PENTA GROUP, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan HAMILTON PLACE STRATEGIES, LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2022 : HAMILTON PLACE STRATEGIES, LLC 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-30 | $0 |
| Total transfer of assets from this plan | 2022-12-30 | $3,931,168 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-30 | $0 |
| Total income from all sources (including contributions) | 2022-12-30 | $-45,370 |
| Total loss/gain on sale of assets | 2022-12-30 | $0 |
| Total of all expenses incurred | 2022-12-30 | $356,680 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-30 | $346,011 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-30 | $810,873 |
| Value of total assets at end of year | 2022-12-30 | $0 |
| Value of total assets at beginning of year | 2022-12-30 | $4,333,218 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-30 | $10,669 |
| Total interest from all sources | 2022-12-30 | $123 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-30 | $74,757 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2022-12-30 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-30 | $74,757 |
| Was this plan covered by a fidelity bond | 2022-12-30 | Yes |
| Value of fidelity bond cover | 2022-12-30 | $160,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-30 | No |
| Contributions received from participants | 2022-12-30 | $443,104 |
| Participant contributions at beginning of year | 2022-12-30 | $0 |
| Participant contributions at end of year | 2022-12-30 | $0 |
| Participant contributions at beginning of year | 2022-12-30 | $8,218 |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-30 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-30 | $59,100 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-30 | $125,467 |
| Other income not declared elsewhere | 2022-12-30 | $-12,801 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-30 | No |
| Value of net income/loss | 2022-12-30 | $-402,050 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-30 | $4,333,218 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-30 | No |
| Investment advisory and management fees | 2022-12-30 | $9,503 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-30 | $4,256,366 |
| Interest on participant loans | 2022-12-30 | $0 |
| Income. Interest from loans (other than to participants) | 2022-12-30 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-30 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-30 | $2,566 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-30 | $2,566 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-30 | $123 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-30 | $-918,322 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-30 | No |
| Contributions received in cash from employer | 2022-12-30 | $242,302 |
| Employer contributions (assets) at end of year | 2022-12-30 | $0 |
| Employer contributions (assets) at beginning of year | 2022-12-30 | $6,968 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-30 | $346,011 |
| Contract administrator fees | 2022-12-30 | $1,166 |
| Did the plan have assets held for investment | 2022-12-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2022-12-30 | Unqualified |
| Accountancy firm name | 2022-12-30 | FRAZIER & DEETER, LLC |
| Accountancy firm EIN | 2022-12-30 | 581433845 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total transfer of assets from this plan | 2022-01-01 | $3,931,168 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-45,370 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $356,680 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $346,011 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $810,873 |
| Value of total assets at end of year | 2022-01-01 | $0 |
| Value of total assets at beginning of year | 2022-01-01 | $4,333,218 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $10,669 |
| Total interest from all sources | 2022-01-01 | $123 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $74,757 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2022-01-01 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $74,757 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $160,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $443,104 |
| Participant contributions at beginning of year | 2022-01-01 | $0 |
| Participant contributions at end of year | 2022-01-01 | $0 |
| Participant contributions at beginning of year | 2022-01-01 | $8,218 |
| Assets. Other investments not covered elsewhere at end of year | 2022-01-01 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-01-01 | $59,100 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $125,467 |
| Other income not declared elsewhere | 2022-01-01 | $-12,801 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-402,050 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $4,333,218 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $9,503 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $4,256,366 |
| Interest on participant loans | 2022-01-01 | $0 |
| Income. Interest from loans (other than to participants) | 2022-01-01 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-01-01 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-01-01 | $123 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-918,322 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $242,302 |
| Employer contributions (assets) at end of year | 2022-01-01 | $0 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $6,968 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $346,011 |
| Contract administrator fees | 2022-01-01 | $1,166 |
| Did the plan have assets held for investment | 2022-01-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | FRAZIER & DEETER, LLC |
| Accountancy firm EIN | 2022-01-01 | 581433845 |
| 2021 : HAMILTON PLACE STRATEGIES, LLC 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $1,567,736 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $173,409 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $172,224 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $963,086 |
| Value of total assets at end of year | 2021-12-31 | $4,333,218 |
| Value of total assets at beginning of year | 2021-12-31 | $2,938,891 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,185 |
| Total interest from all sources | 2021-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $69,818 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $69,818 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $160,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $404,682 |
| Participant contributions at end of year | 2021-12-31 | $8,218 |
| Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $59,100 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $54,778 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $354,288 |
| Other income not declared elsewhere | 2021-12-31 | $4,397 |
| Administrative expenses (other) incurred | 2021-12-31 | $75 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $1,394,327 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $4,333,218 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $2,938,891 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $4,256,366 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $2,881,960 |
| Interest on participant loans | 2021-12-31 | $0 |
| Income. Interest from loans (other than to participants) | 2021-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $2,566 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $2,153 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $2,153 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $530,435 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $204,116 |
| Employer contributions (assets) at end of year | 2021-12-31 | $6,968 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $172,224 |
| Contract administrator fees | 2021-12-31 | $1,110 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | FRAZIER & DEETER, LLC |
| Accountancy firm EIN | 2021-12-31 | 581433845 |
