401k Plan data: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN plan

CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 401k Plan overview

Plan Name	CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN
Plan identification number	001

CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CUMMINS NORTHEAST has sponsored the creation of one or more 401k plans.

Company Name: CUMMINS NORTHEAST

Employer identification number (EIN): 273594167

NAIC Classification: 333200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 CHRISTINE PFEIFLER CHRISTINE PFEIFLER 2018-10-12
001 2016-01-01 KATHLEEN D PHELAN KATHLEEN D PHELAN 2017-10-11
001 2015-01-01 KATHLEEN D PHELAN KATHLEEN D PHELAN 2016-09-01
001 2014-01-01 LEANNE FLANNERY LEANNE FLANNERY 2015-07-23
001 2013-01-01 LEANNE FLANNERY LEANNE FLANNERY 2014-07-30
001 2012-01-01 LEANNE FLANNERY LEANNE FLANNERY 2013-10-07
001 2011-01-01 LEANNE FLANNERY

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	CHRISTINE PFEIFLER	CHRISTINE PFEIFLER	2018-10-12
001	2016-01-01	KATHLEEN D PHELAN	KATHLEEN D PHELAN	2017-10-11
001	2015-01-01	KATHLEEN D PHELAN	KATHLEEN D PHELAN	2016-09-01
001	2014-01-01	LEANNE FLANNERY	LEANNE FLANNERY	2015-07-23
001	2013-01-01	LEANNE FLANNERY	LEANNE FLANNERY	2014-07-30
001	2012-01-01	LEANNE FLANNERY	LEANNE FLANNERY	2013-10-07
001	2011-01-01	LEANNE FLANNERY

Plan Statistics for CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN

401k plan membership statisitcs for CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN

Measure Date Value
2017: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 307
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 296
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 262
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 45
Total of all active and inactive participants 2016-01-01 307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 307
Number of participants with account balances 2016-01-01 307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 275
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 254
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 42
Total of all active and inactive participants 2015-01-01 296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 296
Number of participants with account balances 2015-01-01 296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 245
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 233
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 42
Total of all active and inactive participants 2014-01-01 275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 275
Number of participants with account balances 2014-01-01 275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 255
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 202
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 43
Total of all active and inactive participants 2013-01-01 245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 245
Number of participants with account balances 2013-01-01 262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 241
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 207
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 45
Total of all active and inactive participants 2012-01-01 252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 252
Number of participants with account balances 2012-01-01 252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 229
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 207
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 34
Total of all active and inactive participants 2011-01-01 241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 241
Number of participants with account balances 2011-01-01 241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4

Measure	Date	Value
2017: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	307
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	296
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	262
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	45
Total of all active and inactive participants	2016-01-01	307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	307
Number of participants with account balances	2016-01-01	307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	275
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	254
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	42
Total of all active and inactive participants	2015-01-01	296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	296
Number of participants with account balances	2015-01-01	296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	245
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	233
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	42
Total of all active and inactive participants	2014-01-01	275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	275
Number of participants with account balances	2014-01-01	275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	255
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	202
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	43
Total of all active and inactive participants	2013-01-01	245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	245
Number of participants with account balances	2013-01-01	262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	241
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	207
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	45
Total of all active and inactive participants	2012-01-01	252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	252
Number of participants with account balances	2012-01-01	252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	229
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	207
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	34
Total of all active and inactive participants	2011-01-01	241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	241
Number of participants with account balances	2011-01-01	241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4

