401k Plan data: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST plan

GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number	001

GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GENBAND US LLC has sponsored the creation of one or more 401k plans.

Company Name: GENBAND US LLC

Employer identification number (EIN): 272560016

NAIC Classification: 334200

Additional information about GENBAND US LLC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 1999-06-23

Company Identification Number: 0012716006

Legal Registered Office Address: 6500 CHASE OAKS BLVD # 100

PLANO
United States of America (USA)
75023

More information about GENBAND US LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 ROBIN WRIGHT ROBIN WRIGHT 2018-10-11
001 2016-01-01 ROBIN WRIGHT
001 2015-01-01 ROBIN WRIGHT ROBIN WRIGHT 2016-10-14
001 2014-01-01 ROBIN WRIGHT
001 2013-01-01 ROBIN WRIGHT ROBIN WRIGHT 2014-08-27
001 2012-01-01 SEAN HUURMAN SEAN HUURMAN 2013-08-02
001 2011-01-01 SEAN HUURMAN SEAN HUURMAN 2012-07-31

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01
001	2017-01-01	ROBIN WRIGHT	ROBIN WRIGHT	2018-10-11
001	2016-01-01	ROBIN WRIGHT
001	2015-01-01	ROBIN WRIGHT	ROBIN WRIGHT	2016-10-14
001	2014-01-01	ROBIN WRIGHT
001	2013-01-01	ROBIN WRIGHT	ROBIN WRIGHT	2014-08-27
001	2012-01-01	SEAN HUURMAN	SEAN HUURMAN	2013-08-02
001	2011-01-01	SEAN HUURMAN	SEAN HUURMAN	2012-07-31

Plan Statistics for GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2018: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 974
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 584
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 260
Total of all active and inactive participants 2018-01-01 845
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 845
Number of participants with account balances 2018-01-01 751
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 11
2017: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,158
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 732
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 241
Total of all active and inactive participants 2017-01-01 974
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 974
Number of participants with account balances 2017-01-01 856
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 9
2016: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,452
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 785
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 373
Total of all active and inactive participants 2016-01-01 1,158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1,158
Number of participants with account balances 2016-01-01 999
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 22
2015: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 990
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 833
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 619
Total of all active and inactive participants 2015-01-01 1,452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1,452
Number of participants with account balances 2015-01-01 1,297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 29
2014: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,127
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 745
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 245
Total of all active and inactive participants 2014-01-01 990
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 990
Number of participants with account balances 2014-01-01 990
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 12
2013: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,097
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 896
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 231
Total of all active and inactive participants 2013-01-01 1,127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,127
Number of participants with account balances 2013-01-01 945
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 14
2012: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,221
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 826
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 271
Total of all active and inactive participants 2012-01-01 1,097
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,097
Number of participants with account balances 2012-01-01 917
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 27
2011: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,166
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,013
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 208
Total of all active and inactive participants 2011-01-01 1,221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,221
Number of participants with account balances 2011-01-01 957
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 136

Measure	Date	Value
2018: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	974
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	584
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	260
Total of all active and inactive participants	2018-01-01	845
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	845
Number of participants with account balances	2018-01-01	751
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	11
2017: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,158
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	732
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	241
Total of all active and inactive participants	2017-01-01	974
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	974
Number of participants with account balances	2017-01-01	856
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	9
2016: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,452
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	785
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	373
Total of all active and inactive participants	2016-01-01	1,158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1,158
Number of participants with account balances	2016-01-01	999
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	22
2015: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	990
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	833
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	619
Total of all active and inactive participants	2015-01-01	1,452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1,452
Number of participants with account balances	2015-01-01	1,297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	29
2014: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,127
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	745
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	245
Total of all active and inactive participants	2014-01-01	990
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	990
Number of participants with account balances	2014-01-01	990
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	12
2013: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,097
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	896
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	231
Total of all active and inactive participants	2013-01-01	1,127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,127
Number of participants with account balances	2013-01-01	945
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	14
2012: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,221
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	826
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	271
Total of all active and inactive participants	2012-01-01	1,097
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,097
Number of participants with account balances	2012-01-01	917
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	27
2011: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,166
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,013
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	208
Total of all active and inactive participants	2011-01-01	1,221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,221
Number of participants with account balances	2011-01-01	957
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	136

