401k Plan data: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT plan

WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 401k Plan overview

Plan Name	WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT
Plan identification number	001

WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RIVER CITY GEOPROFESSIONALS, INC. DBA WALLACE-KUHL & ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name: RIVER CITY GEOPROFESSIONALS, INC. DBA WALLACE-KUHL & ASSOCIATES

Employer identification number (EIN): 272347235

NAIC Classification: 541330
NAIC Description: Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01 ERIC TROTTER 2020-06-03 ERIC TROTTER 2020-06-03
001 2018-01-01 ERIC TROTTER 2019-06-03 ERIC TROTTER 2019-06-03
001 2017-01-01 ERIC TROTTER 2018-05-25 ERIC TROTTER 2018-05-25
001 2016-01-01 ERIC TROTTER 2017-06-23 ERIC TROTTER 2017-06-23
001 2015-01-01 ERIC TROTTER 2016-06-30
001 2014-01-01 ERIC TROTTER 2015-05-26
001 2013-01-01 ERIC TROTTER 2014-07-25
001 2012-01-01 ERIC TROTTER
001 2011-01-01 ERIC TROTTER
001 2010-01-01 ERIC TROTTER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01	ERIC TROTTER	2020-06-03	ERIC TROTTER	2020-06-03
001	2018-01-01	ERIC TROTTER	2019-06-03	ERIC TROTTER	2019-06-03
001	2017-01-01	ERIC TROTTER	2018-05-25	ERIC TROTTER	2018-05-25
001	2016-01-01	ERIC TROTTER	2017-06-23	ERIC TROTTER	2017-06-23
001	2015-01-01	ERIC TROTTER	2016-06-30
001	2014-01-01	ERIC TROTTER	2015-05-26
001	2013-01-01	ERIC TROTTER	2014-07-25
001	2012-01-01	ERIC TROTTER
001	2011-01-01	ERIC TROTTER
001	2010-01-01	ERIC TROTTER

Plan Statistics for WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT

401k plan membership statisitcs for WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT

Measure Date Value
2022: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2022 401k membership
Total participants, beginning-of-year 2022-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 0
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 0
Total of all active and inactive participants 2022-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 0
Number of participants with account balances 2022-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2021 401k membership
Total participants, beginning-of-year 2021-01-01 133
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 95
Number of retired or separated participants receiving benefits 2021-01-01 3
Number of other retired or separated participants entitled to future benefits 2021-01-01 41
Total of all active and inactive participants 2021-01-01 139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 140
Number of participants with account balances 2021-01-01 131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 3
2020: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2020 401k membership
Total participants, beginning-of-year 2020-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 102
Number of retired or separated participants receiving benefits 2020-01-01 2
Number of other retired or separated participants entitled to future benefits 2020-01-01 31
Total of all active and inactive participants 2020-01-01 135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 135
Number of participants with account balances 2020-01-01 132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2012: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2012 401k membership
Total participants, beginning-of-year 2012-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 50
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 42
Total of all active and inactive participants 2012-01-01 92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 92
Number of participants with account balances 2012-01-01 92
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2011 401k membership
Total participants, beginning-of-year 2011-01-01 146
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 48
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 80
Total of all active and inactive participants 2011-01-01 128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 129
Number of participants with account balances 2011-01-01 129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2010: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2010 401k membership
Total participants, beginning-of-year 2010-01-01 172
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 66
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 79
Total of all active and inactive participants 2010-01-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 145
Number of participants with account balances 2010-01-01 145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 11