Financial Data on CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN

Measure	Date	Value
2017 : CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$26,522,182
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$5,209,410
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$815,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$800,917
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,933,781
Value of total assets at end of year	2017-12-31	$0
Value of total assets at beginning of year	2017-12-31	$22,127,971
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$14,282
Total interest from all sources	2017-12-31	$79,949
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$157,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$157,206
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,056,154
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$324,698
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$404,239
Other income not declared elsewhere	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$14,282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$4,394,211
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$22,127,971
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$12,598,821
Value of interest in pooled separate accounts at end of year	2017-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$4,336,162
Interest on participant loans	2017-12-31	$15,271
Interest earned on other investments	2017-12-31	$64,678
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$4,868,290
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,257,945
Net investment gain/loss from pooled separate accounts	2017-12-31	$780,529
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$473,388
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$800,917
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MARCUM, LLP
Accountancy firm EIN	2017-12-31	111986323
2016 : CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,722,716
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$847,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$793,936
Expenses. Certain deemed distributions of participant loans	2016-12-31	$10,582
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,569,747
Value of total assets at end of year	2016-12-31	$22,127,971
Value of total assets at beginning of year	2016-12-31	$20,252,701
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$42,928
Total interest from all sources	2016-12-31	$80,063
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$150,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$150,881
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,004,074
Participant contributions at end of year	2016-12-31	$324,698
Participant contributions at beginning of year	2016-12-31	$387,192
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$96,787
Other income not declared elsewhere	2016-12-31	$40,423
Administrative expenses (other) incurred	2016-12-31	$42,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,875,270
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$22,127,971
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$20,252,701
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$12,598,821
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$10,874,885
Value of interest in pooled separate accounts at end of year	2016-12-31	$4,336,162
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$4,971,890
Interest on participant loans	2016-12-31	$14,325
Interest earned on other investments	2016-12-31	$65,738
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$4,868,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$4,018,734
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$548,182
Net investment gain/loss from pooled separate accounts	2016-12-31	$333,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$468,886
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$793,936
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MARCUM, LLP
Accountancy firm EIN	2016-12-31	111986323
2015 : CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,050,812
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,669,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,667,207
Expenses. Certain deemed distributions of participant loans	2015-12-31	$394
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,936,475
Value of total assets at end of year	2015-12-31	$20,252,701
Value of total assets at beginning of year	2015-12-31	$19,871,008
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,518
Total interest from all sources	2015-12-31	$85,216
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$136,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$136,034
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,133,309
Participant contributions at end of year	2015-12-31	$387,192
Participant contributions at beginning of year	2015-12-31	$426,334
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$348,233
Administrative expenses (other) incurred	2015-12-31	$1,518
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$381,693
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$20,252,701
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$19,871,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$10,874,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$10,603,718
Value of interest in pooled separate accounts at end of year	2015-12-31	$4,971,890
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$4,960,816
Interest on participant loans	2015-12-31	$19,039
Interest earned on other investments	2015-12-31	$66,177
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$4,018,734
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$3,880,140
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-108,439
Net investment gain/loss from pooled separate accounts	2015-12-31	$1,526
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$454,933
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,667,207
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MARCUM, LLP
Accountancy firm EIN	2015-12-31	111986323
2014 : CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,690,834
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,722,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,719,579
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,782,946
Value of total assets at end of year	2014-12-31	$19,871,008
Value of total assets at beginning of year	2014-12-31	$18,902,650
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,897
Total interest from all sources	2014-12-31	$94,507
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$89,361
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$89,361
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,022,023
Participant contributions at end of year	2014-12-31	$426,334
Participant contributions at beginning of year	2014-12-31	$451,244
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$333,149
Administrative expenses (other) incurred	2014-12-31	$2,897
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$968,358
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$19,871,008
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$18,902,650
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$10,603,718
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$8,403,183
Value of interest in pooled separate accounts at end of year	2014-12-31	$4,960,816
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$5,596,354
Interest on participant loans	2014-12-31	$22,460
Interest earned on other investments	2014-12-31	$72,047
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$3,880,140
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$4,451,869
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$724,020
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$427,774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,719,579
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MARCUM, LLP
Accountancy firm EIN	2014-12-31	111986323
2013 : CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$4,043,188
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,672,436
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,669,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,330,606
Value of total assets at end of year	2013-12-31	$18,902,650
Value of total assets at beginning of year	2013-12-31	$16,531,898
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,595
Total interest from all sources	2013-12-31	$115,796
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$70,290
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$70,290
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$924,278
Participant contributions at end of year	2013-12-31	$451,244
Participant contributions at beginning of year	2013-12-31	$495,395
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$15,877
Administrative expenses (other) incurred	2013-12-31	$2,595
