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RICE ENTERPRISES, LLC 401(K) PLAN 401k Plan overview

Plan NameRICE ENTERPRISES, LLC 401(K) PLAN
Plan identification number 001

RICE ENTERPRISES, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICE ENTERPRISES LLC has sponsored the creation of one or more 401k plans.

Company Name:RICE ENTERPRISES LLC
Employer identification number (EIN):271171330
NAIC Classification:722513
NAIC Description:Limited-Service Restaurants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICE ENTERPRISES, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012017-01-01MICHELE RICE
0012016-01-01MICHELE RICE
0012015-01-01MICHELE R RICE
0012014-01-01MICHELE RICE
0012013-01-01MICHELE RICE
0012012-01-01MICHELE RICE

Plan Statistics for RICE ENTERPRISES, LLC 401(K) PLAN

401k plan membership statisitcs for RICE ENTERPRISES, LLC 401(K) PLAN

Measure Date Value
2018: RICE ENTERPRISES, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01273
Total number of active participants reported on line 7a of the Form 55002018-01-01222
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0128
Total of all active and inactive participants2018-01-01250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01250
Number of participants with account balances2018-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-014
2017: RICE ENTERPRISES, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01222
Total number of active participants reported on line 7a of the Form 55002017-01-0177
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0149
Total of all active and inactive participants2017-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01128
Number of participants with account balances2017-01-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: RICE ENTERPRISES, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01276
Total number of active participants reported on line 7a of the Form 55002016-01-01110
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0145
Total of all active and inactive participants2016-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01155
Number of participants with account balances2016-01-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015
2015: RICE ENTERPRISES, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01275
Total number of active participants reported on line 7a of the Form 55002015-01-01123
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0145
Total of all active and inactive participants2015-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01168
Number of participants with account balances2015-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0114
2014: RICE ENTERPRISES, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01407
Total number of active participants reported on line 7a of the Form 55002014-01-01153
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0179
Total of all active and inactive participants2014-01-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01232
Number of participants with account balances2014-01-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0111
2013: RICE ENTERPRISES, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01300
Total number of active participants reported on line 7a of the Form 55002013-01-01319
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0165
Total of all active and inactive participants2013-01-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01384
Number of participants with account balances2013-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0111
2012: RICE ENTERPRISES, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01335
Total number of active participants reported on line 7a of the Form 55002012-01-01250
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0150
Total of all active and inactive participants2012-01-01300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01300
Number of participants with account balances2012-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0133

