COWEN INC. has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2022 : COWEN GROUP 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-40,827,676 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $17,169,818 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $16,816,266 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $106,120 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $26,614,713 |
Value of total assets at end of year | 2022-12-31 | $312,841,430 |
Value of total assets at beginning of year | 2022-12-31 | $370,838,924 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $247,432 |
Total interest from all sources | 2022-12-31 | $82,214 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $14,280,279 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $14,280,279 |
Administrative expenses professional fees incurred | 2022-12-31 | $175,182 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $21,242,255 |
Participant contributions at end of year | 2022-12-31 | $1,926,338 |
Participant contributions at beginning of year | 2022-12-31 | $1,749,077 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $568,299 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $1,165,912 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,532,525 |
Total non interest bearing cash at end of year | 2022-12-31 | $221,784 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $221,784 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-57,997,494 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $312,841,430 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $370,838,924 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $72,250 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $281,022,291 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $337,269,729 |
Interest on participant loans | 2022-12-31 | $82,214 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $25,114,622 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $26,633,012 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-81,804,882 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $3,839,933 |
Employer contributions (assets) at end of year | 2022-12-31 | $3,988,096 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $3,799,410 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $16,816,266 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | BUCKNO LISICKY & COMPANY |
Accountancy firm EIN | 2022-12-31 | 232426656 |
2021 : COWEN GROUP 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $83,756,213 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $25,430,593 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $25,193,389 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $568 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $35,454,845 |
Value of total assets at end of year | 2021-12-31 | $370,838,924 |
Value of total assets at beginning of year | 2021-12-31 | $312,513,304 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $236,636 |
Total interest from all sources | 2021-12-31 | $81,606 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $20,855,096 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $20,855,096 |
Administrative expenses professional fees incurred | 2021-12-31 | $164,396 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $20,677,789 |
Participant contributions at end of year | 2021-12-31 | $1,749,077 |
Participant contributions at beginning of year | 2021-12-31 | $1,604,560 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $1,165,912 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $1,235,653 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $11,057,204 |
Total non interest bearing cash at end of year | 2021-12-31 | $221,784 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $236,835 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $58,325,620 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $370,838,924 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $312,513,304 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $72,240 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $337,269,729 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $278,051,028 |
Interest on participant loans | 2021-12-31 | $81,606 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $26,633,012 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $28,466,546 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $27,364,666 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $3,719,852 |
Employer contributions (assets) at end of year | 2021-12-31 | $3,799,410 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $2,918,682 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $25,193,389 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
Accountancy firm name | 2021-12-31 | BUCKNO LISICKY & COMPANY |
Accountancy firm EIN | 2021-12-31 | 232426656 |
2020 : COWEN GROUP 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $67,723,144 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $20,330,868 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $20,023,754 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $73,394 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $22,943,061 |
Value of total assets at end of year | 2020-12-31 | $312,513,304 |
Value of total assets at beginning of year | 2020-12-31 | $265,121,028 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $233,720 |
Total interest from all sources | 2020-12-31 | $84,010 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $8,261,973 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $8,261,973 |
Administrative expenses professional fees incurred | 2020-12-31 | $161,470 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $17,335,886 |
Participant contributions at end of year | 2020-12-31 | $1,604,560 |
Participant contributions at beginning of year | 2020-12-31 | $1,619,104 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $1,235,653 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $1,160,718 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $2,825,050 |
Total non interest bearing cash at end of year | 2020-12-31 | $236,835 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $236,835 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $47,392,276 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $312,513,304 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $265,121,028 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $72,250 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $278,051,028 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $240,651,795 |
Interest on participant loans | 2020-12-31 | $84,010 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $28,466,546 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $20,366,306 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $36,434,100 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $2,782,125 |
