401k Plan data: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN plan

COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 401k Plan overview

Plan Name	COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN
Plan identification number	001

COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ADVANCED ENT AND ALLERGY PLLC has sponsored the creation of one or more 401k plans.

Company Name: ADVANCED ENT AND ALLERGY PLLC

Employer identification number (EIN): 270810245

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 KENNETH M HODGE MD 2020-06-17
001 2018-01-01
001 2017-01-01
001 2016-01-01 KENNETH M HODGE MD
001 2015-01-01 KENNETH M HODGE MD
001 2014-01-01 KENNETH M HODGE MD
001 2013-01-01 KENNETH M HODGE MD
001 2012-01-01 KENNETH M HODGE MD
001 2011-01-01 KENNETH M HODGE MD
001 2010-01-01 KENNETH M HODGE MD
001 2009-01-01 KENNETH M HODGE MD

Plan Statistics for COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN

401k plan membership statisitcs for COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN

Measure Date Value
2019: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 1
Number of participants with account balances 2019-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 1
Number of participants with account balances 2018-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 2
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 3
Number of participants with account balances 2017-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 6
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 6
Number of participants with account balances 2016-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 6
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 6
Number of participants with account balances 2015-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 5
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 6
Number of participants with account balances 2014-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 6
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 6
Number of participants with account balances 2013-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 6
Number of retired or separated participants receiving benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 6
Number of participants with account balances 2012-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 78
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 6
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 7
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 75
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 52
Number of retired or separated participants receiving benefits 2010-01-01 3
Number of other retired or separated participants entitled to future benefits 2010-01-01 20
Total of all active and inactive participants 2010-01-01 75
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 75
Number of participants with account balances 2010-01-01 75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 3
2009: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 71
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 50
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 20
Total of all active and inactive participants 2009-01-01 71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 71
Number of participants with account balances 2009-01-01 71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 5

Measure	Date	Value
2019: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	1
Number of participants with account balances	2019-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1
Number of participants with account balances	2018-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	2
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	3
Number of participants with account balances	2017-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	6
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	6
Number of participants with account balances	2016-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	6
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	6
Number of participants with account balances	2015-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	5
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	6
Number of participants with account balances	2014-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	6
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	6
Number of participants with account balances	2013-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	6
Number of retired or separated participants receiving benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	6
Number of participants with account balances	2012-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	78
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	6
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	7
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	75
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	52
Number of retired or separated participants receiving benefits	2010-01-01	3
Number of other retired or separated participants entitled to future benefits	2010-01-01	20
Total of all active and inactive participants	2010-01-01	75
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	75
Number of participants with account balances	2010-01-01	75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	3
2009: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	71
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	50
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	20
Total of all active and inactive participants	2009-01-01	71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	71
Number of participants with account balances	2009-01-01	71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	5