Measure	Date	Value
2022: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2022 401k membership
Total participants, beginning-of-year	2022-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	0
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	0
Total of all active and inactive participants	2022-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	0
Number of participants with account balances	2022-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2021 401k membership
Total participants, beginning-of-year	2021-01-01	133
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	95
Number of retired or separated participants receiving benefits	2021-01-01	3
Number of other retired or separated participants entitled to future benefits	2021-01-01	41
Total of all active and inactive participants	2021-01-01	139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	140
Number of participants with account balances	2021-01-01	131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	3
2020: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2020 401k membership
Total participants, beginning-of-year	2020-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	102
Number of retired or separated participants receiving benefits	2020-01-01	2
Number of other retired or separated participants entitled to future benefits	2020-01-01	31
Total of all active and inactive participants	2020-01-01	135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	135
Number of participants with account balances	2020-01-01	132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2012: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2012 401k membership
Total participants, beginning-of-year	2012-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	50
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	42
Total of all active and inactive participants	2012-01-01	92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	92
Number of participants with account balances	2012-01-01	92
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2011 401k membership
Total participants, beginning-of-year	2011-01-01	146
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	48
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	80
Total of all active and inactive participants	2011-01-01	128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	129
Number of participants with account balances	2011-01-01	129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2010: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2010 401k membership
Total participants, beginning-of-year	2010-01-01	172
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	66
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	79
Total of all active and inactive participants	2010-01-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	145
Number of participants with account balances	2010-01-01	145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	11

Financial Data on WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT

Measure	Date	Value
2022 : WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$11,667,452
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-732,781
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$495,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$472,555
Value of total corrective distributions	2022-12-31	$18,348
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,115,482
Value of total assets at end of year	2022-12-31	$0
Value of total assets at beginning of year	2022-12-31	$12,895,275
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$4,139
Total interest from all sources	2022-12-31	$8,347
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2022-12-31	$0
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$656,857
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$145,860
Participant contributions at beginning of year	2022-12-31	$16,810
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$263,222
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$484
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,227,823
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$12,895,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$11,488,361
Interest on participant loans	2022-12-31	$8,347
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$1,238,700
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,856,610
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$195,403
Employer contributions (assets) at beginning of year	2022-12-31	$5,060
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$472,555
Contract administrator fees	2022-12-31	$4,139
Did the plan have assets held for investment	2022-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	LEE CPA AUDIT GROUP
Accountancy firm EIN	2022-12-31	814637885
2021 : WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$2,451,704
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,033,154
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$931,139
Value of total corrective distributions	2021-12-31	$27,629
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$949,450
Value of total assets at end of year	2021-12-31	$12,895,275
Value of total assets at beginning of year	2021-12-31	$11,476,725
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$74,386
Total interest from all sources	2021-12-31	$8,796
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$720,756
Participant contributions at end of year	2021-12-31	$145,860
Participant contributions at beginning of year	2021-12-31	$172,328
Participant contributions at end of year	2021-12-31	$16,810
Participant contributions at beginning of year	2021-12-31	$19,725
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$484
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$388
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,418,550
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$12,895,275
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$11,476,725
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$70,227
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$11,488,361
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$9,866,068
Interest on participant loans	2021-12-31	$8,796
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$1,238,700
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$1,411,136
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,493,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$228,694
Employer contributions (assets) at end of year	2021-12-31	$5,060
Employer contributions (assets) at beginning of year	2021-12-31	$7,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$931,139
Contract administrator fees	2021-12-31	$4,159
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	LEE CPA AUDIT GROUP
Accountancy firm EIN	2021-12-31	814637885
2020 : WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$2,713,291
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$140,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$53,190
Value of total corrective distributions	2020-12-31	$29,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$957,083
Value of total assets at end of year	2020-12-31	$11,476,725
Value of total assets at beginning of year	2020-12-31	$8,904,050
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$57,544
Total interest from all sources	2020-12-31	$11,586
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$700,705
Participant contributions at end of year	2020-12-31	$172,328
Participant contributions at beginning of year	2020-12-31	$161,525
Participant contributions at end of year	2020-12-31	$19,725
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$25,772
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$388
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,572,675
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$11,476,725