Financial Data on GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2018 : GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$2,033,629
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$15,921,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$15,823,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$7,560,282
Value of total assets at end of year	2018-12-31	$103,894,500
Value of total assets at beginning of year	2018-12-31	$117,782,587
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$98,090
Total interest from all sources	2018-12-31	$286,318
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,179,933
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,179,933
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$6,321,324
Participant contributions at end of year	2018-12-31	$1,196,450
Participant contributions at beginning of year	2018-12-31	$1,389,330
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$110,675
Other income not declared elsewhere	2018-12-31	$162,745
Administrative expenses (other) incurred	2018-12-31	$98,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-13,888,087
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$103,894,500
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$117,782,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$75,916,692
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$96,367,620
Value of interest in pooled separate accounts at end of year	2018-12-31	$8,037,455
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$2,350,410
Interest on participant loans	2018-12-31	$57,314
Interest earned on other investments	2018-12-31	$229,004
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$18,743,903
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$17,675,227
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-6,688,597
Net investment gain/loss from pooled separate accounts	2018-12-31	$-467,052
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,128,283
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$15,823,626
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BIRDSONG ADAMS KNIGHT CAROLL, LLP
Accountancy firm EIN	2018-12-31	471745781
2017 : GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$25,408,452
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$6,773,014
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$6,657,306
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$9,269,917
Value of total assets at end of year	2017-12-31	$117,782,587
Value of total assets at beginning of year	2017-12-31	$99,147,149
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$115,708
Total interest from all sources	2017-12-31	$256,218
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$981,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$981,498
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$7,359,065
Participant contributions at end of year	2017-12-31	$1,389,330
Participant contributions at beginning of year	2017-12-31	$1,361,762
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$6,136
Other income not declared elsewhere	2017-12-31	$144,681
Administrative expenses (other) incurred	2017-12-31	$115,708
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$18,635,438
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$117,782,587
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$99,147,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$96,367,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$79,241,071
Value of interest in pooled separate accounts at end of year	2017-12-31	$2,350,410
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$1,962,628
Interest on participant loans	2017-12-31	$61,107
Interest earned on other investments	2017-12-31	$195,111
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$17,675,227
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$16,581,688
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$14,531,110
Net investment gain/loss from pooled separate accounts	2017-12-31	$225,028
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,904,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$6,657,306
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BIRDSONG ADAMS KNIGHT CAROLL, LLP
Accountancy firm EIN	2017-12-31	471745781
2016 : GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$14,823,654
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$7,352,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$7,230,218
Value of total corrective distributions	2016-12-31	$2,756
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$8,292,698
Value of total assets at end of year	2016-12-31	$99,147,149
Value of total assets at beginning of year	2016-12-31	$91,675,638
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$119,169
Total interest from all sources	2016-12-31	$237,522
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$939,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$939,006
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$7,443,831
Participant contributions at end of year	2016-12-31	$1,361,762
Participant contributions at beginning of year	2016-12-31	$1,569,418
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$609,285
Other income not declared elsewhere	2016-12-31	$127,590
Administrative expenses (other) incurred	2016-12-31	$119,169
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$7,471,511
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$99,147,149
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$91,675,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$79,241,071
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$73,669,835
Value of interest in pooled separate accounts at end of year	2016-12-31	$1,962,628
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$1,893,937
Interest on participant loans	2016-12-31	$61,619
Interest earned on other investments	2016-12-31	$175,903
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$16,581,688
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$14,542,448
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$5,103,408
Net investment gain/loss from pooled separate accounts	2016-12-31	$123,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$239,582
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$7,230,218
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BIRDSONG ADAMS KNIGHT CAROLL, LLP
Accountancy firm EIN	2016-12-31	471745781
2015 : GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$10,663,605
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$8,225,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$8,115,486
Value of total corrective distributions	2015-12-31	$5,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$10,696,527
Value of total assets at end of year	2015-12-31	$91,675,638
Value of total assets at beginning of year	2015-12-31	$89,237,115
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$104,247
Total interest from all sources	2015-12-31	$236,442
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$850,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$850,168