Employer contributions (assets) at end of year | 2020-12-31 | $2,918,682 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $1,086,270 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $20,023,754 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | BUCKNO LISICKY & COMPANY |
Accountancy firm EIN | 2020-12-31 | 232426656 |
2019 : COWEN GROUP 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $70,443,142 |
Total income from all sources (including contributions) | 2019-12-31 | $70,443,142 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $31,969,467 |
Total of all expenses incurred | 2019-12-31 | $31,969,467 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $31,637,524 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $31,637,524 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $84,449 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $84,449 |
Value of total corrective distributions | 2019-12-31 | $3,189 |
Value of total corrective distributions | 2019-12-31 | $3,189 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $18,884,988 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $18,884,988 |
Value of total assets at end of year | 2019-12-31 | $265,121,028 |
Value of total assets at end of year | 2019-12-31 | $265,121,028 |
Value of total assets at beginning of year | 2019-12-31 | $226,647,353 |
Value of total assets at beginning of year | 2019-12-31 | $226,647,353 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $244,305 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $244,305 |
Total interest from all sources | 2019-12-31 | $88,044 |
Total interest from all sources | 2019-12-31 | $88,044 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $8,712,878 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $8,712,878 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $8,712,878 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $8,712,878 |
Administrative expenses professional fees incurred | 2019-12-31 | $172,055 |
Administrative expenses professional fees incurred | 2019-12-31 | $172,055 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $20,000,000 |
Value of fidelity bond cover | 2019-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $14,582,936 |
Contributions received from participants | 2019-12-31 | $14,582,936 |
Participant contributions at end of year | 2019-12-31 | $1,619,104 |
Participant contributions at end of year | 2019-12-31 | $1,619,104 |
Participant contributions at beginning of year | 2019-12-31 | $1,610,492 |
Participant contributions at beginning of year | 2019-12-31 | $1,610,492 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $1,160,718 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $1,160,718 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $1,141,382 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $1,141,382 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $3,309,707 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $3,309,707 |
Total non interest bearing cash at end of year | 2019-12-31 | $236,835 |
Total non interest bearing cash at end of year | 2019-12-31 | $236,835 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $501,059 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $501,059 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $38,473,675 |
Value of net income/loss | 2019-12-31 | $38,473,675 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $265,121,028 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $265,121,028 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $226,647,353 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $226,647,353 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $72,250 |
Investment advisory and management fees | 2019-12-31 | $72,250 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $240,651,795 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $240,651,795 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $199,787,607 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $199,787,607 |
Interest on participant loans | 2019-12-31 | $88,044 |
Interest on participant loans | 2019-12-31 | $88,044 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $20,366,306 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $20,366,306 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $22,604,935 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $22,604,935 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $42,757,232 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $42,757,232 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $992,345 |
Contributions received in cash from employer | 2019-12-31 | $992,345 |
Employer contributions (assets) at end of year | 2019-12-31 | $1,086,270 |
Employer contributions (assets) at end of year | 2019-12-31 | $1,086,270 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $1,001,878 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $1,001,878 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $31,637,524 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $31,637,524 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BUCKNO LISICKY & COMPANY |
Accountancy firm name | 2019-12-31 | BUCKNO LISICKY & COMPANY |
Accountancy firm EIN | 2019-12-31 | 232426656 |
Accountancy firm EIN | 2019-12-31 | 232426656 |
2018 : COWEN GROUP 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $39,811 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $3,097,286 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $30,783,711 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $30,329,163 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $268,845 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $17,449,886 |
Value of total assets at end of year | 2018-12-31 | $226,647,353 |
Value of total assets at beginning of year | 2018-12-31 | $254,293,967 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $185,703 |
Total interest from all sources | 2018-12-31 | $81,262 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $9,718,900 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $9,718,900 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $13,309,004 |
Participant contributions at end of year | 2018-12-31 | $1,610,492 |
Participant contributions at beginning of year | 2018-12-31 | $1,018,672 |
Participant contributions at end of year | 2018-12-31 | $0 |
Participant contributions at beginning of year | 2018-12-31 | $285,453 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $1,141,382 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $1,023,805 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $3,240,757 |
Other income not declared elsewhere | 2018-12-31 | $148,044 |
Administrative expenses (other) incurred | 2018-12-31 | $520 |
Total non interest bearing cash at end of year | 2018-12-31 | $501,059 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $581,009 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-27,686,425 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $226,647,353 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $254,293,967 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $54,187 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $199,787,607 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $6,652,650 |