Financial Data on RICE ENTERPRISES, LLC 401(K) PLAN

Measure Date Value
2018 : RICE ENTERPRISES, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,875
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$45,999
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$309,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$219,027
Expenses. Certain deemed distributions of participant loans2018-12-31$9,937
Value of total corrective distributions2018-12-31$1,875
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$47,141
Value of total assets at end of year2018-12-31$1,167,292
Value of total assets at beginning of year2018-12-31$1,429,217
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$78,960
Total interest from all sources2018-12-31$1,869
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$182,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$38,721
Participant contributions at end of year2018-12-31$18,750
Participant contributions at beginning of year2018-12-31$34,816
Participant contributions at beginning of year2018-12-31$72
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$250
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$1,875
Other income not declared elsewhere2018-12-31$798
Total non interest bearing cash at beginning of year2018-12-31$25,418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-263,800
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,165,417
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,429,217
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,319,262
Value of interest in pooled separate accounts at end of year2018-12-31$1,148,542
Interest on participant loans2018-12-31$1,869
Value of interest in common/collective trusts at beginning of year2018-12-31$49,630
Net investment gain/loss from pooled separate accounts2018-12-31$-3,809
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$8,420
Employer contributions (assets) at beginning of year2018-12-31$19
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$218,777
Contract administrator fees2018-12-31$78,960
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31TEMPLETON & COMPANY
Accountancy firm EIN2018-12-31141918990
2017 : RICE ENTERPRISES, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$8,626
Total income from all sources (including contributions)2017-12-31$271,076
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$200,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$182,173
Expenses. Certain deemed distributions of participant loans2017-12-31$7,208
Value of total corrective distributions2017-12-31$9,068
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$72,829
Value of total assets at end of year2017-12-31$1,429,216
Value of total assets at beginning of year2017-12-31$1,367,390
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,175
Total interest from all sources2017-12-31$3,233
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$33,613
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$33,613
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$136,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$60,355
Participant contributions at end of year2017-12-31$34,816
Participant contributions at beginning of year2017-12-31$52,919
Participant contributions at end of year2017-12-31$72
Participant contributions at beginning of year2017-12-31$1,568
Other income not declared elsewhere2017-12-31$1,051
Administrative expenses (other) incurred2017-12-31$2,175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$70,452
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,429,216
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,358,764
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,319,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,236,839
Interest on participant loans2017-12-31$3,184
Value of interest in common/collective trusts at end of year2017-12-31$49,630
Value of interest in common/collective trusts at beginning of year2017-12-31$49,790
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$25,418
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$25,882
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$25,882
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$49
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$153,341
Net investment gain or loss from common/collective trusts2017-12-31$7,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$12,474
Employer contributions (assets) at end of year2017-12-31$18
Employer contributions (assets) at beginning of year2017-12-31$392
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$182,173
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$8,626
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WHALEN & COMPANY CPAS
Accountancy firm EIN2017-12-31310984945
2016 : RICE ENTERPRISES, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$8,626
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$199,632
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$657,717
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$580,603
Expenses. Certain deemed distributions of participant loans2016-12-31$65,538
Value of total corrective distributions2016-12-31$8,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$97,707
Value of total assets at end of year2016-12-31$1,367,390
Value of total assets at beginning of year2016-12-31$1,816,849
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,950
Total interest from all sources2016-12-31$5,199
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$35,190
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$35,190
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$182,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$81,095
Participant contributions at end of year2016-12-31$52,919
Participant contributions at beginning of year2016-12-31$128,699
Participant contributions at end of year2016-12-31$1,568
Participant contributions at beginning of year2016-12-31$1,798
Other income not declared elsewhere2016-12-31$1,372
Administrative expenses (other) incurred2016-12-31$2,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-458,085
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,358,764
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,816,849
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,236,839
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,532,139
Interest on participant loans2016-12-31$5,199
Value of interest in common/collective trusts at end of year2016-12-31$49,790
Value of interest in common/collective trusts at beginning of year2016-12-31$125,818
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$25,882
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$27,945
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$27,945
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$49,767
Net investment gain or loss from common/collective trusts2016-12-31$10,397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$16,612
Employer contributions (assets) at end of year2016-12-31$392
Employer contributions (assets) at beginning of year2016-12-31$450
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$580,603
Liabilities. Value of benefit claims payable at end of year2016-12-31$8,626
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WHALEN & COMPANY CPAS
Accountancy firm EIN2016-12-31310984945
2015 : RICE ENTERPRISES, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$95,637
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$194,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$174,186
Expenses. Certain deemed distributions of participant loans2015-12-31$14,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$117,527
Value of total assets at end of year2015-12-31$1,816,849
Value of total assets at beginning of year2015-12-31$1,915,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$5,455
Total interest from all sources2015-12-31$4,826
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$76,855
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$76,855
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$192,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$97,830
Participant contributions at end of year2015-12-31$128,699
Participant contributions at beginning of year2015-12-31$70,284
Participant contributions at end of year2015-12-31$1,798
Participant contributions at beginning of year2015-12-31$1,798
Other income not declared elsewhere2015-12-31$245
Administrative expenses (other) incurred2015-12-31$5,455
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-98,397
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,816,849
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,915,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,532,139
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,670,371
Interest on participant loans2015-12-31$4,826
