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LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameLONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 002

LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name:LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC.
Employer identification number (EIN):273129725
NAIC Classification:621498
NAIC Description:All Other Outpatient Care Centers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01BRENT PASCOE2023-05-10
0022021-01-01JOHN J. MIGLIORE, DVM2022-04-28
0022020-01-01ERISA FIDUCIARY SERVICES2021-04-01
0022019-01-01JOHN MIGLIORE2020-07-17
0022018-07-01KENNETH M. FISER2019-09-29
0022017-07-01KENNETH M. FISER2019-04-15
0022016-07-01
0022015-07-01
0022014-07-01KENNETH M. FISER KENNETH M. FISER2016-01-26
0022013-07-01KENNETH M. FISER2014-12-19 KENNETH M. FISER2014-12-19
0022012-07-01KENNETH M. FISER2014-10-21 KENNETH M. FISER2014-10-21
0022011-07-01KENNETH FISER2012-11-05 KENNETH FISER2012-11-05
0022010-07-01KENNETH M. FISER2012-04-02 KENNETH M. FISER2012-04-02

Plan Statistics for LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2018: LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-0117
Total number of active participants reported on line 7a of the Form 55002018-07-018
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-017
Total of all active and inactive participants2018-07-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-0115
Number of participants with account balances2018-07-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-010
2017: LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-0116
Total number of active participants reported on line 7a of the Form 55002017-07-0111
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-014
Total of all active and inactive participants2017-07-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-0115
Number of participants with account balances2017-07-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-010
2016: LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-0119
Total number of active participants reported on line 7a of the Form 55002016-07-0111
Number of other retired or separated participants entitled to future benefits2016-07-015
Total of all active and inactive participants2016-07-0116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-0116
Number of participants with account balances2016-07-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-0119
Total number of active participants reported on line 7a of the Form 55002015-07-0111
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-015
Total of all active and inactive participants2015-07-0116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-0116
Number of participants with account balances2015-07-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-0121
Total number of active participants reported on line 7a of the Form 55002014-07-0112
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-015
Total of all active and inactive participants2014-07-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-0117
Number of participants with account balances2014-07-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-011

Financial Data on LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2018 : LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$3,190
Total plan liabilities at beginning of year2018-12-31$3,190
Total income from all sources2018-12-31$-67,788
Expenses. Total of all expenses incurred2018-12-31$42,455
Benefits paid (including direct rollovers)2018-12-31$42,455
Total plan assets at end of year2018-12-31$1,277,067
Total plan assets at beginning of year2018-12-31$1,387,310
Value of fidelity bond covering the plan2018-12-31$140,000
Noncash contributions received2018-12-31$-68,888
Net income (gross income less expenses)2018-12-31$-110,243
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,273,877
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,384,120
Assets. Value of assets in partnership/joint-venture interests2018-12-31$0
Total contributions received or receivable from employer(s)2018-12-31$1,100
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
2017 : LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year2017-06-30$3,190
Total plan liabilities at beginning of year2017-06-30$3,190
Total income from all sources2017-06-30$99,918
Expenses. Total of all expenses incurred2017-06-30$17,017
Total plan assets at end of year2017-06-30$1,391,096
Total plan assets at beginning of year2017-06-30$1,308,195
Value of fidelity bond covering the plan2017-06-30$150,000
Total contributions received or receivable from participants2017-06-30$2,500
Expenses. Other expenses not covered elsewhere2017-06-30$2
Other income received2017-06-30$97,418
Net income (gross income less expenses)2017-06-30$82,901
Net plan assets at end of year (total assets less liabilities)2017-06-30$1,387,906
Net plan assets at beginning of year (total assets less liabilities)2017-06-30$1,305,005
Assets. Value of participant loans2017-06-30$0
Assets. Value of assets in partnership/joint-venture interests2017-06-30$115,455
Expenses. Administrative service providers (salaries,fees and commissions)2017-06-30$17,015
2016 : LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year2016-06-30$3,190
Total plan liabilities at beginning of year2016-06-30$3,190
Total income from all sources2016-06-30$-8,191
Expenses. Total of all expenses incurred2016-06-30$21,681
Benefits paid (including direct rollovers)2016-06-30$5,261
Total plan assets at end of year2016-06-30$1,308,195
Total plan assets at beginning of year2016-06-30$1,338,067
Value of fidelity bond covering the plan2016-06-30$150,000
Total contributions received or receivable from participants2016-06-30$5,375
Other income received2016-06-30$-13,566
Net income (gross income less expenses)2016-06-30$-29,872
Net plan assets at end of year (total assets less liabilities)2016-06-30$1,305,005
Net plan assets at beginning of year (total assets less liabilities)2016-06-30$1,334,877
Assets. Value of participant loans2016-06-30$2
Assets. Value of assets in partnership/joint-venture interests2016-06-30$115,455
Value of certain deemed distributions of participant loans2016-06-30$16,420
2015 : LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year2015-06-30$3,190
Total plan liabilities at beginning of year2015-06-30$3,190
Total income from all sources2015-06-30$27,738
Expenses. Total of all expenses incurred2015-06-30$131,443
Benefits paid (including direct rollovers)2015-06-30$114,167
Total plan assets at end of year2015-06-30$1,338,067
Total plan assets at beginning of year2015-06-30$1,441,772
Value of fidelity bond covering the plan2015-06-30$150,000
Total contributions received or receivable from participants2015-06-30$5,350
Expenses. Other expenses not covered elsewhere2015-06-30$0
Contributions received from other sources (not participants or employers)2015-06-30$0
Other income received2015-06-30$22,388
Noncash contributions received2015-06-30$0
Net income (gross income less expenses)2015-06-30$-103,705
Net plan assets at end of year (total assets less liabilities)2015-06-30$1,334,877
Net plan assets at beginning of year (total assets less liabilities)2015-06-30$1,438,582
Assets. Value of participant loans2015-06-30$2,469
Assets. Value of assets in partnership/joint-venture interests2015-06-30$116,058
Total contributions received or receivable from employer(s)2015-06-30$0
Value of certain deemed distributions of participant loans2015-06-30$0
Value of corrective distributions2015-06-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-06-30$17,276

Form 5500 Responses for LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN

2018: LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: LONE OAK LARGE ANIMAL VETERINARY SERVICES, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number85335
Policy instance 1
Insurance contract or identification number85335
Number of Individuals Covered0
Insurance policy start date2018-07-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $30
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?4
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number85335
Policy instance 1
Insurance contract or identification number85335
Number of Individuals Covered13
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $44
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number85335
Policy instance 1
Insurance contract or identification number85335
Number of Individuals Covered13
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $189
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Amount paid for insurance broker fees114
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?4
Insurance broker nameVERISIGHT, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number85335
Policy instance 1
Insurance contract or identification number85335
Number of Individuals Covered14
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $178
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees103
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?4
Insurance broker nameVERISIGHT, INC.

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