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UNITERS GROUP 401(K) PLAN 401k Plan overview

Plan NameUNITERS GROUP 401(K) PLAN
Plan identification number 001

UNITERS GROUP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UNITERS NORTH AMERICA, LLC has sponsored the creation of one or more 401k plans.

Company Name:UNITERS NORTH AMERICA, LLC
Employer identification number (EIN):270610208
NAIC Classification:337000

Additional information about UNITERS NORTH AMERICA, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4713137

More information about UNITERS NORTH AMERICA, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITERS GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01CLAUDE BONVOULOIR2023-10-14 CLAUDE BONVOULOIR2023-10-14
0012021-01-01CLAUDE BONVOULOIR2022-10-03 CLAUDE BONVOULOIR2022-10-03
0012020-01-01CLAUDE BONVOULOIR2021-07-23 CLAUDE BONVOULOIR2021-07-23
0012019-01-01GORDON HIGGS2020-10-08 GORDON HIGGS2020-10-08
0012019-01-01CLAUDE BONVOULOIR2020-10-22 CLAUDE BONVOULOIR2020-10-22
0012018-01-01GORDON HIGGS2019-10-14 GORDON HIGGS2019-10-14
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01CLAUDE BONVOULOIR2015-10-05
0012013-01-01CLAUDE BONVOULOIR2014-09-08
0012012-01-01CLAUDE BONVOULOIR2013-09-16

Plan Statistics for UNITERS GROUP 401(K) PLAN

401k plan membership statisitcs for UNITERS GROUP 401(K) PLAN

Measure Date Value
2022: UNITERS GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01189
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: UNITERS GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01169
Total number of active participants reported on line 7a of the Form 55002021-01-01210
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-014
Total of all active and inactive participants2021-01-01214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01214
Number of participants with account balances2021-01-0134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: UNITERS GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01175
Total number of active participants reported on line 7a of the Form 55002020-01-01117
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0116
Total of all active and inactive participants2020-01-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01133
Number of participants with account balances2020-01-0143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: UNITERS GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01174
Total number of active participants reported on line 7a of the Form 55002019-01-01146
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0118
Total of all active and inactive participants2019-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01164
Number of participants with account balances2019-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: UNITERS GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01153
Total number of active participants reported on line 7a of the Form 55002018-01-01159
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-015
Total of all active and inactive participants2018-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01164
Number of participants with account balances2018-01-0137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: UNITERS GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01134
Total number of active participants reported on line 7a of the Form 55002017-01-01130
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-016
Total of all active and inactive participants2017-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01136
Number of participants with account balances2017-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010

