CUMMINS NORTHEAST has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN
| Measure | Date | Value |
|---|
| 2017 : CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total transfer of assets from this plan | 2017-12-31 | $26,522,182 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $5,209,410 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $815,199 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $800,917 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,933,781 |
| Value of total assets at end of year | 2017-12-31 | $0 |
| Value of total assets at beginning of year | 2017-12-31 | $22,127,971 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $14,282 |
| Total interest from all sources | 2017-12-31 | $79,949 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $157,206 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $157,206 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,056,154 |
| Participant contributions at end of year | 2017-12-31 | $0 |
| Participant contributions at beginning of year | 2017-12-31 | $324,698 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $404,239 |
| Other income not declared elsewhere | 2017-12-31 | $0 |
| Administrative expenses (other) incurred | 2017-12-31 | $14,282 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $4,394,211 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $22,127,971 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $12,598,821 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $4,336,162 |
| Interest on participant loans | 2017-12-31 | $15,271 |
| Interest earned on other investments | 2017-12-31 | $64,678 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $4,868,290 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,257,945 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $780,529 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $473,388 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $800,917 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | MARCUM, LLP |
| Accountancy firm EIN | 2017-12-31 | 111986323 |
| 2016 : CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $2,722,716 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $847,446 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $793,936 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $10,582 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,569,747 |
| Value of total assets at end of year | 2016-12-31 | $22,127,971 |
| Value of total assets at beginning of year | 2016-12-31 | $20,252,701 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $42,928 |
| Total interest from all sources | 2016-12-31 | $80,063 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $150,881 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $150,881 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,004,074 |
| Participant contributions at end of year | 2016-12-31 | $324,698 |
| Participant contributions at beginning of year | 2016-12-31 | $387,192 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $96,787 |
| Other income not declared elsewhere | 2016-12-31 | $40,423 |
| Administrative expenses (other) incurred | 2016-12-31 | $42,928 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $1,875,270 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $22,127,971 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $20,252,701 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $12,598,821 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $10,874,885 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $4,336,162 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $4,971,890 |
| Interest on participant loans | 2016-12-31 | $14,325 |
| Interest earned on other investments | 2016-12-31 | $65,738 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $4,868,290 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $4,018,734 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $548,182 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $333,420 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $468,886 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $793,936 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | MARCUM, LLP |
| Accountancy firm EIN | 2016-12-31 | 111986323 |
| 2015 : CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $2,050,812 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $1,669,119 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,667,207 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $394 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,936,475 |
| Value of total assets at end of year | 2015-12-31 | $20,252,701 |
| Value of total assets at beginning of year | 2015-12-31 | $19,871,008 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,518 |
| Total interest from all sources | 2015-12-31 | $85,216 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $136,034 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $136,034 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,133,309 |
| Participant contributions at end of year | 2015-12-31 | $387,192 |
| Participant contributions at beginning of year | 2015-12-31 | $426,334 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $348,233 |
| Administrative expenses (other) incurred | 2015-12-31 | $1,518 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $381,693 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $20,252,701 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $19,871,008 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $10,874,885 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $10,603,718 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $4,971,890 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $4,960,816 |
| Interest on participant loans | 2015-12-31 | $19,039 |
| Interest earned on other investments | 2015-12-31 | $66,177 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $4,018,734 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $3,880,140 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-108,439 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $1,526 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $454,933 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,667,207 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | MARCUM, LLP |
| Accountancy firm EIN | 2015-12-31 | 111986323 |
| 2014 : CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $2,690,834 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $1,722,476 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,719,579 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,782,946 |
| Value of total assets at end of year | 2014-12-31 | $19,871,008 |
| Value of total assets at beginning of year | 2014-12-31 | $18,902,650 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $2,897 |
| Total interest from all sources | 2014-12-31 | $94,507 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $89,361 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $89,361 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,022,023 |
| Participant contributions at end of year | 2014-12-31 | $426,334 |
| Participant contributions at beginning of year | 2014-12-31 | $451,244 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $333,149 |
| Administrative expenses (other) incurred | 2014-12-31 | $2,897 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $968,358 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $19,871,008 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $18,902,650 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $10,603,718 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $8,403,183 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $4,960,816 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $5,596,354 |
| Interest on participant loans | 2014-12-31 | $22,460 |
| Interest earned on other investments | 2014-12-31 | $72,047 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $3,880,140 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $4,451,869 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $724,020 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $427,774 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,719,579 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | MARCUM, LLP |
| Accountancy firm EIN | 2014-12-31 | 111986323 |
