401k Plan data: PIVOT HOLDINGS, LLC. plan

PIVOT HOLDINGS, LLC. 401k Plan overview

Plan Name	PIVOT HOLDINGS, LLC.
Plan identification number	700

PIVOT HOLDINGS, LLC. Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Health (other than dental or vision) Dental

401k Sponsoring company profile

AHM FINANCIAL GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name: AHM FINANCIAL GROUP, LLC

Employer identification number (EIN): 270670611

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Additional information about AHM FINANCIAL GROUP, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 4352545

More information about AHM FINANCIAL GROUP, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PIVOT HOLDINGS, LLC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
700 2013-01-01 MARGARET KEARNS MARGARET KEARNS 2014-06-20
700 2012-06-01 MARGARET KEARNS
700 2012-01-01 MARGARET KEARNS MARGARET KEARNS 2013-05-29
700 2011-01-01 MARGARET KEARNS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
700	2013-01-01	MARGARET KEARNS	MARGARET KEARNS	2014-06-20
700	2012-06-01	MARGARET KEARNS
700	2012-01-01	MARGARET KEARNS	MARGARET KEARNS	2013-05-29
700	2011-01-01	MARGARET KEARNS

Plan Statistics for PIVOT HOLDINGS, LLC.

401k plan membership statisitcs for PIVOT HOLDINGS, LLC.

Measure Date Value
2013: PIVOT HOLDINGS, LLC. 2013 401k membership
Total participants, beginning-of-year 2013-01-01 109
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 109
Total of all active and inactive participants 2013-01-01 109
Total participants 2013-01-01 109
2012: PIVOT HOLDINGS, LLC. 2012 401k membership
Total participants, beginning-of-year 2012-06-01 0
Total number of active participants reported on line 7a of the Form 5500 2012-06-01 0
Number of retired or separated participants receiving benefits 2012-06-01 0
Number of other retired or separated participants entitled to future benefits 2012-06-01 0
Total of all active and inactive participants 2012-06-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-06-01 0
Total participants 2012-06-01 0
Total participants, beginning-of-year 2012-01-01 262
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 262
Total of all active and inactive participants 2012-01-01 262
Total participants 2012-01-01 262
2011: PIVOT HOLDINGS, LLC. 2011 401k membership
Total participants, beginning-of-year 2011-01-01 115
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 110
Number of retired or separated participants receiving benefits 2011-01-01 5
Total of all active and inactive participants 2011-01-01 115
Total participants 2011-01-01 115

Measure	Date	Value
2013: PIVOT HOLDINGS, LLC. 2013 401k membership
Total participants, beginning-of-year	2013-01-01	109
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	109
Total of all active and inactive participants	2013-01-01	109
Total participants	2013-01-01	109
2012: PIVOT HOLDINGS, LLC. 2012 401k membership
Total participants, beginning-of-year	2012-06-01	0
Total number of active participants reported on line 7a of the Form 5500	2012-06-01	0
Number of retired or separated participants receiving benefits	2012-06-01	0
Number of other retired or separated participants entitled to future benefits	2012-06-01	0
Total of all active and inactive participants	2012-06-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-06-01	0
Total participants	2012-06-01	0
Total participants, beginning-of-year	2012-01-01	262
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	262
Total of all active and inactive participants	2012-01-01	262
Total participants	2012-01-01	262
2011: PIVOT HOLDINGS, LLC. 2011 401k membership
Total participants, beginning-of-year	2011-01-01	115
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	110
Number of retired or separated participants receiving benefits	2011-01-01	5
Total of all active and inactive participants	2011-01-01	115
Total participants	2011-01-01	115

Form 5500 Responses for PIVOT HOLDINGS, LLC.

2013: PIVOT HOLDINGS, LLC. 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	First time form 5500 has been submitted	Yes
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: PIVOT HOLDINGS, LLC. 2012 form 5500 responses
2012-06-01	Type of plan entity	Single employer plan
2012-06-01	First time form 5500 has been submitted	Yes
2012-06-01	Submission has been amended	No
2012-06-01	This submission is the final filing	No
2012-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-06-01	Plan is a collectively bargained plan	No
2012-06-01	Plan funding arrangement – Insurance	Yes
2012-06-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	First time form 5500 has been submitted	Yes
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: PIVOT HOLDINGS, LLC. 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	First time form 5500 has been submitted	Yes
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	AHM FINANCIAL GROUP, LLC
Employer identification number (EIN):	270670611
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	4352545