401k Plan data: SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN plan

SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN 401k Plan overview

Plan Name	SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN
Plan identification number	001

SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SUREFIRE INDUSTRIES USA, LLC has sponsored the creation of one or more 401k plans.

Company Name: SUREFIRE INDUSTRIES USA, LLC

Employer identification number (EIN): 273316474

NAIC Classification: 333200

Additional information about SUREFIRE INDUSTRIES USA, LLC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2010-08-19

Company Identification Number: 0801308228

More information about SUREFIRE INDUSTRIES USA, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 REBECCA KIM 2015-10-13
001 2014-01-01 REBECCA KIM
001 2013-05-01 ALMA STANFIELD
001 2012-05-01 ALMA STANFIELD ALMA STANFIELD 2013-09-23

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	REBECCA KIM	2015-10-13
001	2014-01-01	REBECCA KIM
001	2013-05-01	ALMA STANFIELD
001	2012-05-01	ALMA STANFIELD		ALMA STANFIELD	2013-09-23

Plan Statistics for SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN

401k plan membership statisitcs for SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN

Measure Date Value
2014: SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 207
Number of other retired or separated participants entitled to future benefits 2014-01-01 91
Total of all active and inactive participants 2014-01-01 91
Total participants 2014-01-01 91
Number of participants with account balances 2014-01-01 91
2013: SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-05-01 258
Total number of active participants reported on line 7a of the Form 5500 2013-05-01 179
Number of retired or separated participants receiving benefits 2013-05-01 0
Number of other retired or separated participants entitled to future benefits 2013-05-01 27
Total of all active and inactive participants 2013-05-01 206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-05-01 1
Total participants 2013-05-01 207
Number of participants with account balances 2013-05-01 105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-05-01 6
2012: SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-05-01 241
Total number of active participants reported on line 7a of the Form 5500 2012-05-01 241
Number of other retired or separated participants entitled to future benefits 2012-05-01 12
Total of all active and inactive participants 2012-05-01 253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-05-01 1
Total participants 2012-05-01 254
Number of participants with account balances 2012-05-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-05-01 6

Measure	Date	Value
2014: SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	207
Number of other retired or separated participants entitled to future benefits	2014-01-01	91
Total of all active and inactive participants	2014-01-01	91
Total participants	2014-01-01	91
Number of participants with account balances	2014-01-01	91
2013: SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-05-01	258
Total number of active participants reported on line 7a of the Form 5500	2013-05-01	179
Number of retired or separated participants receiving benefits	2013-05-01	0
Number of other retired or separated participants entitled to future benefits	2013-05-01	27
Total of all active and inactive participants	2013-05-01	206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-05-01	1
Total participants	2013-05-01	207
Number of participants with account balances	2013-05-01	105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-05-01	6
2012: SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-05-01	241
Total number of active participants reported on line 7a of the Form 5500	2012-05-01	241
Number of other retired or separated participants entitled to future benefits	2012-05-01	12
Total of all active and inactive participants	2012-05-01	253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-05-01	1
Total participants	2012-05-01	254
Number of participants with account balances	2012-05-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-05-01	6

Financial Data on SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN

Measure	Date	Value
2014 : SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$187,439
Total of all expenses incurred	2014-12-31	$1,621,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,617,779
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$128,839
Value of total assets at end of year	2014-12-31	$181,700
Value of total assets at beginning of year	2014-12-31	$1,615,261
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,221
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$200,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$82,450
Participant contributions at beginning of year	2014-12-31	$96,261
Participant contributions at beginning of year	2014-12-31	$1,214
Other income not declared elsewhere	2014-12-31	$16
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-1,433,561
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$181,700
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,615,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$175,458
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$1,437,349
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$6,242
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$79,506
Net investment gain/loss from pooled separate accounts	2014-12-31	$58,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$46,389
Employer contributions (assets) at beginning of year	2014-12-31	$931
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,617,779
Contract administrator fees	2014-12-31	$3,221
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BRIGGS & VESELKA CO.
Accountancy firm EIN	2014-12-31	741769118
2013 : SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$941,255
Total of all expenses incurred	2013-12-31	$117,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$109,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$764,775
Value of total assets at end of year	2013-12-31	$1,615,261
Value of total assets at beginning of year	2013-12-31	$791,161
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$7,171
Total interest from all sources	2013-12-31	$3,212
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$200,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$350,929
Participant contributions at end of year	2013-12-31	$96,261
Participant contributions at beginning of year	2013-12-31	$39,750
Participant contributions at end of year	2013-12-31	$1,214
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$211,655
Other income not declared elsewhere	2013-12-31	$988
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$824,100
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,615,261
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$791,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$1,437,349
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$716,313
Interest on participant loans	2013-12-31	$3,212
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$79,506
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$35,098
Net investment gain/loss from pooled separate accounts	2013-12-31	$172,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$202,191
Employer contributions (assets) at end of year	2013-12-31	$931
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$109,984
Contract administrator fees	2013-12-31	$7,171
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BRIGGS & VESELKA CO.
Accountancy firm EIN	2013-12-31	741769118
2012 : SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$434,195
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$402,143
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$45,177
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$39,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$369,845
Value of total assets at end of year	2012-12-31	$791,161
Value of total assets at beginning of year	2012-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$5,933
Total interest from all sources	2012-12-31	$607
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	No
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$187,657
Participant contributions at end of year	2012-12-31	$39,750
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$72,035
Other income not declared elsewhere	2012-12-31	$399
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$356,966
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$791,161
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$716,313
Interest on participant loans	2012-12-31	$607
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$35,098
Net investment gain/loss from pooled separate accounts	2012-12-31	$31,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$110,153
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$39,244
Contract administrator fees	2012-12-31	$5,933
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BRIGGS & VESELKA CO.
Accountancy firm EIN	2012-12-31	741769118

Form 5500 Responses for SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN

2014: SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN 2013 form 5500 responses
2013-05-01	Type of plan entity	Single employer plan
2013-05-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-05-01	Plan funding arrangement – Insurance	Yes
2013-05-01	Plan funding arrangement – Trust	Yes
2013-05-01	Plan benefit arrangement – Insurance	Yes
2013-05-01	Plan benefit arrangement - Trust	Yes
2012: SUREFIRE INDUSTRIES USA, LLC 401(K) PLAN 2012 form 5500 responses
2012-05-01	Type of plan entity	Single employer plan
2012-05-01	First time form 5500 has been submitted	Yes
2012-05-01	Submission has been amended	No
2012-05-01	This submission is the final filing	No
2012-05-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-05-01	Plan is a collectively bargained plan	No
2012-05-01	Plan funding arrangement – Insurance	Yes
2012-05-01	Plan funding arrangement – Trust	Yes
2012-05-01	Plan benefit arrangement – Insurance	Yes
2012-05-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

803181-000

Policy instance

Insurance contract or identification number	803181-000
Number of Individuals Covered	91
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

803181-000

Policy instance

Insurance contract or identification number	803181-000
Insurance policy start date	2013-05-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $1,161
Commission paid to Insurance Broker	USD $382
Insurance broker organization code?	3
Insurance broker name	NFP INSURANCE AGENCY SERVICES

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

803181-000

Policy instance

Insurance contract or identification number	803181-000
Insurance policy start date	2012-05-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $919
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $461
Insurance broker organization code?	3
Insurance broker name	LOCKTON FINANCIAL ADVISORS, LLC

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Company Name:	SUREFIRE INDUSTRIES USA, LLC
Employer identification number (EIN):	273316474
NAIC Classification:	333200

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2010-08-19
Company Identification Number:	0801308228