Interest on participant loans | 2018-12-31 | $81,637 |
Interest earned on other investments | 2018-12-31 | $-375 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $230,514,142 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $230,514,142 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $22,604,935 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $13,486,676 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-24,300,806 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $900,125 |
Employer contributions (assets) at end of year | 2018-12-31 | $1,001,878 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $731,560 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $30,329,163 |
Contract administrator fees | 2018-12-31 | $130,996 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | Yes |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BUCKNO LISICKY & COMPANY |
Accountancy firm EIN | 2018-12-31 | 232426656 |
2017 : COWEN GROUP 401(K) PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets to this plan | 2017-12-31 | $95,487,314 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $35,147,682 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $13,781,559 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $13,763,644 |
Value of total corrective distributions | 2017-12-31 | $7,090 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $11,759,961 |
Value of total assets at end of year | 2017-12-31 | $254,293,967 |
Value of total assets at beginning of year | 2017-12-31 | $137,440,530 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $10,825 |
Total interest from all sources | 2017-12-31 | $41,363 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $4,479,947 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $4,479,947 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $10,175,444 |
Participant contributions at end of year | 2017-12-31 | $1,018,672 |
Participant contributions at beginning of year | 2017-12-31 | $922,369 |
Participant contributions at end of year | 2017-12-31 | $285,453 |
Participant contributions at beginning of year | 2017-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $1,023,805 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $1,372,194 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $968,895 |
Administrative expenses (other) incurred | 2017-12-31 | $10,825 |
Total non interest bearing cash at end of year | 2017-12-31 | $581,009 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $176,575 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $21,366,123 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $254,293,967 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $137,440,530 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $6,652,650 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $66,178,838 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $28,545,131 |
Interest on participant loans | 2017-12-31 | $41,363 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $24,675,960 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $230,514,142 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $13,486,676 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $14,866,285 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $8,724,154 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $5,490,615 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $4,651,642 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $615,622 |
Employer contributions (assets) at end of year | 2017-12-31 | $731,560 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $703,178 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $13,763,644 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BUCKNO LISICKY & COMPANY |
Accountancy firm EIN | 2017-12-31 | 232426656 |
2016 : COWEN GROUP 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets from this plan | 2016-12-31 | $3,949,084 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $25,486,658 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $8,363,965 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $8,343,372 |
Value of total corrective distributions | 2016-12-31 | $6,079 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $13,385,855 |
Value of total assets at end of year | 2016-12-31 | $137,440,530 |
Value of total assets at beginning of year | 2016-12-31 | $124,266,921 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $14,514 |
Total interest from all sources | 2016-12-31 | $36,695 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $2,496,284 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $2,496,284 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $9,680,318 |
Participant contributions at end of year | 2016-12-31 | $922,369 |
Participant contributions at beginning of year | 2016-12-31 | $818,948 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $1,372,194 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $1,178,510 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $2,906,361 |
Other income not declared elsewhere | 2016-12-31 | $3,077 |
Administrative expenses (other) incurred | 2016-12-31 | $14,514 |
Total non interest bearing cash at end of year | 2016-12-31 | $176,575 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $144,581 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $17,122,693 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $137,440,530 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $124,266,921 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $66,178,838 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $64,198,690 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $28,545,131 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $24,458,405 |
Interest on participant loans | 2016-12-31 | $36,695 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $24,675,960 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $19,347,647 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $14,866,285 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $13,533,549 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $3,845,215 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $3,892,359 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $1,827,173 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $799,176 |
Employer contributions (assets) at end of year | 2016-12-31 | $703,178 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $586,591 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $8,343,372 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BUCKNO LISICKY & COMPANY |
Accountancy firm EIN | 2016-12-31 | 232426656 |
2015 : COWEN GROUP 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets from this plan | 2015-12-31 | $1,823,058 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $11,863,543 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $8,053,895 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $8,018,880 |