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$8,179,594
Participant contributions at end of year	2015-12-31	$1,569,418
Participant contributions at beginning of year	2015-12-31	$1,566,032
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$168,889
Other income not declared elsewhere	2015-12-31	$124,252
Administrative expenses (other) incurred	2015-12-31	$104,247
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$2,438,523
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$91,675,638
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$89,237,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$73,669,835
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$72,507,548
Value of interest in pooled separate accounts at end of year	2015-12-31	$1,893,937
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$1,834,427
Interest on participant loans	2015-12-31	$64,588
Interest earned on other investments	2015-12-31	$171,854
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$14,542,448
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$13,329,108
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,205,313
Net investment gain/loss from pooled separate accounts	2015-12-31	$-38,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$2,348,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$8,115,486
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BIRDSONG ADAMS KNIGHT CAROLL, LLP
Accountancy firm EIN	2015-12-31	471745781
2014 : GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$18,072,110
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$5,633,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$5,553,028
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$13,428,060
Value of total assets at end of year	2014-12-31	$89,237,115
Value of total assets at beginning of year	2014-12-31	$76,798,545
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$80,512
Total interest from all sources	2014-12-31	$226,140
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$803,088
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$803,088
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$9,254,745
Participant contributions at end of year	2014-12-31	$1,566,032
Participant contributions at beginning of year	2014-12-31	$1,324,360
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,534,101
Other income not declared elsewhere	2014-12-31	$109,712
Administrative expenses (other) incurred	2014-12-31	$80,512
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$12,438,570
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$89,237,115
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$76,798,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$72,507,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$62,831,707
Value of interest in pooled separate accounts at end of year	2014-12-31	$1,834,427
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$1,508,691
Interest on participant loans	2014-12-31	$61,774
Interest earned on other investments	2014-12-31	$164,366
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$13,329,108
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$11,133,787
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$3,428,677
Net investment gain/loss from pooled separate accounts	2014-12-31	$76,433
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$2,639,214
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$5,553,028
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	HOWARD, LLP
Accountancy firm EIN	2014-12-31	202257536
2013 : GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$26,769,874
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$7,854,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$7,767,581
Value of total corrective distributions	2013-12-31	$3,657
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$14,085,594
Value of total assets at end of year	2013-12-31	$76,798,545
Value of total assets at beginning of year	2013-12-31	$57,883,461
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$83,552
Total interest from all sources	2013-12-31	$210,085
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$603,243
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$603,243
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$7,823,735
Participant contributions at end of year	2013-12-31	$1,324,360
Participant contributions at beginning of year	2013-12-31	$1,384,615
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$2,258,274
Other income not declared elsewhere	2013-12-31	$86,671
Administrative expenses (other) incurred	2013-12-31	$83,552
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$18,915,084
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$76,798,545
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$57,883,461
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$62,831,707
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$45,781,399
Value of interest in pooled separate accounts at end of year	2013-12-31	$1,508,691
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$1,203,899
Interest on participant loans	2013-12-31	$54,183
Interest earned on other investments	2013-12-31	$155,902
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$11,133,787
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$9,513,548
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$11,652,176
Net investment gain/loss from pooled separate accounts	2013-12-31	$132,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$4,003,585
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$7,767,581
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HOWARD, LLP
Accountancy firm EIN	2013-12-31	202257536
2012 : GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$949,036
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$24,802,925
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$12,403,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$12,322,568
Value of total corrective distributions	2012-12-31	$4,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$18,932,424
Value of total assets at end of year	2012-12-31	$57,883,461
Value of total assets at beginning of year	2012-12-31	$44,535,260
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$76,680
Total interest from all sources	2012-12-31	$225,349
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$727,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$727,344
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$8,346,198
Participant contributions at end of year	2012-12-31	$1,384,615
Participant contributions at beginning of year	2012-12-31	$1,352,731
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$8,350,333
Other income not declared elsewhere	2012-12-31	$70,407
Administrative expenses (other) incurred	2012-12-31	$76,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$12,399,165
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$57,883,461
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$44,535,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$45,781,399
