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AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 401k Plan overview

Plan NameAMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN
Plan identification number 001

AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AMERICAN STEEL AND ALUMINUM LLC has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN STEEL AND ALUMINUM LLC
Employer identification number (EIN):271256627
NAIC Classification:423500

Additional information about AMERICAN STEEL AND ALUMINUM LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4749710

More information about AMERICAN STEEL AND ALUMINUM LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01ARTHUR GLISPIN2023-10-16
0012021-01-01ARTHUR GLISPIN2022-10-07
0012020-01-01ARTHUR GLISPIN2021-10-12
0012019-01-01ARTHUR GLISPIN2020-10-08
0012018-01-01ARTHUR GLISPIN2019-10-14
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01PAUL ROCKENSTYRE
0012013-01-01PAUL ROCKENSTYRE
0012012-01-01PAUL ROCKENSTYRE
0012011-01-01PAUL ROCKENSTYRE
0012010-01-01PAUL ROCKENSTYRE2011-08-30

Plan Statistics for AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN

401k plan membership statisitcs for AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN

Measure Date Value
2022: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01229
Total number of active participants reported on line 7a of the Form 55002022-01-01283
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0158
Total of all active and inactive participants2022-01-01341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01341
Number of participants with account balances2022-01-01235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01196
Total number of active participants reported on line 7a of the Form 55002021-01-01184
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0145
Total of all active and inactive participants2021-01-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01229
Number of participants with account balances2021-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01209
Total number of active participants reported on line 7a of the Form 55002020-01-01143
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0150
Total of all active and inactive participants2020-01-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01193
Number of participants with account balances2020-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01196
Total number of active participants reported on line 7a of the Form 55002019-01-01180
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0129
Total of all active and inactive participants2019-01-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01209
Number of participants with account balances2019-01-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01189
Total number of active participants reported on line 7a of the Form 55002018-01-01171
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0125
Total of all active and inactive participants2018-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01196
Number of participants with account balances2018-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01148
Total number of active participants reported on line 7a of the Form 55002017-01-01168
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0119
Total of all active and inactive participants2017-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01187
Number of participants with account balances2017-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01151
Total number of active participants reported on line 7a of the Form 55002016-01-01124
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0120
Total of all active and inactive participants2016-01-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01144
Number of participants with account balances2016-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01168
Total number of active participants reported on line 7a of the Form 55002015-01-01131
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0117
Total of all active and inactive participants2015-01-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01148
Number of participants with account balances2015-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01156
Total number of active participants reported on line 7a of the Form 55002014-01-01126
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0131
Total of all active and inactive participants2014-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01157
Number of participants with account balances2014-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01158
Total number of active participants reported on line 7a of the Form 55002013-01-01124
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0128
Total of all active and inactive participants2013-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01152
Number of participants with account balances2013-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01158
Total number of active participants reported on line 7a of the Form 55002012-01-01136
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0115
Total of all active and inactive participants2012-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01151
Number of participants with account balances2012-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01148
Total number of active participants reported on line 7a of the Form 55002011-01-01140
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-015
Total of all active and inactive participants2011-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01145
Number of participants with account balances2011-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN

