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AGIO, LLC 401(K) PLAN 401k Plan overview

Plan NameAGIO, LLC 401(K) PLAN
Plan identification number 001

AGIO, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AGIO, LLC has sponsored the creation of one or more 401k plans.

Company Name:AGIO, LLC
Employer identification number (EIN):271486191
NAIC Classification:541519
NAIC Description:Other Computer Related Services

Additional information about AGIO, LLC

Jurisdiction of Incorporation: Oklahoma Secretary Of State
Incorporation Date:
Company Identification Number: 3712261569

More information about AGIO, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AGIO, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01

Plan Statistics for AGIO, LLC 401(K) PLAN

401k plan membership statisitcs for AGIO, LLC 401(K) PLAN

Measure Date Value
2019: AGIO, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01190
Total number of active participants reported on line 7a of the Form 55002019-01-01196
Number of retired or separated participants receiving benefits2019-01-0131
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01227
Number of participants with account balances2019-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: AGIO, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01164
Total number of active participants reported on line 7a of the Form 55002018-01-01173
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0115
Total of all active and inactive participants2018-01-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01188
Number of participants with account balances2018-01-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: AGIO, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01138
Total number of active participants reported on line 7a of the Form 55002017-01-01152
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-019
Total of all active and inactive participants2017-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01161
Number of participants with account balances2017-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010

Financial Data on AGIO, LLC 401(K) PLAN

Measure Date Value
2019 : AGIO, LLC 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$3,389,127
Total of all expenses incurred2019-12-31$471,108
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$432,253
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,343,782
Value of total assets at end of year2019-12-31$7,354,866
Value of total assets at beginning of year2019-12-31$4,436,847
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$38,855
Total interest from all sources2019-12-31$5,430
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$112,629
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$112,629
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,050,946
Participant contributions at end of year2019-12-31$95,614
Participant contributions at beginning of year2019-12-31$99,605
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$692,316
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,918,019
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,354,866
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,436,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$4,210
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$4,172,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,477,793
Value of interest in pooled separate accounts at end of year2019-12-31$2,077,213
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,273,902
Interest on participant loans2019-12-31$5,430
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,009,829
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$585,547
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$539,706
Net investment gain/loss from pooled separate accounts2019-12-31$387,580
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$600,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$432,253
Contract administrator fees2019-12-31$34,645
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31FRIEDMAN LLP
Accountancy firm EIN2019-12-31131610809
2018 : AGIO, LLC 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,442,518
Total of all expenses incurred2018-12-31$119,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$87,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,701,212
Value of total assets at end of year2018-12-31$4,436,847
Value of total assets at beginning of year2018-12-31$3,113,546
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$31,256
Total interest from all sources2018-12-31$3,633
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$49,153
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$49,153
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$849,144
Participant contributions at end of year2018-12-31$99,605
Participant contributions at beginning of year2018-12-31$39,832
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$25,047
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$373,393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,323,301
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,436,847
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,113,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$31,256
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,477,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,800,447
Value of interest in pooled separate accounts at end of year2018-12-31$1,273,902
Value of interest in pooled separate accounts at beginning of year2018-12-31$811,530
Interest on participant loans2018-12-31$3,633
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$585,547
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$436,690
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-311,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$478,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$87,961
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31FRIEDMAN LLP
Accountancy firm EIN2018-12-31131610809
2017 : AGIO, LLC 401(K) PLAN 2017 401k financial data
Total transfer of assets to this plan2017-12-31$2,495,802
Total income from all sources (including contributions)2017-12-31$1,029,088
Total of all expenses incurred2017-12-31$411,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$339,401
Value of total corrective distributions2017-12-31$51,526
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$749,315
Value of total assets at end of year2017-12-31$3,113,546
Value of total assets at beginning of year2017-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$20,417
Total interest from all sources2017-12-31$675
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$61,700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$61,700
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$681,002
Participant contributions at end of year2017-12-31$39,832
Participant contributions at end of year2017-12-31$25,047
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$68,313
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$617,744
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,113,546
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$20,417
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,800,447
Value of interest in pooled separate accounts at end of year2017-12-31$811,530
Interest on participant loans2017-12-31$675
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$436,690
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$217,398
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$339,401
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FRIEDMAN LLP
Accountancy firm EIN2017-12-31131610809

Form 5500 Responses for AGIO, LLC 401(K) PLAN

2019: AGIO, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AGIO, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AGIO, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01First time form 5500 has been submittedYes
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered241
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $2,311
Total amount of fees paid to insurance companyUSD $361
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,311
Insurance broker organization code?3
Amount paid for insurance broker fees361
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number623914
Policy instance 2
Insurance contract or identification number623914
Number of Individuals Covered241
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $5,091
Total amount of fees paid to insurance companyUSD $788
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,091
Insurance broker organization code?3
Amount paid for insurance broker fees788
Additional information about fees paid to insurance brokerSERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered199
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $2,097
Total amount of fees paid to insurance companyUSD $1,122
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $2,097
Insurance broker organization code?3
Amount paid for insurance broker fees262
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number623914
Policy instance 2
Insurance contract or identification number623914
Number of Individuals Covered125
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $4,115
Total amount of fees paid to insurance companyUSD $720
Commission paid to Insurance BrokerUSD $4,115
Insurance broker organization code?3
Amount paid for insurance broker fees514
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered125
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,378
Total amount of fees paid to insurance companyUSD $658
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,378
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameALLIANT INSURANCE SERVICES INC.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number623914
Policy instance 2
Insurance contract or identification number623914
Number of Individuals Covered125
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,130
Total amount of fees paid to insurance companyUSD $373
Commission paid to Insurance BrokerUSD $2,130
Insurance broker organization code?3
Amount paid for insurance broker fees266
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameMERRILL LYNCH PIERCE FENNER & SMITH

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