Value of interest in common/collective trusts at end of year2015-12-31$125,818
Value of interest in common/collective trusts at beginning of year2015-12-31$144,983
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$27,945
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$27,360
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$27,360
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-97,181
Net investment gain or loss from common/collective trusts2015-12-31$-6,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$19,697
Employer contributions (assets) at end of year2015-12-31$450
Employer contributions (assets) at beginning of year2015-12-31$450
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$174,186
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WHALEN & COMPANY CPAS
Accountancy firm EIN2015-12-31310984945
2014 : RICE ENTERPRISES, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$220,833
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$318,968
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$289,916
Expenses. Certain deemed distributions of participant loans2014-12-31$23,497
Value of total corrective distributions2014-12-31$1,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$121,938
Value of total assets at end of year2014-12-31$1,915,246
Value of total assets at beginning of year2014-12-31$2,013,381
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,150
Total interest from all sources2014-12-31$4,362
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$50,252
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$50,252
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$202,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$102,402
Participant contributions at end of year2014-12-31$70,284
Participant contributions at beginning of year2014-12-31$92,956
Participant contributions at end of year2014-12-31$1,798
Participant contributions at beginning of year2014-12-31$1,931
Other income not declared elsewhere2014-12-31$21
Administrative expenses (other) incurred2014-12-31$4,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-98,135
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,915,246
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,013,381
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,670,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,714,293
Interest on participant loans2014-12-31$4,362
Value of interest in common/collective trusts at end of year2014-12-31$144,983
Value of interest in common/collective trusts at beginning of year2014-12-31$175,626
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$27,360
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$28,156
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$28,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$38,522
Net investment gain or loss from common/collective trusts2014-12-31$5,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$19,536
Employer contributions (assets) at end of year2014-12-31$450
Employer contributions (assets) at beginning of year2014-12-31$419
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$289,916
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WHALEN & COMPANY CPAS
Accountancy firm EIN2014-12-31310984945
2013 : RICE ENTERPRISES, LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$460,520
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$225,149
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$215,666
Expenses. Certain deemed distributions of participant loans2013-12-31$2,106
Value of total corrective distributions2013-12-31$3,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$140,185
Value of total assets at end of year2013-12-31$2,013,381
Value of total assets at beginning of year2013-12-31$1,778,010
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,500
Total interest from all sources2013-12-31$4,598
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$33,226
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$33,226
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$178,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$117,733
Participant contributions at end of year2013-12-31$92,956
Participant contributions at beginning of year2013-12-31$74,693
Participant contributions at end of year2013-12-31$1,931
Participant contributions at beginning of year2013-12-31$14,589
Administrative expenses (other) incurred2013-12-31$3,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$235,371
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,013,381
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,778,010
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,714,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,525,031
Interest on participant loans2013-12-31$4,598
Value of interest in common/collective trusts at end of year2013-12-31$175,626
Value of interest in common/collective trusts at beginning of year2013-12-31$128,623
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$28,156
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$31,689
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$31,689
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$234,623
Net investment gain or loss from common/collective trusts2013-12-31$47,888
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$22,452
Employer contributions (assets) at end of year2013-12-31$419
Employer contributions (assets) at beginning of year2013-12-31$3,385
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$215,666
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WHALEN & COMPANY CPAS
Accountancy firm EIN2013-12-31310984945
2012 : RICE ENTERPRISES, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$357,292
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$94,298
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$82,122
Expenses. Certain deemed distributions of participant loans2012-12-31$1,419
Value of total corrective distributions2012-12-31$3,164
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$158,677
Value of total assets at end of year2012-12-31$1,761,066
Value of total assets at beginning of year2012-12-31$1,498,072
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,593
Total interest from all sources2012-12-31$5,083
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$31,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$31,343
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$150,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$128,930
Participant contributions at end of year2012-12-31$69,730
Participant contributions at beginning of year2012-12-31$42,682
Participant contributions at end of year2012-12-31$4,233
Participant contributions at beginning of year2012-12-31$10,029
Other income not declared elsewhere2012-12-31$966
Administrative expenses (other) incurred2012-12-31$7,593
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$262,994
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,761,066
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,498,072
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,525,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,305,453
Interest on participant loans2012-12-31$5,083
Value of interest in common/collective trusts at end of year2012-12-31$128,623
Value of interest in common/collective trusts at beginning of year2012-12-31$137,552
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$31,689
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$153,180
Net investment gain or loss from common/collective trusts2012-12-31$8,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$29,747
Employer contributions (assets) at end of year2012-12-31$1,757
Employer contributions (assets) at beginning of year2012-12-31$2,356
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$82,122
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WHALEN & COMPANY CPAS
Accountancy firm EIN2012-12-31310984945

Form 5500 Responses for RICE ENTERPRISES, LLC 401(K) PLAN

2018: RICE ENTERPRISES, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RICE ENTERPRISES, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RICE ENTERPRISES, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RICE ENTERPRISES, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RICE ENTERPRISES, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RICE ENTERPRISES, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RICE ENTERPRISES, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number602193-000
Policy instance 1
Insurance contract or identification number602193-000
Number of Individuals Covered250
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,858
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2858
Additional information about fees paid to insurance brokerTPA SERVICES
Insurance broker organization code?5

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