Measure Date Value
2022 : AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-462,208
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$387,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$341,559
Expenses. Certain deemed distributions of participant loans2022-12-31$11,094
Value of total corrective distributions2022-12-31$3,678
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,335,892
Value of total assets at end of year2022-12-31$9,625,938
Value of total assets at beginning of year2022-12-31$10,475,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$30,975
Total interest from all sources2022-12-31$22,542
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$10,820
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$10,820
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$850,332
Participant contributions at end of year2022-12-31$162,427
Participant contributions at beginning of year2022-12-31$129,288
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$1,679
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$68,268
Administrative expenses (other) incurred2022-12-31$30,975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-849,514
Value of net assets at end of year (total assets less liabilities)2022-12-31$9,625,938
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$10,475,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$8,951,548
Value of interest in pooled separate accounts at beginning of year2022-12-31$10,027,475
Interest on participant loans2022-12-31$5,609
Interest earned on other investments2022-12-31$16,933
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$511,963
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$316,342
Net investment gain/loss from pooled separate accounts2022-12-31$-1,831,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$417,292
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$668
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$341,559
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31DAY SECKLER
Accountancy firm EIN2022-12-31262310586
2021 : AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,784,093
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,057,200
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,033,531
Expenses. Certain deemed distributions of participant loans2021-12-31$-3,788
Value of total corrective distributions2021-12-31$5,574
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$638,033
Value of total assets at end of year2021-12-31$10,475,452
Value of total assets at beginning of year2021-12-31$9,748,559
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$21,883
Total interest from all sources2021-12-31$24,888
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$11,041
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$11,041
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$474,507
Participant contributions at end of year2021-12-31$129,288
Participant contributions at beginning of year2021-12-31$147,990
Participant contributions at end of year2021-12-31$1,679
Participant contributions at beginning of year2021-12-31$0
Administrative expenses (other) incurred2021-12-31$21,883
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$726,893
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,475,452
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,748,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$10,027,475
Value of interest in pooled separate accounts at beginning of year2021-12-31$9,434,576
Interest on participant loans2021-12-31$5,489
Interest earned on other investments2021-12-31$19,399
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$316,342
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$165,993
Net investment gain/loss from pooled separate accounts2021-12-31$1,110,131
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$163,526
Employer contributions (assets) at end of year2021-12-31$668
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,033,531
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DAY SECKLER
Accountancy firm EIN2021-12-31262310586
2020 : AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,706,715
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$837,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$828,717
Expenses. Certain deemed distributions of participant loans2020-12-31$-6,179
Value of total corrective distributions2020-12-31$1,802
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$545,982
Value of total assets at end of year2020-12-31$9,748,559
Value of total assets at beginning of year2020-12-31$8,878,972
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$12,788
Total interest from all sources2020-12-31$9,200
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$416,719
Participant contributions at end of year2020-12-31$147,990
Participant contributions at beginning of year2020-12-31$129,646
Administrative expenses (other) incurred2020-12-31$12,788
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$869,587
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,748,559
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,878,972
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$9,434,576
Value of interest in pooled separate accounts at beginning of year2020-12-31$8,595,058
Interest on participant loans2020-12-31$-11,220
Interest earned on other investments2020-12-31$20,420
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$165,993
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$154,268
Net investment gain/loss from pooled separate accounts2020-12-31$1,151,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$129,263
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$828,717
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31DAY SECKLER
Accountancy firm EIN2020-12-31262310586
2019 : AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,193,236
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$448,484
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$422,515
Expenses. Certain deemed distributions of participant loans2019-12-31$3,239
Value of total corrective distributions2019-12-31$1,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$710,093
Value of total assets at end of year2019-12-31$8,878,972
Value of total assets at beginning of year2019-12-31$7,134,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$21,620
Total interest from all sources2019-12-31$26,411
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$496,348
Participant contributions at end of year2019-12-31$129,646
Participant contributions at beginning of year2019-12-31$137,411
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$11,003
Administrative expenses (other) incurred2019-12-31$21,620
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,744,752
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,878,972
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,134,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$8,595,058
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,946,719
Interest on participant loans2019-12-31$5,920
Interest earned on other investments2019-12-31$20,491
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$154,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$50,090
Net investment gain/loss from pooled separate accounts2019-12-31$1,456,732
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$202,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$422,515
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DAY SECKLER
Accountancy firm EIN2019-12-31262310586
2018 : AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$568,200
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$788,519
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$766,727
Expenses. Certain deemed distributions of participant loans2018-12-31$53
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,020,625
Value of total assets at end of year2018-12-31$7,134,220
Value of total assets at beginning of year2018-12-31$7,354,539
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$21,739
Total interest from all sources2018-12-31$34,568
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$502,432
Participant contributions at end of year2018-12-31$137,411
Participant contributions at beginning of year2018-12-31$153,045
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$314,803
Administrative expenses (other) incurred2018-12-31$21,739
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-220,319
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,134,220
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,354,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$6,946,719
Value of interest in pooled separate accounts at beginning of year2018-12-31$6,814,965
Interest on participant loans2018-12-31$5,693
Interest earned on other investments2018-12-31$28,875
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$50,090
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$386,529
Net investment gain/loss from pooled separate accounts2018-12-31$-486,993
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$203,390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$766,727
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DAY SECKLER
Accountancy firm EIN2018-12-31262310586
2017 : AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,694,036
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$936,141
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$887,864
Expenses. Certain deemed distributions of participant loans2017-12-31$24,605
Value of total corrective distributions2017-12-31$5,043
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$754,770
Value of total assets at end of year2017-12-31$7,354,539
Value of total assets at beginning of year2017-12-31$6,596,644
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$18,629
Total interest from all sources2017-12-31$25,972
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$482,273
Participant contributions at end of year2017-12-31$153,045
Participant contributions at beginning of year2017-12-31$170,652
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$77,777
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$757,895
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,354,539
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,596,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$6,814,965
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,806,562
Interest on participant loans2017-12-31$5,144
Interest earned on other investments2017-12-31$20,828
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$386,529
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$619,430