Financial Data on UNITERS GROUP 401(K) PLAN

Measure Date Value
2022 : UNITERS GROUP 401(K) PLAN 2022 401k financial data
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$886,064
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$857
Total income from all sources (including contributions)2022-12-31$20,837
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$63,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$38,752
Expenses. Certain deemed distributions of participant loans2022-12-31$0
Value of total corrective distributions2022-12-31$19,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$112,139
Value of total assets at end of year2022-12-31$0
Value of total assets at beginning of year2022-12-31$930,067
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$6,077
Total interest from all sources2022-12-31$2,653
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$7,182
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$7,182
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$110,449
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$57,129
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$5,130
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,690
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$424
Assets. Loans (other than to participants) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$857
Other income not declared elsewhere2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-43,146
Value of net assets at end of year (total assets less liabilities)2022-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$929,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$6,077
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$739,853
Interest on participant loans2022-12-31$2,649
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$4
Value of interest in common/collective trusts at end of year2022-12-31$0
Value of interest in common/collective trusts at beginning of year2022-12-31$126,450
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,081
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,081
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-101,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$38,752
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Did the plan have assets held for investment2022-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31Yes
Aggregate proceeds on sale of assets2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31KABAT, SCHERTZER, DE LA TORRE, TARA
Accountancy firm EIN2022-12-31260547877
2021 : UNITERS GROUP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$857
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$119
Total income from all sources (including contributions)2021-12-31$273,164
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$312,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$296,465
Expenses. Certain deemed distributions of participant loans2021-12-31$470
Value of total corrective distributions2021-12-31$9,321
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$146,332
Value of total assets at end of year2021-12-31$930,067
Value of total assets at beginning of year2021-12-31$968,596
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$6,175
Total interest from all sources2021-12-31$2,935
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$57,060
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$57,060
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$146,332
Participant contributions at end of year2021-12-31$57,129
Participant contributions at beginning of year2021-12-31$59,978
Participant contributions at end of year2021-12-31$5,130
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$424
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$857
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$119
Other income not declared elsewhere2021-12-31$69
Administrative expenses (other) incurred2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-39,267
Value of net assets at end of year (total assets less liabilities)2021-12-31$929,210
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$968,477
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$6,175
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$739,853
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$786,162
Income. Interest from loans (other than to participants)2021-12-31$2,926
Value of interest in common/collective trusts at end of year2021-12-31$126,450
Value of interest in common/collective trusts at beginning of year2021-12-31$122,122
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,081
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$334
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$334
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$9
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$66,768
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$296,465
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31KABAT, SCHERTZER, DE LA TORRE, TARA
Accountancy firm EIN2021-12-31260547877
2020 : UNITERS GROUP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$119
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$22
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$218,916
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$120,281
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$84,690
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$30,797
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$123,044
Value of total assets at end of year2020-12-31$968,596
Value of total assets at beginning of year2020-12-31$869,864
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$4,794
Total interest from all sources2020-12-31$2,056
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$27,689
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$27,689
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$123,044
Participant contributions at end of year2020-12-31$59,978
Participant contributions at beginning of year2020-12-31$32,117
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$2,156
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$384
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$119
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$22
Other income not declared elsewhere2020-12-31$-420
Administrative expenses (other) incurred2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$98,635
Value of net assets at end of year (total assets less liabilities)2020-12-31$968,477
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$869,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$4,794
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$786,162
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$714,065
Interest on participant loans2020-12-31$2,055
Interest earned on other investments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$122,122
Value of interest in common/collective trusts at beginning of year2020-12-31$120,713
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$334
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$429
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$429
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$1
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$66,547
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$84,690
Contract administrator fees2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KABAT, SCHERTZER, DE LA TORRE, TARA
Accountancy firm EIN2020-12-31260547877
2019 : UNITERS GROUP 401(K) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$22
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$22
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$299
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$299
Total income from all sources (including contributions)2019-12-31$275,529
Total income from all sources (including contributions)2019-12-31$275,529
Total of all expenses incurred2019-12-31$160,022
Total of all expenses incurred2019-12-31$160,022
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$154,688
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$154,688
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$144,239
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$144,239
Value of total assets at end of year2019-12-31$869,864
Value of total assets at end of year2019-12-31$869,864
Value of total assets at beginning of year2019-12-31$754,634
Value of total assets at beginning of year2019-12-31$754,634
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,334
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,334
Total interest from all sources2019-12-31$2,444
Total interest from all sources2019-12-31$2,444
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$26,686
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$26,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$26,686