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$8,904,050
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$55,809
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$9,866,068
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$8,358,785
Interest on participant loans	2020-12-31	$11,586
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$1,411,136
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$383,740
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,744,622
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$230,606
Employer contributions (assets) at end of year	2020-12-31	$7,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$53,190
Contract administrator fees	2020-12-31	$1,735
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	LEE CPA AUDIT GROUP
Accountancy firm EIN	2020-12-31	814637885
2012 : WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$932,225
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,496,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,449,743
Expenses. Certain deemed distributions of participant loans	2012-12-31	$35,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$96,584
Value of total assets at end of year	2012-12-31	$5,384,133
Value of total assets at beginning of year	2012-12-31	$5,948,339
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$11,076
Total interest from all sources	2012-12-31	$7,160
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$227,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$227,523
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$89,997
Participant contributions at end of year	2012-12-31	$117,654
Participant contributions at beginning of year	2012-12-31	$209,863
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$6,587
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-564,206
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,384,133
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,948,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$11,076
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,078,872
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,497,869
Interest on participant loans	2012-12-31	$7,142
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$187,607
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$240,607
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$240,607
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$18
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$600,958
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,449,743
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BROWN FINK BOYCE & ASTLE
Accountancy firm EIN	2012-12-31	680000424
2011 : WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$125,243
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,327,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,324,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$164,971
Value of total assets at end of year	2011-12-31	$5,948,339
Value of total assets at beginning of year	2011-12-31	$7,150,879
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,925
Total interest from all sources	2011-12-31	$11,807
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$253,985
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$253,985
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$107,409
Participant contributions at end of year	2011-12-31	$209,863
Participant contributions at beginning of year	2011-12-31	$284,267
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$57,562
Administrative expenses (other) incurred	2011-12-31	$2,925
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,202,540
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,948,339
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,150,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,497,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$6,281,271
Interest on participant loans	2011-12-31	$11,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$240,607
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$585,341
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$585,341
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$26
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-305,520
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,324,858
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BROWN FINK BOYCE & ASTLE
Accountancy firm EIN	2011-12-31	680000424
2010 : WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,185,399
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,460,544
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,439,740
Value of total corrective distributions	2010-12-31	$19,604
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$172,848
Value of total assets at end of year	2010-12-31	$7,150,879
Value of total assets at beginning of year	2010-12-31	$7,426,024
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,200
Total interest from all sources	2010-12-31	$13,314
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$122,470
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$122,470
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$172,848
Participant contributions at end of year	2010-12-31	$284,267
Participant contributions at beginning of year	2010-12-31	$320,584
Administrative expenses (other) incurred	2010-12-31	$1,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-275,145
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,150,879
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,426,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$6,281,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,390,623
Interest on participant loans	2010-12-31	$13,238
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$585,341
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$714,817
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$714,817
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$76
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$876,767
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,439,740
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BROWN FINK BOYCE & ASTLE
Accountancy firm EIN	2010-12-31	680000424

Form 5500 Responses for WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT

2022: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	Yes
2022-01-01	This submission is the final filing	Yes
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2012: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: WALLACE-KUHL & ASSOCIATES, INC. 401(K) RETIREMENT 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-CP-EZ1R

Policy instance

Insurance contract or identification number	GAP-CP-EZ1R
Number of Individuals Covered	0
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $4,877
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $4,877
Insurance broker organization code?	7

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-CP-EZ1R

Policy instance

Insurance contract or identification number	GAP-CP-EZ1R
Number of Individuals Covered	131
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $5,540
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $5,540
Amount paid for insurance broker fees	0
Insurance broker organization code?	7

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-CP-EZ1R

Policy instance

Insurance contract or identification number	GAP-CP-EZ1R
Number of Individuals Covered	132
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $2,834
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $2,834
Amount paid for insurance broker fees	0
Insurance broker organization code?	7

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Company Name:	RIVER CITY GEOPROFESSIONALS, INC. DBA WALLACE-KUHL & ASSOCIATES
Employer identification number (EIN):	272347235
NAIC Classification:	541330
NAIC Description:	Engineering Services