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$34,145,995
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,203,899
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,392,145
Interest on participant loans	2012-12-31	$54,981
Interest earned on other investments	2012-12-31	$170,368
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$9,513,548
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$7,644,389
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$4,741,447
Net investment gain/loss from pooled separate accounts	2012-12-31	$105,954
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,235,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$12,322,568
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HOWARD & CO, LLP
Accountancy firm EIN	2012-12-31	202257536
2011 : GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$6,167,921
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$12,128,680
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,720,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,655,754
Expenses. Certain deemed distributions of participant loans	2011-12-31	$11,000
Value of total corrective distributions	2011-12-31	$7,688
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$13,467,722
Value of total assets at end of year	2011-12-31	$44,535,260
Value of total assets at beginning of year	2011-12-31	$29,959,344
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$46,243
Total interest from all sources	2011-12-31	$179,946
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$294,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$294,579
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$9,063,687
Participant contributions at end of year	2011-12-31	$1,352,731
Participant contributions at beginning of year	2011-12-31	$821,156
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$4,376,647
Other income not declared elsewhere	2011-12-31	$36,111
Administrative expenses (other) incurred	2011-12-31	$46,243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$8,407,995
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$44,535,260
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$29,959,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$34,145,995
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$20,480,314
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,392,145
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$4,445,912
Interest on participant loans	2011-12-31	$46,356
Interest earned on other investments	2011-12-31	$133,590
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$7,644,389
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$4,211,962
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,891,320
Net investment gain/loss from pooled separate accounts	2011-12-31	$41,642
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$27,388
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,655,754
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HOWARD & CO. LLP
Accountancy firm EIN	2011-12-31	202257536
2010 : GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$17,304,283
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,023,027
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$969,195
Value of total corrective distributions	2010-12-31	$21,779
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$14,357,010
Value of total assets at end of year	2010-12-31	$29,959,344
Value of total assets at beginning of year	2010-12-31	$13,678,088
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$32,053
Total interest from all sources	2010-12-31	$73,888
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$138,243
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$138,243
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$5,387,024
Participant contributions at end of year	2010-12-31	$821,156
Participant contributions at beginning of year	2010-12-31	$293,050
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$8,969,986
Other income not declared elsewhere	2010-12-31	$17,362
Administrative expenses (other) incurred	2010-12-31	$32,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$16,281,256
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$29,959,344
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$13,678,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$20,480,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$12,167,312
Value of interest in pooled separate accounts at end of year	2010-12-31	$4,445,912
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$0
Interest on participant loans	2010-12-31	$19,217
Interest earned on other investments	2010-12-31	$54,661
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,217,726
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,217,726
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$10
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$4,211,962
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,618,449
Net investment gain/loss from pooled separate accounts	2010-12-31	$99,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$969,195
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HOWARD & CO. LLP
Accountancy firm EIN	2010-12-31	202257536

Form 5500 Responses for GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST

2018: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GENBAND US LLC 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041462

Policy instance

Insurance contract or identification number	041462
Number of Individuals Covered	845
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041462

Policy instance

Insurance contract or identification number	041462
Number of Individuals Covered	974
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

768051

Policy instance

Insurance contract or identification number	768051
Number of Individuals Covered	1452
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

768051

Policy instance

Insurance contract or identification number	768051
Number of Individuals Covered	990
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

768051

Policy instance

Insurance contract or identification number	768051
Number of Individuals Covered	1127
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

768051

Policy instance

Insurance contract or identification number	768051
Number of Individuals Covered	1097
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

768051

Policy instance

Insurance contract or identification number	768051
Number of Individuals Covered	1221
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

768051

Policy instance

Insurance contract or identification number	768051
Number of Individuals Covered	1166
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
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Company Name:	GENBAND US LLC
Employer identification number (EIN):	272560016
NAIC Classification:	334200

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1999-06-23
Company Identification Number:	0012716006
Legal Registered Office Address:	6500 CHASE OAKS BLVD # 100 PLANO United States of America (USA) 75023