Value of total corrective distributions | 2015-12-31 | $5,681 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $12,241,968 |
Value of total assets at end of year | 2015-12-31 | $124,266,921 |
Value of total assets at beginning of year | 2015-12-31 | $122,280,331 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $29,334 |
Total interest from all sources | 2015-12-31 | $30,231 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $4,271,496 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $4,271,496 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $7,311,337 |
Participant contributions at end of year | 2015-12-31 | $818,948 |
Participant contributions at beginning of year | 2015-12-31 | $821,396 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $1,178,510 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $1,739,169 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $4,344,040 |
Administrative expenses (other) incurred | 2015-12-31 | $29,334 |
Total non interest bearing cash at end of year | 2015-12-31 | $144,581 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $602,607 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $3,809,648 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $124,266,921 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $122,280,331 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $64,198,690 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $67,566,873 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $24,458,405 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $21,707,046 |
Interest on participant loans | 2015-12-31 | $30,231 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $19,347,647 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $16,263,510 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $13,533,549 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $13,254,224 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-4,501,484 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-7,691 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $-170,977 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $586,591 |
Employer contributions (assets) at end of year | 2015-12-31 | $586,591 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $325,506 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $8,018,880 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BUCKNO LISICKY & COMPANY |
Accountancy firm EIN | 2015-12-31 | 232426656 |
2014 : COWEN GROUP 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets to this plan | 2014-12-31 | $880,098 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $15,399,779 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $7,244,404 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $7,226,243 |
Value of total corrective distributions | 2014-12-31 | $4,394 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $7,991,129 |
Value of total assets at end of year | 2014-12-31 | $122,218,099 |
Value of total assets at beginning of year | 2014-12-31 | $113,182,626 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $13,767 |
Total interest from all sources | 2014-12-31 | $39,739 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $5,284,855 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $5,284,855 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $6,289,881 |
Participant contributions at end of year | 2014-12-31 | $821,396 |
Participant contributions at beginning of year | 2014-12-31 | $1,022,491 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $1,739,169 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $1,766,492 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $1,430,859 |
Other income not declared elsewhere | 2014-12-31 | $2,609 |
Administrative expenses (other) incurred | 2014-12-31 | $13,767 |
Total non interest bearing cash at end of year | 2014-12-31 | $602,607 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $840,638 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $8,155,375 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $122,218,099 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $113,182,626 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $67,566,873 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $65,948,131 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $21,707,046 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $17,918,985 |
Interest on participant loans | 2014-12-31 | $39,739 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $16,263,510 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $13,463,432 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $13,254,224 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $11,627,516 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-1,090,359 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $2,221,089 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $950,717 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $270,389 |
Employer contributions (assets) at end of year | 2014-12-31 | $263,274 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $594,941 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $7,226,243 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BUCKNO LISICKY & COMPANY |
Accountancy firm EIN | 2014-12-31 | 232426656 |
2013 : COWEN GROUP 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $25,257,312 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $8,885,037 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $8,863,532 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $7,812,698 |
Value of total assets at end of year | 2013-12-31 | $113,182,626 |
Value of total assets at beginning of year | 2013-12-31 | $96,810,351 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $21,505 |
Total interest from all sources | 2013-12-31 | $40,183 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $4,013,691 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $4,013,691 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $6,089,812 |
Participant contributions at end of year | 2013-12-31 | $1,022,491 |
Participant contributions at beginning of year | 2013-12-31 | $951,053 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $1,766,492 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $2,609,734 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $1,127,945 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $479 |
Other income not declared elsewhere | 2013-12-31 | $34,708 |
Administrative expenses (other) incurred | 2013-12-31 | $21,505 |
Total non interest bearing cash at end of year | 2013-12-31 | $840,638 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $273,900 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $16,372,275 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $113,182,626 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $96,810,351 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $65,948,131 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $59,714,845 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $17,918,985 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $10,366,048 |