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,370,752
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$18,902,650
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$16,531,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$8,403,183
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,409,987
Value of interest in pooled separate accounts at end of year	2013-12-31	$5,596,354
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$4,695,766
Interest on participant loans	2013-12-31	$29,062
Interest earned on other investments	2013-12-31	$86,734
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$4,451,869
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$4,930,750
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,601,020
Net investment gain/loss from pooled separate accounts	2013-12-31	$925,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$390,451
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,669,841
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MARCUM, LLP
Accountancy firm EIN	2013-12-31	111986323
2012 : CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,942,156
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$869,323
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$827,368
Expenses. Certain deemed distributions of participant loans	2012-12-31	$9,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,368,437
Value of total assets at end of year	2012-12-31	$16,531,898
Value of total assets at beginning of year	2012-12-31	$14,459,065
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$32,017
Total interest from all sources	2012-12-31	$150,446
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$81,581
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$81,581
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$984,560
Participant contributions at end of year	2012-12-31	$495,395
Participant contributions at beginning of year	2012-12-31	$414,050
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$10,156
Other income not declared elsewhere	2012-12-31	$29,816
Administrative expenses (other) incurred	2012-12-31	$32,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,072,833
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$16,531,898
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$14,459,065
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,409,987
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,336,932
Value of interest in pooled separate accounts at end of year	2012-12-31	$4,695,766
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$6,944,352
Interest on participant loans	2012-12-31	$41,871
Interest earned on other investments	2012-12-31	$108,575
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$4,930,750
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$4,763,731
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$427,389
Net investment gain/loss from pooled separate accounts	2012-12-31	$884,487
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$373,721
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$827,368
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MARCUM, LLP
Accountancy firm EIN	2012-12-31	111986323
2011 : CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,127,849
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,394,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,339,209
Expenses. Certain deemed distributions of participant loans	2011-12-31	$21,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,260,733
Value of total assets at end of year	2011-12-31	$14,459,065
Value of total assets at beginning of year	2011-12-31	$15,725,332
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$33,218
Total interest from all sources	2011-12-31	$155,964
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$21,223
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$21,223
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$809,385
Participant contributions at end of year	2011-12-31	$414,050
Participant contributions at beginning of year	2011-12-31	$389,564
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$113,406
Other income not declared elsewhere	2011-12-31	$30,864
Administrative expenses (other) incurred	2011-12-31	$33,218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,266,267
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$14,459,065
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$15,725,332
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,336,932
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,313,688
Value of interest in pooled separate accounts at end of year	2011-12-31	$6,944,352
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$8,084,020
Interest on participant loans	2011-12-31	$36,522
Interest earned on other investments	2011-12-31	$119,442
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$4,763,731
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$4,938,060
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-100,892
Net investment gain/loss from pooled separate accounts	2011-12-31	$-240,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$337,942
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,339,209
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PARENT MCLAUGHLIN & NANGLE, CPA'S
Accountancy firm EIN	2011-12-31	042603383
2010 : CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,742,836
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$996,132
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$954,856
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,382,830
Value of total assets at end of year	2010-12-31	$15,725,332
Value of total assets at beginning of year	2010-12-31	$13,978,628
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$41,276
Total interest from all sources	2010-12-31	$168,938
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$4,570
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$4,570
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$935,959
Participant contributions at end of year	2010-12-31	$389,564
Participant contributions at beginning of year	2010-12-31	$300,717
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$82,135
Other income not declared elsewhere	2010-12-31	$38,792
Administrative expenses (other) incurred	2010-12-31	$41,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,746,704
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$15,725,332
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$13,978,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,313,688
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$0
Value of interest in pooled separate accounts at end of year	2010-12-31	$8,084,020
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$8,136,434
Interest on participant loans	2010-12-31	$31,569
Interest earned on other investments	2010-12-31	$137,369
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$4,938,060
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$5,541,477
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$298,281
Net investment gain/loss from pooled separate accounts	2010-12-31	$849,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$364,736
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$954,856
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PARENT MCLAUGHLIN & NANGLE, CPA'S
Accountancy firm EIN	2010-12-31	042603383

Form 5500 Responses for CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN

2017: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CUMMINS NORTHEAST, LLC. EMPLOYEE CAPITAL ACCUMULATION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

31208-001

Policy instance

Insurance contract or identification number	31208-001
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-29
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

31208-001

Policy instance

Insurance contract or identification number	31208-001
Number of Individuals Covered	296
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

31208-001

Policy instance

Insurance contract or identification number	31208-001
Number of Individuals Covered	275
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

31208-001

Policy instance

Insurance contract or identification number	31208-001
Number of Individuals Covered	262
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

31208-001

Policy instance

Insurance contract or identification number	31208-001
Number of Individuals Covered	252
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

31208-001

Policy instance

Insurance contract or identification number	31208-001
Number of Individuals Covered	241
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

31208-001

Policy instance

Insurance contract or identification number	31208-001
Number of Individuals Covered	229
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	CUMMINS NORTHEAST
Employer identification number (EIN):	273594167
NAIC Classification:	333200