Net investment gain/loss from pooled separate accounts2017-12-31$913,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$194,720
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$887,864
Contract administrator fees2017-12-31$18,629
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DAY SECKLER
Accountancy firm EIN2017-12-31262310586
2016 : AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,062,093
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$328,288
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$310,342
Value of total corrective distributions2016-12-31$13,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$655,720
Value of total assets at end of year2016-12-31$6,596,644
Value of total assets at beginning of year2016-12-31$5,862,839
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,310
Total interest from all sources2016-12-31$13,237
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,667
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,667
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$4,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$477,792
Participant contributions at end of year2016-12-31$170,652
Participant contributions at beginning of year2016-12-31$116,032
Administrative expenses (other) incurred2016-12-31$4,310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$733,805
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,596,644
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,862,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$5,806,562
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,089,589
Interest on participant loans2016-12-31$4,461
Interest earned on other investments2016-12-31$8,776
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$619,430
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$657,218
Net investment gain/loss from pooled separate accounts2016-12-31$388,469
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$177,928
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$310,342
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DAY SECKLER
Accountancy firm EIN2016-12-31262310586
2015 : AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$633,244
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$708,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$688,972
Expenses. Certain deemed distributions of participant loans2015-12-31$6,359
Value of total corrective distributions2015-12-31$8,473
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$682,988
Value of total assets at end of year2015-12-31$5,862,839
Value of total assets at beginning of year2015-12-31$5,938,354
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,955
Total interest from all sources2015-12-31$11,129
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$4,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$463,327
Participant contributions at end of year2015-12-31$116,032
Participant contributions at beginning of year2015-12-31$105,804
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$50,511
Administrative expenses (other) incurred2015-12-31$4,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-75,515
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,862,839
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,938,354
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$5,089,589
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,183,433
Income. Interest from loans (other than to participants)2015-12-31$3,571
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$7,558
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$657,218
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$649,117
Net investment gain/loss from pooled separate accounts2015-12-31$-60,873
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$169,150
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$688,972
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DAY SECKLER
Accountancy firm EIN2015-12-31262310586
2014 : AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,107,885
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$561,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$530,707
Expenses. Certain deemed distributions of participant loans2014-12-31$22,159
Value of total corrective distributions2014-12-31$6,732
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$779,119
Value of total assets at end of year2014-12-31$5,938,354
Value of total assets at beginning of year2014-12-31$5,392,467
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,400
Total interest from all sources2014-12-31$10,245
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$4,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$414,082
Participant contributions at end of year2014-12-31$105,804
Participant contributions at beginning of year2014-12-31$123,637
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$271,614
Administrative expenses (other) incurred2014-12-31$2,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$545,887
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,938,354
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,392,467
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$5,183,433
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,746,460
Interest on participant loans2014-12-31$4,044
Interest earned on other investments2014-12-31$6,201
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$649,117
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$522,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$318,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$93,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$530,707
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DAY SECKLER
Accountancy firm EIN2014-12-31262310586
2013 : AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,316,075
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,605,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,534,572
Expenses. Certain deemed distributions of participant loans2013-12-31$67,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$541,107
Value of total assets at end of year2013-12-31$5,392,467
Value of total assets at beginning of year2013-12-31$5,682,114
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,865
Total interest from all sources2013-12-31$15,512
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$4,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$430,993
Participant contributions at end of year2013-12-31$123,637
Participant contributions at beginning of year2013-12-31$187,669
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$19,489
Administrative expenses (other) incurred2013-12-31$3,865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-289,647
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,392,467
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,682,114
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$4,746,460
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,955,171
Interest on participant loans2013-12-31$4,491
Interest earned on other investments2013-12-31$11,021
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$522,370
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$539,274
Net investment gain/loss from pooled separate accounts2013-12-31$759,456
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$90,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,534,572
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DAY SECKLER
Accountancy firm EIN2013-12-31262310586
2012 : AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,079,170
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$200,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$200,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$522,413
Value of total assets at end of year2012-12-31$5,682,114
Value of total assets at beginning of year2012-12-31$4,803,810
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$830
Total interest from all sources2012-12-31$18,027
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$4,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$463,634
Participant contributions at end of year2012-12-31$187,669
Participant contributions at beginning of year2012-12-31$222,829
Administrative expenses (other) incurred2012-12-31$830
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$878,304
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,682,114
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,803,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$4,955,171
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,187,773
Interest on participant loans2012-12-31$7,717
Interest earned on other investments2012-12-31$10,310
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$539,274
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$393,208
Net investment gain/loss from pooled separate accounts2012-12-31$538,730
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$58,779
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$200,036
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DAY SECKLER
Accountancy firm EIN2012-12-31262310586
2011 : AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$425,650
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$543,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$541,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$532,220
Value of total assets at end of year2011-12-31$4,803,810
Value of total assets at beginning of year2011-12-31$4,922,142
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,110
Total interest from all sources2011-12-31$14,503
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$446,231
Participant contributions at end of year2011-12-31$222,829
Participant contributions at beginning of year2011-12-31$156,165
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$33,639
Administrative expenses (other) incurred2011-12-31$2,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-118,332
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,803,810
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,922,142
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$4,187,773
Value of interest in pooled separate accounts at beginning of year2011-12-31$4,509,242
Interest on participant loans2011-12-31$6,728
Interest earned on other investments2011-12-31$7,775
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$393,208
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$256,735
Net investment gain/loss from pooled separate accounts2011-12-31$-121,073
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$52,350
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$541,872
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DAY SECKLER
Accountancy firm EIN2011-12-31262310586

