SPECTRAL RESPONSE, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SPECTRAL RESPONSE, LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2014 : SPECTRAL RESPONSE, LLC 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $177,717 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $1,395,273 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,301,148 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $84,178 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $87,905 |
| Value of total assets at end of year | 2014-12-31 | $1,821,202 |
| Value of total assets at beginning of year | 2014-12-31 | $3,038,758 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $9,947 |
| Total interest from all sources | 2014-12-31 | $20,700 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $9,947 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $260,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $47,905 |
| Participant contributions at end of year | 2014-12-31 | $43,220 |
| Participant contributions at beginning of year | 2014-12-31 | $144,121 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $40,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-1,217,556 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $1,821,202 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,038,758 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $1,084,011 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $1,620,614 |
| Interest on participant loans | 2014-12-31 | $3,713 |
| Interest earned on other investments | 2014-12-31 | $16,987 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $693,971 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $1,274,023 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $69,112 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,301,148 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | WINDHAM BRANNON PC |
| Accountancy firm EIN | 2014-12-31 | 581763439 |
| 2013 : SPECTRAL RESPONSE, LLC 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $637,596 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $402,289 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $392,159 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $310,312 |
| Value of total assets at end of year | 2013-12-31 | $3,038,758 |
| Value of total assets at beginning of year | 2013-12-31 | $2,803,451 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $10,130 |
| Total interest from all sources | 2013-12-31 | $29,976 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $10,130 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $304,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $290,966 |
| Participant contributions at end of year | 2013-12-31 | $144,121 |
| Participant contributions at beginning of year | 2013-12-31 | $122,148 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $235,307 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $3,038,758 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,803,451 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $1,620,614 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,410,949 |
| Interest on participant loans | 2013-12-31 | $5,316 |
| Interest earned on other investments | 2013-12-31 | $24,660 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $1,274,023 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $1,270,354 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $297,308 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $19,346 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $392,159 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | WINDHAM BRANNON PC |
| Accountancy firm EIN | 2013-12-31 | 581763439 |
| 2012 : SPECTRAL RESPONSE, LLC 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $639,097 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $124,124 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $120,227 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $897 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $435,728 |
| Value of total assets at end of year | 2012-12-31 | $2,803,451 |
| Value of total assets at beginning of year | 2012-12-31 | $2,288,478 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $3,000 |
| Total interest from all sources | 2012-12-31 | $3,392 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $26,327 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $26,327 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $366,435 |
| Participant contributions at end of year | 2012-12-31 | $122,148 |
| Participant contributions at beginning of year | 2012-12-31 | $52,863 |
| Administrative expenses (other) incurred | 2012-12-31 | $3,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $514,973 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $2,803,451 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,288,478 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,410,949 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,140,430 |
| Interest on participant loans | 2012-12-31 | $3,392 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $1,270,354 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $1,095,185 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $173,650 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $69,293 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $120,227 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | WINDHAM BRANNON PC |
| Accountancy firm EIN | 2012-12-31 | 581763439 |
| 2011 : SPECTRAL RESPONSE, LLC 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $403,677 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $148,319 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $145,894 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $422,283 |
| Value of total assets at end of year | 2011-12-31 | $2,288,478 |
| Value of total assets at beginning of year | 2011-12-31 | $2,033,120 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $2,425 |
| Total interest from all sources | 2011-12-31 | $1,882 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $353,988 |
| Participant contributions at end of year | 2011-12-31 | $52,863 |
| Participant contributions at beginning of year | 2011-12-31 | $47,344 |
| Administrative expenses (other) incurred | 2011-12-31 | $2,425 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $255,358 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,288,478 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,033,120 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,140,430 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $946,481 |
| Interest on participant loans | 2011-12-31 | $1,882 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $1,095,185 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $1,039,295 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-20,488 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $68,295 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $145,894 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | WINDHAM BRANNON PC |
| Accountancy firm EIN | 2011-12-31 | 581763439 |
| 2010 : SPECTRAL RESPONSE, LLC 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $520,205 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $33,748 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $32,448 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $369,259 |
| Value of total assets at end of year | 2010-12-31 | $2,033,120 |
| Value of total assets at beginning of year | 2010-12-31 | $1,546,663 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,300 |
| Total interest from all sources | 2010-12-31 | $2,211 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $310,997 |
| Participant contributions at end of year | 2010-12-31 | $47,344 |
| Participant contributions at beginning of year | 2010-12-31 | $15,271 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,531 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $6 |
| Administrative expenses (other) incurred | 2010-12-31 | $1,300 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $486,457 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,033,120 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,546,663 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $946,481 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $841,442 |
| Interest on participant loans | 2010-12-31 | $2,211 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $1,039,295 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $689,950 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $148,735 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $56,731 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $32,442 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | WINDHAM BRANNON PC |
| Accountancy firm EIN | 2010-12-31 | 581763439 |
