-08-03Plan benefit arrangement – InsuranceYes
2009-08-03Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041362
Policy instance 1
Insurance contract or identification number041362
Number of Individuals Covered49
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041362
Policy instance 1
Insurance contract or identification number041362
Number of Individuals Covered486
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $40,000
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees40000
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041362
Policy instance 1
Insurance contract or identification number041362
Number of Individuals Covered430
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,917
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1917
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameABD INS FINANCIAL SERVICES,INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041362
Policy instance 1
Insurance contract or identification number041362
Number of Individuals Covered252
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,643
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1643
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameABD INS FINANCIAL SERVICES,INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041362
Policy instance 1
Insurance contract or identification number041362
Number of Individuals Covered179
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041362
Policy instance 1
Insurance contract or identification number041362
Number of Individuals Covered135
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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