401k Plan data: AXON EP 401(K) PLAN plan

AXON EP 401(K) PLAN 401k Plan overview

Plan Name	AXON EP 401(K) PLAN
Plan identification number	001

AXON EP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AXON EP, INC. has sponsored the creation of one or more 401k plans.

Company Name: AXON EP, INC.

Employer identification number (EIN): 273293568

NAIC Classification: 333100

Additional information about AXON EP, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2010-08-18

Company Identification Number: 0801307083

Legal Registered Office Address: 8909 JACKRABBIT ROAD HOUSTON

United States of America (USA)
77095

More information about AXON EP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AXON EP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 KARI LEAFE
001 2015-01-01 KARI LEAFE KARI LEAFE 2016-10-04
001 2014-01-01 KARI LEAFE
001 2013-01-01 KARI LEAFE
001 2012-01-01 KARI LEAFE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	KARI LEAFE
001	2015-01-01	KARI LEAFE	KARI LEAFE	2016-10-04
001	2014-01-01	KARI LEAFE
001	2013-01-01	KARI LEAFE
001	2012-01-01	KARI LEAFE

Plan Statistics for AXON EP 401(K) PLAN

401k plan membership statisitcs for AXON EP 401(K) PLAN

Measure Date Value
2016: AXON EP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 459
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 166
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 154
Total of all active and inactive participants 2016-01-01 320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 320
Number of participants with account balances 2016-01-01 268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: AXON EP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 563
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 265
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 194
Total of all active and inactive participants 2015-01-01 459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 459
Number of participants with account balances 2015-01-01 386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: AXON EP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 590
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 440
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 123
Total of all active and inactive participants 2014-01-01 563
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 563
Number of participants with account balances 2014-01-01 420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: AXON EP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 573
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 495
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 90
Total of all active and inactive participants 2013-01-01 585
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 585
Number of participants with account balances 2013-01-01 414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: AXON EP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 268
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 470
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 98
Total of all active and inactive participants 2012-01-01 568
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 568
Number of participants with account balances 2012-01-01 375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2016: AXON EP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	459
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	166
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	154
Total of all active and inactive participants	2016-01-01	320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	320
Number of participants with account balances	2016-01-01	268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: AXON EP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	563
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	265
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	194
Total of all active and inactive participants	2015-01-01	459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	459
Number of participants with account balances	2015-01-01	386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: AXON EP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	590
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	440
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	123
Total of all active and inactive participants	2014-01-01	563
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	563
Number of participants with account balances	2014-01-01	420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: AXON EP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	573
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	495
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	90
Total of all active and inactive participants	2013-01-01	585
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	585
Number of participants with account balances	2013-01-01	414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: AXON EP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	268
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	470
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	98
Total of all active and inactive participants	2012-01-01	568
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	568
Number of participants with account balances	2012-01-01	375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on AXON EP 401(K) PLAN