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$26,686
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$144,239
Contributions received from participants2019-12-31$144,239
Participant contributions at end of year2019-12-31$32,117
Participant contributions at end of year2019-12-31$32,117
Participant contributions at beginning of year2019-12-31$47,185
Participant contributions at beginning of year2019-12-31$47,185
Participant contributions at end of year2019-12-31$2,156
Participant contributions at end of year2019-12-31$2,156
Participant contributions at beginning of year2019-12-31$1,729
Participant contributions at beginning of year2019-12-31$1,729
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$384
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$384
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$363
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$363
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$22
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$22
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$299
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$299
Other income not declared elsewhere2019-12-31$1,162
Other income not declared elsewhere2019-12-31$1,162
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$115,507
Value of net income/loss2019-12-31$115,507
Value of net assets at end of year (total assets less liabilities)2019-12-31$869,842
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$754,335
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$754,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$5,334
Investment advisory and management fees2019-12-31$5,334
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$714,065
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$714,065
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$574,397
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$574,397
Interest on participant loans2019-12-31$2,444
Interest on participant loans2019-12-31$2,444
Value of interest in common/collective trusts at end of year2019-12-31$120,713
Value of interest in common/collective trusts at end of year2019-12-31$120,713
Value of interest in common/collective trusts at beginning of year2019-12-31$130,254
Value of interest in common/collective trusts at beginning of year2019-12-31$130,254
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$429
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$429
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$706
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$706
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$706
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$706
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$100,998
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$100,998
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$154,688
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$154,688
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KABAT, SCHERTZER, DE LA TORRE, TARA
Accountancy firm name2019-12-31KABAT, SCHERTZER, DE LA TORRE, TARA
Accountancy firm EIN2019-12-31260547877
Accountancy firm EIN2019-12-31260547877
2018 : UNITERS GROUP 401(K) PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$299
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$218
Total income from all sources (including contributions)2018-12-31$71,457
Total of all expenses incurred2018-12-31$8,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,315
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$111,315
Value of total assets at end of year2018-12-31$754,634
Value of total assets at beginning of year2018-12-31$691,722
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$4,311
Total interest from all sources2018-12-31$1,564
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$36,259
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$36,259
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$111,315
Participant contributions at end of year2018-12-31$47,185
Participant contributions at beginning of year2018-12-31$18,884
Participant contributions at end of year2018-12-31$1,729
Participant contributions at beginning of year2018-12-31$11,764
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$363
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$1,471
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$299
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$218
Other income not declared elsewhere2018-12-31$-442
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$62,831
Value of net assets at end of year (total assets less liabilities)2018-12-31$754,335
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$691,504
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$4,311
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$574,397
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$549,323
Interest on participant loans2018-12-31$1,564
Value of interest in common/collective trusts at end of year2018-12-31$130,254
Value of interest in common/collective trusts at beginning of year2018-12-31$109,254
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$706
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$572
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$572
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-77,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$454
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,315
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
2017 : UNITERS GROUP 401(K) PLAN 2017 401k financial data
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$218
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$110
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$181,364
Total of all expenses incurred2017-12-31$102,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$77,796
Expenses. Certain deemed distributions of participant loans2017-12-31$19,995
Value of total corrective distributions2017-12-31$200
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$104,109
Value of total assets at end of year2017-12-31$691,722
Value of total assets at beginning of year2017-12-31$612,273
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$4,032
Total interest from all sources2017-12-31$2,699
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$26,533
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$26,533
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$104,109
Participant contributions at end of year2017-12-31$18,884
Participant contributions at beginning of year2017-12-31$46,886
Participant contributions at end of year2017-12-31$11,764
Participant contributions at beginning of year2017-12-31$18,880
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$1,471
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,665
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$218
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$110
Other income not declared elsewhere2017-12-31$306
Administrative expenses (other) incurred2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$79,341
Value of net assets at end of year (total assets less liabilities)2017-12-31$691,504
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$612,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$4,032
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$549,323
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$453,884
Interest on participant loans2017-12-31$2,240
Interest earned on other investments2017-12-31$454
Value of interest in common/collective trusts at end of year2017-12-31$109,254
Value of interest in common/collective trusts at beginning of year2017-12-31$89,424
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$572
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,534
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,534
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$47,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$0
Employer contributions (assets) at end of year2017-12-31$454
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$77,796
Contract administrator fees2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31LEVENSON, KATZIN & BALLOTTA, P.A.
Accountancy firm EIN2017-12-31650680306

Form 5500 Responses for UNITERS GROUP 401(K) PLAN

2022: UNITERS GROUP 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UNITERS GROUP 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UNITERS GROUP 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNITERS GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNITERS GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNITERS GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes

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