Interest on participant loans | 2013-12-31 | $40,183 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $13,463,432 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $9,062,733 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $11,627,516 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $11,853,413 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $7,295,696 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $4,192,490 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $1,867,846 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $594,941 |
Employer contributions (assets) at end of year | 2013-12-31 | $594,941 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $1,978,625 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $8,863,053 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BUCKNO LISICKY & COMPANY |
Accountancy firm EIN | 2013-12-31 | 232426656 |
2012 : COWEN GROUP 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total transfer of assets to this plan | 2012-12-31 | $12,670,534 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $19,000,674 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $11,840,433 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $11,716,951 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $120,076 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $7,862,092 |
Value of total assets at end of year | 2012-12-31 | $96,810,351 |
Value of total assets at beginning of year | 2012-12-31 | $76,979,576 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $3,406 |
Total interest from all sources | 2012-12-31 | $37,105 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $2,941,555 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $2,941,555 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $6,046,982 |
Participant contributions at end of year | 2012-12-31 | $951,053 |
Participant contributions at beginning of year | 2012-12-31 | $826,006 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $2,609,734 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $2,216,765 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $185,731 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-12-31 | $2,753 |
Other income not declared elsewhere | 2012-12-31 | $30,239 |
Administrative expenses (other) incurred | 2012-12-31 | $3,406 |
Total non interest bearing cash at end of year | 2012-12-31 | $273,900 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $554,632 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $7,160,241 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $96,810,351 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $76,979,576 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $59,714,845 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $46,288,125 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $10,366,048 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $7,262,582 |
Interest on participant loans | 2012-12-31 | $37,105 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $9,062,733 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $7,726,138 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $11,853,413 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $10,256,967 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $5,609,585 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $1,444,065 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $1,076,033 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,629,379 |
Employer contributions (assets) at end of year | 2012-12-31 | $1,978,625 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $1,848,361 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $11,714,198 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BUCKNO LISICKY & COMPANY |
Accountancy firm EIN | 2012-12-31 | 232426656 |
2011 : COWEN GROUP 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $8,407,646 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $10,535,046 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $10,400,271 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $133,190 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $8,439,790 |
Value of total assets at end of year | 2011-12-31 | $76,979,576 |
Value of total assets at beginning of year | 2011-12-31 | $79,106,976 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,585 |
Total interest from all sources | 2011-12-31 | $48,875 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,911,533 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $1,911,533 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $5,438,380 |
Participant contributions at end of year | 2011-12-31 | $826,006 |
Participant contributions at beginning of year | 2011-12-31 | $839,448 |
Participant contributions at end of year | 2011-12-31 | $0 |
Participant contributions at beginning of year | 2011-12-31 | $61,679 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $2,216,765 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $3,647,489 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $1,133,488 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $244,154 |
Other income not declared elsewhere | 2011-12-31 | $642,433 |
Administrative expenses (other) incurred | 2011-12-31 | $1,585 |
Total non interest bearing cash at end of year | 2011-12-31 | $554,632 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $21,623,369 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-2,127,400 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $76,979,576 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $79,106,976 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $46,288,125 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $47,650,280 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $7,262,582 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $0 |
Interest on participant loans | 2011-12-31 | $48,875 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $7,726,138 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $3,627,830 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $10,256,967 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-2,590,142 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-14,827 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $-30,016 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $1,867,922 |
Employer contributions (assets) at end of year | 2011-12-31 | $1,848,361 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $1,656,881 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $10,156,117 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | Yes |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BUCKNO LISICKY & COMPANY |
Accountancy firm EIN | 2011-12-31 | 232426656 |