Measure	Date	Value
2016 : AXON EP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$9,117
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$56,460
Total income from all sources (including contributions)	2016-12-31	$1,707,605
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,118,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,057,684
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$745,687
Value of total assets at end of year	2016-12-31	$12,849,209
Value of total assets at beginning of year	2016-12-31	$13,307,187
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$60,556
Total interest from all sources	2016-12-31	$30,497
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$745,687
Participant contributions at end of year	2016-12-31	$527,245
Participant contributions at beginning of year	2016-12-31	$765,817
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$32,474
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$9,117
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$29,284
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-410,635
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$12,840,092
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$13,250,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$60,556
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$10,691,357
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$10,557,789
Interest on participant loans	2016-12-31	$30,497
Value of interest in common/collective trusts at end of year	2016-12-31	$1,630,607
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,927,121
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$895,652
Net investment gain or loss from common/collective trusts	2016-12-31	$35,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$23,986
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,057,684
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$27,176
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN	2016-12-31	431947695
2015 : AXON EP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$56,460
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,601,164
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,851,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,777,276
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,633,999
Value of total assets at end of year	2015-12-31	$13,307,187
Value of total assets at beginning of year	2015-12-31	$13,501,340
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$74,501
Total interest from all sources	2015-12-31	$29,756
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,265,365
Participant contributions at end of year	2015-12-31	$765,817
Participant contributions at beginning of year	2015-12-31	$679,576
Participant contributions at end of year	2015-12-31	$32,474
Participant contributions at beginning of year	2015-12-31	$57,347
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$494,915
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$29,284
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-250,613
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$13,250,727
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$13,501,340
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$74,501
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$10,557,789
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$10,441,151
Interest on participant loans	2015-12-31	$29,756
Value of interest in common/collective trusts at end of year	2015-12-31	$1,927,121
Value of interest in common/collective trusts at beginning of year	2015-12-31	$2,263,391
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-104,089
Net investment gain or loss from common/collective trusts	2015-12-31	$41,498
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$873,719
Employer contributions (assets) at end of year	2015-12-31	$23,986
Employer contributions (assets) at beginning of year	2015-12-31	$59,875
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,777,276
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$27,176
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN	2015-12-31	431947695
2014 : AXON EP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$7,487
Total income from all sources (including contributions)	2014-12-31	$3,771,731
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,455,792
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,401,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,911,694
Value of total assets at end of year	2014-12-31	$13,501,340
Value of total assets at beginning of year	2014-12-31	$11,192,888
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$53,992
Total interest from all sources	2014-12-31	$24,038
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,616,869
Participant contributions at end of year	2014-12-31	$679,576
Participant contributions at beginning of year	2014-12-31	$548,979
Participant contributions at end of year	2014-12-31	$57,347
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$142,556
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$7,487
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,315,939
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$13,501,340
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$11,185,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$53,992
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$10,441,151
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$8,662,416
Interest on participant loans	2014-12-31	$24,038
Value of interest in common/collective trusts at end of year	2014-12-31	$2,263,391
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,974,006
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$796,130
Net investment gain or loss from common/collective trusts	2014-12-31	$39,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,152,269
Employer contributions (assets) at end of year	2014-12-31	$59,875
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,401,800
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$7,487
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN	2014-12-31	431947695
2013 : AXON EP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$7,487
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$4,660,254
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,320,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,270,458
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,194,273
Value of total assets at end of year	2013-12-31	$11,192,888
Value of total assets at beginning of year	2013-12-31	$7,845,694
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$50,089
Total interest from all sources	2013-12-31	$18,168
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,629,187
Participant contributions at end of year	2013-12-31	$548,979
Participant contributions at beginning of year	2013-12-31	$308,685
Participant contributions at beginning of year	2013-12-31	$48,509
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$433,892
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$7,487
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,339,707
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$11,185,401
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,845,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$50,089
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$8,662,416
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,936,088
Interest on participant loans	2013-12-31	$18,168
Value of interest in common/collective trusts at end of year	2013-12-31	$1,974,006
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,516,471
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,418,694
Net investment gain or loss from common/collective trusts	2013-12-31	$29,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,131,194
Employer contributions (assets) at beginning of year	2013-12-31	$35,941
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,270,458
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$7,487
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MAYER, HOFFMAN, MCCANN P.C.
Accountancy firm EIN	2013-12-31	431947695
2012 : AXON EP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$1,493,985
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$3,126,476
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$691,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$664,787
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,469,809
Value of total assets at end of year	2012-12-31	$7,845,694
Value of total assets at beginning of year	2012-12-31	$3,917,108
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$27,088
Total interest from all sources	2012-12-31	$10,437
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,295,032
Participant contributions at end of year	2012-12-31	$308,685
Participant contributions at beginning of year	2012-12-31	$178,575
Participant contributions at end of year	2012-12-31	$48,509
Participant contributions at beginning of year	2012-12-31	$41,442
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$241,164
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,434,601
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,845,694
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,917,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$27,088
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,936,088
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,123,968
Interest on participant loans	2012-12-31	$10,437
Value of interest in common/collective trusts at end of year	2012-12-31	$1,516,471
Value of interest in common/collective trusts at beginning of year	2012-12-31	$540,401
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$617,238
Net investment gain or loss from common/collective trusts	2012-12-31	$28,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$933,613
Employer contributions (assets) at end of year	2012-12-31	$35,941
Employer contributions (assets) at beginning of year	2012-12-31	$32,722
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$664,787
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN	2012-12-31	431947695

Form 5500 Responses for AXON EP 401(K) PLAN

2016: AXON EP 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: AXON EP 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: AXON EP 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: AXON EP 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AXON EP 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	AXON EP, INC.
Employer identification number (EIN):	273293568
NAIC Classification:	333100

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2010-08-18
Company Identification Number:	0801307083
Legal Registered Office Address:	8909 JACKRABBIT ROAD HOUSTON United States of America (USA) 77095