Form 5500 Responses for AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN

2022: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AMERICAN STEEL AND ALUMINUM LLC EMPLOYEES' DEF COMP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81606
Policy instance 1
Insurance contract or identification number81606
Number of Individuals Covered235
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81606
Policy instance 1
Insurance contract or identification number81606
Number of Individuals Covered148
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81606
Policy instance 1
Insurance contract or identification number81606
Number of Individuals Covered132
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,139
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees4139
Additional information about fees paid to insurance brokerTPA ADMINISTRATOR ALLOWANCE
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81606
Policy instance 1
Insurance contract or identification number81606
Number of Individuals Covered137
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,868
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3868
Additional information about fees paid to insurance brokerTPA ADMINISTRATOR ALLOWANCE
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81606
Policy instance 1
Insurance contract or identification number81606
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,646
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3646
Additional information about fees paid to insurance brokerTPA ADMINSTRATOR ALLOWANCE
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81606
Policy instance 1
Insurance contract or identification number81606
Number of Individuals Covered132
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $5,515
Total amount of fees paid to insurance companyUSD $3,279
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,149
Insurance broker organization code?3
Amount paid for insurance broker fees3279
Additional information about fees paid to insurance brokerTPA ADMINSTRATOR ALLOWANCE
Insurance broker nameLPL FINANCIAL CORPORATION
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81606
Policy instance 1
Insurance contract or identification number81606
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $14,462
Total amount of fees paid to insurance companyUSD $2,816
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,462
Insurance broker organization code?3
Amount paid for insurance broker fees2816
Additional information about fees paid to insurance brokerTPA ADMINSTRATOR ALLOWANCE
Insurance broker nameTHE ANGELL PENSION GROUP, INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81606
Policy instance 2
Insurance contract or identification number81606
Number of Individuals Covered125
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $13,285
Total amount of fees paid to insurance companyUSD $2,057
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,285
Insurance broker organization code?3
Amount paid for insurance broker fees2057
Additional information about fees paid to insurance brokerTPA ADMINISTRATOR ALLOWANCE
Insurance broker nameTHE ANGELL PENSION GROUP, INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number877450
Policy instance 1
Insurance contract or identification number877450
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,098
Total amount of fees paid to insurance companyUSD $666
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,098
Insurance broker organization code?3
Amount paid for insurance broker fees666
Additional information about fees paid to insurance brokerTPA ADMINSTRATOR ALLOWANCE
Insurance broker nameTHE ANGELL PENSION GROUP, INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number877450
Policy instance 1
Insurance contract or identification number877450
Number of Individuals Covered116
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $14,031
Total amount of fees paid to insurance companyUSD $2,797
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,031
Insurance broker organization code?3
Amount paid for insurance broker fees2797
Additional information about fees paid to insurance brokerTPA ADMINSTRATOR ALLOWANCE
Insurance broker nameTHE ANGELL PENSION GROUP, INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number877450
Policy instance 1
Insurance contract or identification number877450
Number of Individuals Covered126
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $12,553
Total amount of fees paid to insurance companyUSD $2,449
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,553
Insurance broker organization code?3
Amount paid for insurance broker fees2449
Additional information about fees paid to insurance brokerTPA ADMINSTRATOR ALLOWANCE
Insurance broker nameTHE ANGELL PENSION GROUP, INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number877450
Policy instance 1
Insurance contract or identification number877450
Number of Individuals Covered111
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $12,282
Total amount of fees paid to insurance companyUSD $3,969
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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