401k Plan data: FORGEROCK 401(K) PLAN plan

FORGEROCK 401(K) PLAN 401k Plan overview

Plan Name	FORGEROCK 401(K) PLAN
Plan identification number	001

FORGEROCK 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FORGEROCK US, INC. has sponsored the creation of one or more 401k plans.

Company Name: FORGEROCK US, INC.

Employer identification number (EIN): 272710676

NAIC Classification: 511210
NAIC Description: Software Publishers

Additional information about FORGEROCK US, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2013-05-22

Company Identification Number: 0801788394

Legal Registered Office Address: 201 MISSION ST STE 2900

SAN FRANCISCO
United States of America (USA)
94105

More information about FORGEROCK US, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FORGEROCK 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 REIGHANNE SANCHEZ
001 2016-01-01 REIGHANNE SANHEZ
001 2015-01-01 REIGHANNE SANCHEZ 2016-07-05
001 2014-01-01 REIGHANNE SANCHEZ 2015-07-28 REIGHANNE SANCHEZ 2015-07-28
001 2013-08-01 REIGHANNE SANCHEZ 2014-09-26

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	REIGHANNE SANCHEZ
001	2016-01-01	REIGHANNE SANHEZ
001	2015-01-01	REIGHANNE SANCHEZ	2016-07-05
001	2014-01-01	REIGHANNE SANCHEZ	2015-07-28	REIGHANNE SANCHEZ	2015-07-28
001	2013-08-01	REIGHANNE SANCHEZ	2014-09-26

Plan Statistics for FORGEROCK 401(K) PLAN

401k plan membership statisitcs for FORGEROCK 401(K) PLAN

Measure Date Value
2022: FORGEROCK 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 544
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 452
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 207
Total of all active and inactive participants 2022-01-01 659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 659
Number of participants with account balances 2022-01-01 653
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: FORGEROCK 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 450
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 353
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 178
Total of all active and inactive participants 2021-01-01 531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 531
Number of participants with account balances 2021-01-01 522
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 3
2020: FORGEROCK 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 372
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 307
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 134
Total of all active and inactive participants 2020-01-01 441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 441
Number of participants with account balances 2020-01-01 432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: FORGEROCK 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 316
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 254
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 113
Total of all active and inactive participants 2019-01-01 367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 367
Number of participants with account balances 2019-01-01 356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: FORGEROCK 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 242
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 228
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 83
Total of all active and inactive participants 2018-01-01 311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 311
Number of participants with account balances 2018-01-01 301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: FORGEROCK 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 171
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 185
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 46
Total of all active and inactive participants 2017-01-01 231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 231
Number of participants with account balances 2017-01-01 224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: FORGEROCK 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 143
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 25
Total of all active and inactive participants 2016-01-01 168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 168
Number of participants with account balances 2016-01-01 160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0

Measure	Date	Value
2022: FORGEROCK 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	544
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	452
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	207
Total of all active and inactive participants	2022-01-01	659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	659
Number of participants with account balances	2022-01-01	653
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: FORGEROCK 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	450
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	353
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	178
Total of all active and inactive participants	2021-01-01	531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	531
Number of participants with account balances	2021-01-01	522
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	3
2020: FORGEROCK 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	372
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	307
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	134
Total of all active and inactive participants	2020-01-01	441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	441
Number of participants with account balances	2020-01-01	432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: FORGEROCK 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	316
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	254
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	113
Total of all active and inactive participants	2019-01-01	367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	367
Number of participants with account balances	2019-01-01	356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: FORGEROCK 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	242
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	228
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	83
Total of all active and inactive participants	2018-01-01	311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	311
Number of participants with account balances	2018-01-01	301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: FORGEROCK 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	171
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	185
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	46
Total of all active and inactive participants	2017-01-01	231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	231
Number of participants with account balances	2017-01-01	224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: FORGEROCK 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	143
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	25
Total of all active and inactive participants	2016-01-01	168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	168
Number of participants with account balances	2016-01-01	160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0