| 2013 : CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $4,043,188 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $1,672,436 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,669,841 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,330,606 |
| Value of total assets at end of year | 2013-12-31 | $18,902,650 |
| Value of total assets at beginning of year | 2013-12-31 | $16,531,898 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $2,595 |
| Total interest from all sources | 2013-12-31 | $115,796 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $70,290 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $70,290 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $924,278 |
| Participant contributions at end of year | 2013-12-31 | $451,244 |
| Participant contributions at beginning of year | 2013-12-31 | $495,395 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $15,877 |
| Administrative expenses (other) incurred | 2013-12-31 | $2,595 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $2,370,752 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $18,902,650 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $16,531,898 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $8,403,183 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $6,409,987 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $5,596,354 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $4,695,766 |
| Interest on participant loans | 2013-12-31 | $29,062 |
| Interest earned on other investments | 2013-12-31 | $86,734 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $4,451,869 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $4,930,750 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,601,020 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $925,476 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $390,451 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,669,841 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | MARCUM, LLP |
| Accountancy firm EIN | 2013-12-31 | 111986323 |
| 2012 : CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $2,942,156 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $869,323 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $827,368 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $9,938 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,368,437 |
| Value of total assets at end of year | 2012-12-31 | $16,531,898 |
| Value of total assets at beginning of year | 2012-12-31 | $14,459,065 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $32,017 |
| Total interest from all sources | 2012-12-31 | $150,446 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $81,581 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $81,581 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $984,560 |
| Participant contributions at end of year | 2012-12-31 | $495,395 |
| Participant contributions at beginning of year | 2012-12-31 | $414,050 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $10,156 |
| Other income not declared elsewhere | 2012-12-31 | $29,816 |
| Administrative expenses (other) incurred | 2012-12-31 | $32,017 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $2,072,833 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $16,531,898 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $14,459,065 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $6,409,987 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $2,336,932 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $4,695,766 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $6,944,352 |
| Interest on participant loans | 2012-12-31 | $41,871 |
| Interest earned on other investments | 2012-12-31 | $108,575 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $4,930,750 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $4,763,731 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $427,389 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $884,487 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $373,721 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $827,368 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | MARCUM, LLP |
| Accountancy firm EIN | 2012-12-31 | 111986323 |
| 2011 : CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $1,127,849 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $2,394,116 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,339,209 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $21,689 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,260,733 |
| Value of total assets at end of year | 2011-12-31 | $14,459,065 |
| Value of total assets at beginning of year | 2011-12-31 | $15,725,332 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $33,218 |
| Total interest from all sources | 2011-12-31 | $155,964 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $21,223 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $21,223 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $809,385 |
| Participant contributions at end of year | 2011-12-31 | $414,050 |
| Participant contributions at beginning of year | 2011-12-31 | $389,564 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $113,406 |
| Other income not declared elsewhere | 2011-12-31 | $30,864 |
| Administrative expenses (other) incurred | 2011-12-31 | $33,218 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-1,266,267 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $14,459,065 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $15,725,332 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $2,336,932 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $2,313,688 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $6,944,352 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $8,084,020 |
| Interest on participant loans | 2011-12-31 | $36,522 |
| Interest earned on other investments | 2011-12-31 | $119,442 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $4,763,731 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $4,938,060 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-100,892 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-240,043 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $337,942 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,339,209 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | PARENT MCLAUGHLIN & NANGLE, CPA'S |
| Accountancy firm EIN | 2011-12-31 | 042603383 |
| 2010 : CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,742,836 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $996,132 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $954,856 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,382,830 |
| Value of total assets at end of year | 2010-12-31 | $15,725,332 |
| Value of total assets at beginning of year | 2010-12-31 | $13,978,628 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $41,276 |
| Total interest from all sources | 2010-12-31 | $168,938 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $4,570 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $4,570 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $935,959 |
| Participant contributions at end of year | 2010-12-31 | $389,564 |
| Participant contributions at beginning of year | 2010-12-31 | $300,717 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $82,135 |
| Other income not declared elsewhere | 2010-12-31 | $38,792 |
| Administrative expenses (other) incurred | 2010-12-31 | $41,276 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,746,704 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $15,725,332 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $13,978,628 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $2,313,688 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $8,084,020 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $8,136,434 |
| Interest on participant loans | 2010-12-31 | $31,569 |
| Interest earned on other investments | 2010-12-31 | $137,369 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $4,938,060 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $5,541,477 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $298,281 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $849,425 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $364,736 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $954,856 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | PARENT MCLAUGHLIN & NANGLE, CPA'S |
| Accountancy firm EIN | 2010-12-31 | 042603383 |
