401k Plan data: HARBINGER GROUP 401(K) PLAN plan

HARBINGER GROUP 401(K) PLAN 401k Plan overview

Plan Name	HARBINGER GROUP 401(K) PLAN
Plan identification number	001

HARBINGER GROUP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HARBINGER GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name: HARBINGER GROUP, LLC

Employer identification number (EIN): 273336423

NAIC Classification: 111900
NAIC Description: Other Crop Farming

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARBINGER GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 RUTH ROGERS 2019-05-30 JOE MERENDA 2019-05-31
001 2017-01-01 JOE MERENDA 2018-10-11
001 2016-01-01 DANA GOODMAN 2017-10-16
001 2015-01-01 LILLIAN SEALEY 2016-10-13
001 2014-01-01 AMY STOCKER 2015-10-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01	RUTH ROGERS	2019-05-30	JOE MERENDA	2019-05-31
001	2017-01-01	JOE MERENDA	2018-10-11
001	2016-01-01	DANA GOODMAN	2017-10-16
001	2015-01-01	LILLIAN SEALEY	2016-10-13
001	2014-01-01	AMY STOCKER	2015-10-14

Plan Statistics for HARBINGER GROUP 401(K) PLAN

401k plan membership statisitcs for HARBINGER GROUP 401(K) PLAN

Measure Date Value
2022: HARBINGER GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 663
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 577
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 169
Total of all active and inactive participants 2022-01-01 746
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 746
Number of participants with account balances 2022-01-01 373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 18
2021: HARBINGER GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 643
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 446
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 189
Total of all active and inactive participants 2021-01-01 635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 635
Number of participants with account balances 2021-01-01 365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: HARBINGER GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 601
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 473
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 132
Total of all active and inactive participants 2020-01-01 605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 605
Number of participants with account balances 2020-01-01 342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 6
2019: HARBINGER GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 599
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 457
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 129
Total of all active and inactive participants 2019-01-01 586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 586
Number of participants with account balances 2019-01-01 324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 22

Measure	Date	Value
2022: HARBINGER GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	663
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	577
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	169
Total of all active and inactive participants	2022-01-01	746
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	746
Number of participants with account balances	2022-01-01	373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	18
2021: HARBINGER GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	643
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	446
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	189
Total of all active and inactive participants	2021-01-01	635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	635
Number of participants with account balances	2021-01-01	365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: HARBINGER GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	601
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	473
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	132
Total of all active and inactive participants	2020-01-01	605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	605
Number of participants with account balances	2020-01-01	342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	6
2019: HARBINGER GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	599
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	457
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	129
Total of all active and inactive participants	2019-01-01	586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	586
Number of participants with account balances	2019-01-01	324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	22

Financial Data on HARBINGER GROUP 401(K) PLAN

Measure	Date	Value
2022 : HARBINGER GROUP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-491,099
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$624,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$563,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$875,388
Value of total assets at end of year	2022-12-31	$7,704,122
Value of total assets at beginning of year	2022-12-31	$8,819,467
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$60,958
Total interest from all sources	2022-12-31	$14,817
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$119,844
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$119,844
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$544,444
Participant contributions at end of year	2022-12-31	$165,150
Participant contributions at beginning of year	2022-12-31	$143,486
Participant contributions at end of year	2022-12-31	$84,000
Participant contributions at beginning of year	2022-12-31	$50,000
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$2,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,115,345
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$7,704,122
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$8,819,467
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$46,788
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$6,843,507
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$8,044,666
Interest on participant loans	2022-12-31	$5,268
Income. Interest from loans (other than to participants)	2022-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$588,465
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$552,098
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$552,098
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$9,549
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,501,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$328,674
Employer contributions (assets) at end of year	2022-12-31	$23,000
Employer contributions (assets) at beginning of year	2022-12-31	$29,217
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$563,288
Contract administrator fees	2022-12-31	$14,170
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	MOSS ADMS LLP
Accountancy firm EIN	2022-12-31	910189318
2021 : HARBINGER GROUP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$2,071,996
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$323,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$275,437
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$982,066
Value of total assets at end of year	2021-12-31	$8,819,467
Value of total assets at beginning of year	2021-12-31	$7,071,248
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$48,340
Total interest from all sources	2021-12-31	$5,462
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$95,817
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$95,817
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$603,543
Participant contributions at end of year	2021-12-31	$143,486
Participant contributions at beginning of year	2021-12-31	$155,038
Participant contributions at end of year	2021-12-31	$50,000
Participant contributions at beginning of year	2021-12-31	$130,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,748,219
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$8,819,467
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$7,071,248
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$44,791
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$8,044,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$6,257,508
Interest on participant loans	2021-12-31	$4,739
Income. Interest from loans (other than to participants)	2021-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$552,098
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$498,955
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$498,955
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$723
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$988,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$378,523
Employer contributions (assets) at end of year	2021-12-31	$29,217
Employer contributions (assets) at beginning of year	2021-12-31	$29,747
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$275,437
Contract administrator fees	2021-12-31	$3,549
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	MOSS ADMS LLP
Accountancy firm EIN	2021-12-31	910189318
2020 : HARBINGER GROUP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,852,292
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$354,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$315,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,055,941
Value of total assets at end of year	2020-12-31	$7,071,248
Value of total assets at beginning of year	2020-12-31	$5,572,958
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$38,833
Total interest from all sources	2020-12-31	$9,747
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$86,838
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$86,838
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$673,068
Participant contributions at end of year	2020-12-31	$155,038
Participant contributions at beginning of year	2020-12-31	$102,088
Participant contributions at end of year	2020-12-31	$130,000
Participant contributions at beginning of year	2020-12-31	$29,600
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$15,291
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,498,290
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$7,071,248
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$5,572,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$33,116
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$6,257,508
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$4,795,626
Interest on participant loans	2020-12-31	$6,252
Income. Interest from loans (other than to participants)	2020-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$498,955
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$598,667
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$598,667
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$3,495
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$699,766
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$367,582
Employer contributions (assets) at end of year	2020-12-31	$29,747
Employer contributions (assets) at beginning of year	2020-12-31	$46,977
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$315,169
Contract administrator fees	2020-12-31	$5,717
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	RYAN AND MCDONALD
Accountancy firm EIN	2020-12-31	770583407
2019 : HARBINGER GROUP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$1,975,936
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$171,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$141,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,218,141
Value of total assets at end of year	2019-12-31	$5,572,958
Value of total assets at beginning of year	2019-12-31	$3,768,128
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$29,591
Total interest from all sources	2019-12-31	$16,130
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$88,324
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$88,324
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$625,854
Participant contributions at end of year	2019-12-31	$102,088
Participant contributions at beginning of year	2019-12-31	$76,672
Participant contributions at end of year	2019-12-31	$29,600
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$218,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,804,830
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$5,572,958
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,768,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$26,058
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$4,795,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,186,039
Interest on participant loans	2019-12-31	$4,166
Income. Interest from loans (other than to participants)	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$598,667
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$505,417
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$505,417
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$11,964
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$653,341
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$373,687
Employer contributions (assets) at end of year	2019-12-31	$46,977
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$141,515
Contract administrator fees	2019-12-31	$3,533
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	RYAN AND MCDONALD
Accountancy firm EIN	2019-12-31	770583407

Form 5500 Responses for HARBINGER GROUP 401(K) PLAN

2022: HARBINGER GROUP 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: HARBINGER GROUP 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: HARBINGER GROUP 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HARBINGER GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HARBINGER GROUP, LLC
Employer identification number (EIN):	273336423
NAIC Classification:	111900
NAIC Description:	Other Crop Farming