401k Plan data: DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN plan

DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN 401k Plan overview

Plan Name	DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN
Plan identification number	502

DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Severance pay Unfunded, fully insured, or combination unfunded/insured welfare plan that will not file a Form 5500 for next plan year pursuant to 29 CFR 2520.104-20.

401k Sponsoring company profile

DURATA THERAPEUTICS, INC. has sponsored the creation of one or more 401k plans.

Company Name: DURATA THERAPEUTICS, INC.

Employer identification number (EIN): 271247903

NAIC Classification: 621340
NAIC Description: Offices of Physical, Occupational and Speech Therapists, and Audiologists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
502 2016-01-01 ERIC STERN
502 2015-01-01 ERIC STERN
502 2014-11-09 ERIC STERN

Plan id#	Filing Submission Date	Name of Administrator
502	2016-01-01	ERIC STERN
502	2015-01-01	ERIC STERN
502	2014-11-09	ERIC STERN

Plan Statistics for DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN

401k plan membership statisitcs for DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN

Measure Date Value
2016: DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 44
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 28
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 29
2015: DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 120
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 44
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 44
2014: DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN 2014 401k membership
Total participants, beginning-of-year 2014-11-09 196
Total number of active participants reported on line 7a of the Form 5500 2014-11-09 186
Number of retired or separated participants receiving benefits 2014-11-09 0
Number of other retired or separated participants entitled to future benefits 2014-11-09 0
Total of all active and inactive participants 2014-11-09 186

Measure	Date	Value
2016: DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	44
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	28
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	29
2015: DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	120
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	44
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	44
2014: DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN 2014 401k membership
Total participants, beginning-of-year	2014-11-09	196
Total number of active participants reported on line 7a of the Form 5500	2014-11-09	186
Number of retired or separated participants receiving benefits	2014-11-09	0
Number of other retired or separated participants entitled to future benefits	2014-11-09	0
Total of all active and inactive participants	2014-11-09	186

Form 5500 Responses for DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN

2016: DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2016-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2015: DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2015-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2014: DURATA THERAPEUTICS, INC. CHANGE IN CONTROL SEVERANCE PLAN 2014 form 5500 responses
2014-11-09	Type of plan entity	Single employer plan
2014-11-09	First time form 5500 has been submitted	Yes
2014-11-09	Submission has been amended	No
2014-11-09	This submission is the final filing	No
2014-11-09	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-11-09	Plan is a collectively bargained plan	No
2014-11-09	Plan funding arrangement – General assets of the sponsor	Yes
2014-11-09	Plan benefit arrangement – General assets of the sponsor	Yes

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Company Name:	DURATA THERAPEUTICS, INC.
Employer identification number (EIN):	271247903
NAIC Classification:	621340
NAIC Description:	Offices of Physical, Occupational and Speech Therapists, and Audiologists