Financial Data on COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN

Measure	Date	Value
2019 : COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$-179,299
Expenses. Total of all expenses incurred	2019-12-31	$0
Total plan assets at end of year	2019-12-31	$3,486,553
Total plan assets at beginning of year	2019-12-31	$3,665,852
Other income received	2019-12-31	$-179,299
Net income (gross income less expenses)	2019-12-31	$-179,299
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$3,486,553
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$3,665,852
Assets. Value of participant loans	2019-12-31	$11,752
Assets. Value of assets in partnership/joint-venture interests	2019-12-31	$2,827,127
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$121,234
Expenses. Total of all expenses incurred	2018-12-31	$466,985
Benefits paid (including direct rollovers)	2018-12-31	$466,655
Total plan assets at end of year	2018-12-31	$3,665,852
Total plan assets at beginning of year	2018-12-31	$4,011,603
Value of fidelity bond covering the plan	2018-12-31	$2,400,000
Other income received	2018-12-31	$121,234
Net income (gross income less expenses)	2018-12-31	$-345,751
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$3,665,852
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$4,011,603
Assets. Value of participant loans	2018-12-31	$15,969
Assets. Value of assets in partnership/joint-venture interests	2018-12-31	$3,063,699
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$330
2017 : COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$390,027
Expenses. Total of all expenses incurred	2017-12-31	$2,695,051
Benefits paid (including direct rollovers)	2017-12-31	$2,601,955
Total plan assets at end of year	2017-12-31	$4,011,603
Total plan assets at beginning of year	2017-12-31	$6,316,627
Value of fidelity bond covering the plan	2017-12-31	$2,457,372
Other income received	2017-12-31	$390,027
Net income (gross income less expenses)	2017-12-31	$-2,305,024
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$4,011,603
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$6,316,627
Assets. Value of participant loans	2017-12-31	$20,000
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$2,913,840
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$93,096
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$-816,647
Expenses. Total of all expenses incurred	2016-12-31	$325,143
Benefits paid (including direct rollovers)	2016-12-31	$160,419
Total plan assets at end of year	2016-12-31	$6,316,627
Total plan assets at beginning of year	2016-12-31	$7,458,417
Value of fidelity bond covering the plan	2016-12-31	$1,700,000
Other income received	2016-12-31	$-816,647
Net income (gross income less expenses)	2016-12-31	$-1,141,790
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$6,316,627
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$7,458,417
Assets. Value of participant loans	2016-12-31	$4,051
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$3,058,297
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$164,724
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$675,351
Expenses. Total of all expenses incurred	2015-12-31	$798,867
Benefits paid (including direct rollovers)	2015-12-31	$758,897
Total plan assets at end of year	2015-12-31	$7,458,417
Total plan assets at beginning of year	2015-12-31	$7,581,933
Value of fidelity bond covering the plan	2015-12-31	$1,700,000
Other income received	2015-12-31	$675,351
Net income (gross income less expenses)	2015-12-31	$-123,516
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$7,458,417
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$7,581,933
Assets. Value of participant loans	2015-12-31	$11,334
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$3,337,183
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$39,970
2014 : COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$1,108,039
Expenses. Total of all expenses incurred	2014-12-31	$11,296
Benefits paid (including direct rollovers)	2014-12-31	$10,950
Total plan assets at end of year	2014-12-31	$7,581,933
Total plan assets at beginning of year	2014-12-31	$6,485,190
Value of fidelity bond covering the plan	2014-12-31	$1,700,000
Other income received	2014-12-31	$1,108,039
Net income (gross income less expenses)	2014-12-31	$1,096,743
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$7,581,933
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$6,485,190
Assets. Value of participant loans	2014-12-31	$18,313
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$3,259,159
Assets. Value of real-estate (other than employer real property)	2014-12-31	$165,950
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$346
2013 : COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$-609,090
Expenses. Total of all expenses incurred	2013-12-31	$7,519
Benefits paid (including direct rollovers)	2013-12-31	$6,559
Total plan assets at end of year	2013-12-31	$6,485,190
Total plan assets at beginning of year	2013-12-31	$7,101,799
Value of fidelity bond covering the plan	2013-12-31	$1,700,000
Contributions received from other sources (not participants or employers)	2013-12-31	$36,000
Other income received	2013-12-31	$-645,090
Net income (gross income less expenses)	2013-12-31	$-616,609
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$6,485,190
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$7,101,799
Assets. Value of participant loans	2013-12-31	$24,498
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$2,301,422
Assets. Value of real-estate (other than employer real property)	2013-12-31	$165,950
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$960
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$1
2012 : COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$2,161,687
Expenses. Total of all expenses incurred	2012-12-31	$4,933,132
Benefits paid (including direct rollovers)	2012-12-31	$4,801,795
Total plan assets at end of year	2012-12-31	$7,101,799
Total plan assets at beginning of year	2012-12-31	$9,873,244
Value of fidelity bond covering the plan	2012-12-31	$1,700,000
Noncash contributions received	2012-12-31	$2,161,687
Net income (gross income less expenses)	2012-12-31	$-2,771,445
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$7,101,799
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$9,873,244
Assets. Value of participant loans	2012-12-31	$30,000
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$1,831,372
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$131,337
2011 : COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$-3,185,505
Total income from all sources	2011-12-31	$277,488
Expenses. Total of all expenses incurred	2011-12-31	$3,828,094
Benefits paid (including direct rollovers)	2011-12-31	$3,629,164
Total plan assets at end of year	2011-12-31	$9,873,244
Total plan assets at beginning of year	2011-12-31	$13,423,850
Value of fidelity bond covering the plan	2011-12-31	$1,700,000
Total contributions received or receivable from participants	2011-12-31	$61,686
Expenses. Other expenses not covered elsewhere	2011-12-31	$198,208
Other income received	2011-12-31	$215,802
Net income (gross income less expenses)	2011-12-31	$-3,550,606
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$9,873,244
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$13,423,850
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$682,671
Assets. Value of real-estate (other than employer real property)	2011-12-31	$1,018,040
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$722
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$-1,494,388
Expenses. Total of all expenses incurred	2010-12-31	$266,297
Benefits paid (including direct rollovers)	2010-12-31	$114,975
Total plan assets at end of year	2010-12-31	$13,423,850
Total plan assets at beginning of year	2010-12-31	$15,184,535
Value of fidelity bond covering the plan	2010-12-31	$1,700,000
Total contributions received or receivable from participants	2010-12-31	$184,817
Expenses. Other expenses not covered elsewhere	2010-12-31	$149,324
Other income received	2010-12-31	$-1,948,820
Net income (gross income less expenses)	2010-12-31	$-1,760,685
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$13,423,850
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$15,184,535
Assets. Value of participant loans	2010-12-31	$39,856
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$778,129
Assets. Value of real-estate (other than employer real property)	2010-12-31	$1,018,040
Total contributions received or receivable from employer(s)	2010-12-31	$269,615
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$1,998
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN

2019: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: COMMONWEALTH ENT - HEAD & NECK CENTER PROFIT SHARING 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

EPF317

Policy instance

Insurance contract or identification number	EPF317
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $56
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $40
Insurance broker organization code?	3
Insurance broker name	GOWERS & ASSOCIATES INC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

EPF317

Policy instance

Insurance contract or identification number	EPF317
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $56
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

EPF317

Policy instance

Insurance contract or identification number	EPF317
Number of Individuals Covered	1
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $40
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $40
Insurance broker organization code?	3
Insurance broker name	RONALD L GOLDSTEIN

Potentially related plans

COMMONWEALTH ENTERPRISES, INC. MONEY PURCHASE PENSION PLAN [EIN = 953989419]

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Company Name:	ADVANCED ENT AND ALLERGY PLLC
Employer identification number (EIN):	270810245
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2019-01-01	KENNETH M HODGE MD	2020-06-17
001	2018-01-01
001	2017-01-01
001	2016-01-01	KENNETH M HODGE MD
001	2015-01-01	KENNETH M HODGE MD
001	2014-01-01	KENNETH M HODGE MD
001	2013-01-01	KENNETH M HODGE MD
001	2012-01-01	KENNETH M HODGE MD
001	2011-01-01	KENNETH M HODGE MD
001	2010-01-01	KENNETH M HODGE MD
001	2009-01-01	KENNETH M HODGE MD