Financial Data on FORGEROCK 401(K) PLAN

Measure	Date	Value
2022 : FORGEROCK 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$3,469,206
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$3,098,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$3,082,932
Value of total corrective distributions	2022-12-31	$6,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$8,570,540
Value of total assets at end of year	2022-12-31	$29,123,301
Value of total assets at beginning of year	2022-12-31	$28,752,195
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$8,722
Total interest from all sources	2022-12-31	$9,547
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$538,062
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$538,062
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$6,218,030
Participant contributions at end of year	2022-12-31	$14,185
Participant contributions at beginning of year	2022-12-31	$22,943
Participant contributions at end of year	2022-12-31	$167,366
Participant contributions at beginning of year	2022-12-31	$144,155
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,121,247
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$371,106
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$29,123,301
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$28,752,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$28,257,966
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$27,892,176
Interest on participant loans	2022-12-31	$764
Income. Interest from loans (other than to participants)	2022-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$642,895
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$616,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$616,589
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$8,783
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-5,648,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,231,263
Employer contributions (assets) at end of year	2022-12-31	$40,889
Employer contributions (assets) at beginning of year	2022-12-31	$76,332
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$3,082,932
Contract administrator fees	2022-12-31	$8,722
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	ARMANINO LLP
Accountancy firm EIN	2022-12-31	946214841
2021 : FORGEROCK 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$10,462,131
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$2,550,466
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$2,547,536
Value of total corrective distributions	2021-12-31	$2,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$7,088,516
Value of total assets at end of year	2021-12-31	$28,752,195
Value of total assets at beginning of year	2021-12-31	$20,840,530
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$892
Total interest from all sources	2021-12-31	$1,341
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$454,145
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$454,145
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$5,013,974
Participant contributions at end of year	2021-12-31	$22,943
Participant contributions at beginning of year	2021-12-31	$31,228
Participant contributions at end of year	2021-12-31	$144,155
Participant contributions at beginning of year	2021-12-31	$108,395
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$1,028,765
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$7,911,665
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$28,752,195
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$20,840,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$27,892,176
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$20,071,335
Interest on participant loans	2021-12-31	$1,238
Income. Interest from loans (other than to participants)	2021-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$616,589
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$629,572
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$629,572
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$103
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,918,129
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$1,045,777
Employer contributions (assets) at end of year	2021-12-31	$76,332
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$2,547,536
Contract administrator fees	2021-12-31	$892
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	ARMANINO LLP
Accountancy firm EIN	2021-12-31	946214841
2020 : FORGEROCK 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$7,622,831
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,232,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,191,708
Value of total corrective distributions	2020-12-31	$30,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$4,717,152
Value of total assets at end of year	2020-12-31	$20,840,530
Value of total assets at beginning of year	2020-12-31	$14,450,076
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$10,140
Total interest from all sources	2020-12-31	$3,022
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$282,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$282,230
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$3,863,814
Participant contributions at end of year	2020-12-31	$31,228
Participant contributions at end of year	2020-12-31	$108,395
Participant contributions at beginning of year	2020-12-31	$84,596
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$853,338
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$6,390,454
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$20,840,530
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$14,450,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$20,071,335
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$13,881,931
Interest on participant loans	2020-12-31	$592
Income. Interest from loans (other than to participants)	2020-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$629,572
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$483,549
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$483,549
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$2,430
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$2,620,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,191,708
Contract administrator fees	2020-12-31	$10,140
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	ARMANINO LLP
Accountancy firm EIN	2020-12-31	946214841
2019 : FORGEROCK 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$5,732,152
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,456,515
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,453,436
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$3,244,402
Value of total assets at end of year	2019-12-31	$14,450,076
Value of total assets at beginning of year	2019-12-31	$10,174,439
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$3,079
Total interest from all sources	2019-12-31	$8,972
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$282,141
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$282,141
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$3,107,425
Participant contributions at end of year	2019-12-31	$84,596
Participant contributions at beginning of year	2019-12-31	$92,012
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$136,977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$4,275,637
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$14,450,076
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$10,174,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$13,881,931
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$9,779,433
Interest on participant loans	2019-12-31	$0
Income. Interest from loans (other than to participants)	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$483,549
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$302,994
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$302,994
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$8,972
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,196,637
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,453,436
Contract administrator fees	2019-12-31	$3,079
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	ARMANINO LLP
Accountancy firm EIN	2019-12-31	946214841
2018 : FORGEROCK 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$2,653,806
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,012,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,004,108
Value of total corrective distributions	2018-12-31	$6,281
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$3,337,846
Value of total assets at end of year	2018-12-31	$10,174,439
Value of total assets at beginning of year	2018-12-31	$8,532,768
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$1,746
Total interest from all sources	2018-12-31	$4,297
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$216,718
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$216,718
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$2,846,224
Participant contributions at end of year	2018-12-31	$92,012
Participant contributions at beginning of year	2018-12-31	$95,920
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$484,248
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$1,641,671
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$10,174,439
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$8,532,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$9,779,433
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$8,312,146
Interest on participant loans	2018-12-31	$0
Income. Interest from loans (other than to participants)	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$302,994
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$124,702
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$124,702
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$4,297
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-905,055
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$7,374
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,004,108
Contract administrator fees	2018-12-31	$1,746
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ARMANINO LLP
Accountancy firm EIN	2018-12-31	946214841
2017 : FORGEROCK 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,811,258
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$606,142
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$605,366
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,607,735
Value of total assets at end of year	2017-12-31	$8,532,768
Value of total assets at beginning of year	2017-12-31	$5,327,652
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$776
Total interest from all sources	2017-12-31	$1,189
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$142,887
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$142,887
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,920,681
Participant contributions at end of year	2017-12-31	$95,920
Participant contributions at beginning of year	2017-12-31	$55,626
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$687,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,205,116
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$8,532,768
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$5,327,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$8,312,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$5,228,642
Interest on participant loans	2017-12-31	$0
Income. Interest from loans (other than to participants)	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$124,702
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$43,384
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$43,384
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$1,189
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,059,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$605,366
Contract administrator fees	2017-12-31	$776
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ARMANINO LLP
Accountancy firm EIN	2017-12-31	946214841
2016 : FORGEROCK 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,413,335
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$339,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$336,180
Value of total corrective distributions	2016-12-31	$2,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,976,354
Value of total assets at end of year	2016-12-31	$5,327,652
Value of total assets at beginning of year	2016-12-31	$3,253,781
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,130
Total interest from all sources	2016-12-31	$93
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$91,170
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$91,170
Was this plan covered by a fidelity bond	2016-12-31	No
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,647,196
Participant contributions at end of year	2016-12-31	$55,626
Participant contributions at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$329,158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,073,871
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$5,327,652
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,253,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$5,228,642
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,140,227
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$43,384
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$113,554
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$113,554
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$93
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$345,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$336,180
Contract administrator fees	2016-12-31	$1,130
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ARMANINO LLP
Accountancy firm EIN	2016-12-31	946214841

Form 5500 Responses for FORGEROCK 401(K) PLAN

2022: FORGEROCK 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: FORGEROCK 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: FORGEROCK 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: FORGEROCK 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: FORGEROCK 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: FORGEROCK 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: FORGEROCK 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FORGEROCK US, INC.
Employer identification number (EIN):	272710676
NAIC Classification:	511210
NAIC Description:	Software Publishers

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2013-05-22
Company Identification Number:	0801788394
Legal Registered Office Address:	201 MISSION ST STE 2900 SAN FRANCISCO United States of America (USA) 94105