401k Plan data: AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN plan

AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN
Plan identification number	001

AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AHM FINANCIAL GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name: AHM FINANCIAL GROUP, LLC

Employer identification number (EIN): 270670611

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Additional information about AHM FINANCIAL GROUP, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 4352545

More information about AHM FINANCIAL GROUP, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 STEVE MARSH 2016-06-27
001 2015-01-01 STEVE MARSH 2016-06-08
001 2014-01-01 STEPHEN M MARSH STEPHEN M MARSH 2015-10-15
001 2014-01-01 STEPHEN M MARSH
001 2013-01-01 MARGARET R KEARNS
001 2012-01-01 MARGARET R KEARNS
001 2011-01-01 MARGARET KEARNS
001 2010-01-01 TERRY G. DAVIS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	STEVE MARSH	2016-06-27
001	2015-01-01	STEVE MARSH	2016-06-08
001	2014-01-01	STEPHEN M MARSH		STEPHEN M MARSH	2015-10-15
001	2014-01-01	STEPHEN M MARSH
001	2013-01-01	MARGARET R KEARNS
001	2012-01-01	MARGARET R KEARNS
001	2011-01-01	MARGARET KEARNS
001	2010-01-01	TERRY G. DAVIS

Plan Statistics for AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN

Measure Date Value
2014: AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 151
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 22
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 19
Total of all active and inactive participants 2014-01-01 41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 41
Number of participants with account balances 2014-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 5
2013: AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 173
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 147
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 17
Total of all active and inactive participants 2013-01-01 164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 164
Number of participants with account balances 2013-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 8
2012: AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 180
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 163
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 10
Total of all active and inactive participants 2012-01-01 173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 173
Number of participants with account balances 2012-01-01 139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 8
2011: AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 133
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 158
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 22
Total of all active and inactive participants 2011-01-01 180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 180
Number of participants with account balances 2011-01-01 116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 112
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 21
Total of all active and inactive participants 2010-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 133
Number of participants with account balances 2010-01-01 105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 4

Measure	Date	Value
2014: AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	151
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	22
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	19
Total of all active and inactive participants	2014-01-01	41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	41
Number of participants with account balances	2014-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	5
2013: AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	147
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	17
Total of all active and inactive participants	2013-01-01	164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	164
Number of participants with account balances	2013-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	8
2012: AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	180
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	163
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	10
Total of all active and inactive participants	2012-01-01	173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	173
Number of participants with account balances	2012-01-01	139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	8
2011: AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	133
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	158
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	22
Total of all active and inactive participants	2011-01-01	180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	180
Number of participants with account balances	2011-01-01	116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	112
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	21
Total of all active and inactive participants	2010-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	133
Number of participants with account balances	2010-01-01	105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	4

Financial Data on AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN

Measure	Date	Value
2014 : AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$270,950
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$7,954,772
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$7,912,265
Expenses. Certain deemed distributions of participant loans	2014-12-31	$2,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$145,145
Value of total assets at end of year	2014-12-31	$1,039,326
Value of total assets at beginning of year	2014-12-31	$8,723,148
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$40,029
Total interest from all sources	2014-12-31	$1,023
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$27,231
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$27,231
Administrative expenses professional fees incurred	2014-12-31	$6,000
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$130,335
Participant contributions at end of year	2014-12-31	$1,460
Participant contributions at beginning of year	2014-12-31	$162,619
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$548
Other income not declared elsewhere	2014-12-31	$548
Administrative expenses (other) incurred	2014-12-31	$40,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-7,683,822
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,039,326
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$8,723,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$986,661
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$7,831,115
Interest on participant loans	2014-12-31	$1,023
Value of interest in common/collective trusts at end of year	2014-12-31	$51,205
Value of interest in common/collective trusts at beginning of year	2014-12-31	$729,414
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$94,996
Net investment gain or loss from common/collective trusts	2014-12-31	$2,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$14,810
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$7,912,265
Contract administrator fees	2014-12-31	$31,757
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	STONE CARLIE & COMPANY LLC
Accountancy firm EIN	2014-12-31	430642511
2013 : AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$501,973
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,464,429
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$987,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$927,543
Expenses. Certain deemed distributions of participant loans	2013-12-31	$8,229
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,093,612
Value of total assets at end of year	2013-12-31	$8,723,148
Value of total assets at beginning of year	2013-12-31	$6,744,041
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$51,523
Total interest from all sources	2013-12-31	$5,595
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$177,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$177,215
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$836,879
Participant contributions at end of year	2013-12-31	$162,619
Participant contributions at beginning of year	2013-12-31	$130,370
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$158,805
Administrative expenses (other) incurred	2013-12-31	$51,523
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,477,134
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$8,723,148
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$6,744,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,831,115
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,975,046
Interest on participant loans	2013-12-31	$5,959
Value of interest in common/collective trusts at end of year	2013-12-31	$729,414
Value of interest in common/collective trusts at beginning of year	2013-12-31	$638,625
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$-364
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,179,648
Net investment gain or loss from common/collective trusts	2013-12-31	$8,359
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$97,928
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$927,543
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	STONE CARLIE & COMPANY LLC
Accountancy firm EIN	2013-12-31	430642511
2012 : AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,850,779
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$601,031
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$562,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,180,148
Value of total assets at end of year	2012-12-31	$6,744,041
Value of total assets at beginning of year	2012-12-31	$5,494,293
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$38,540
Total interest from all sources	2012-12-31	$5,421
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$124,270
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$124,270
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,050,838
Participant contributions at end of year	2012-12-31	$130,370
Participant contributions at beginning of year	2012-12-31	$186,491
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$24,206
Administrative expenses (other) incurred	2012-12-31	$38,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,249,748
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$6,744,041
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,494,293
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,975,046
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,701,766
Interest on participant loans	2012-12-31	$5,421
Value of interest in common/collective trusts at end of year	2012-12-31	$638,625
Value of interest in common/collective trusts at beginning of year	2012-12-31	$606,036
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$528,314
Net investment gain or loss from common/collective trusts	2012-12-31	$12,626
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$105,104
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$562,491
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	STONE CARLIE & COMPANY LLC
Accountancy firm EIN	2012-12-31	430642511
2011 : AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$340,791
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$74,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$58,098
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$794,310
Value of total assets at end of year	2011-12-31	$5,494,293
Value of total assets at beginning of year	2011-12-31	$5,228,314
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$16,714
Total interest from all sources	2011-12-31	$5,569
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$92,165
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$92,165
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$689,569
Participant contributions at end of year	2011-12-31	$186,491
Participant contributions at beginning of year	2011-12-31	$135,371
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$104,607
Other income not declared elsewhere	2011-12-31	$-14,208
Administrative expenses (other) incurred	2011-12-31	$16,714
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$265,979
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,494,293
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,228,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,701,766
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$4,328,452
Interest on participant loans	2011-12-31	$5,569
Value of interest in common/collective trusts at end of year	2011-12-31	$606,036
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$764,491
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-551,438
Net investment gain or loss from common/collective trusts	2011-12-31	$14,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$134
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$58,098
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	STONE CARLIE & COMPANY LLC
Accountancy firm EIN	2011-12-31	430642511
2010 : AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,299,460
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$310,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$310,156
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$630,500
Value of total assets at end of year	2010-12-31	$5,228,314
Value of total assets at beginning of year	2010-12-31	$4,239,318
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$308
Total interest from all sources	2010-12-31	$6,725
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$621,113
Participant contributions at end of year	2010-12-31	$135,371
Participant contributions at beginning of year	2010-12-31	$127,035
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$10,262
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$9,387
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$988,996
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,228,314
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,239,318
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$4,328,452
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$3,322,337
Interest on participant loans	2010-12-31	$6,725
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$764,491
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$779,684
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$662,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$310,156
Contract administrator fees	2010-12-31	$308
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	STONE CARLIE & COMPANY, LLC
Accountancy firm EIN	2010-12-31	430642511

Form 5500 Responses for AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN

2014: AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: AHM FINANCIAL GROUP RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GAP-007284

Policy instance

Insurance contract or identification number	GAP-007284
Number of Individuals Covered	0
Insurance policy start date	2011-01-01
Insurance policy end date	2011-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

007284

Policy instance

Insurance contract or identification number	007284
Number of Individuals Covered	105
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $2,073
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

AHM FINANCIAL GROUP, LLC. [EIN = 240670611]

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Company Name:	AHM FINANCIAL GROUP, LLC
Employer identification number (EIN):	270670611
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	4352545