401k Plan data: LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN plan

LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN
Plan identification number	001

LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LONG WHARF CAPITAL LLC has sponsored the creation of one or more 401k plans.

Company Name: LONG WHARF CAPITAL LLC

Employer identification number (EIN): 273699952

NAIC Classification: 525990
NAIC Description: Other Financial Vehicles

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-06-01

Plan Statistics for LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN

Measure Date Value
2022: LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 27
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 28
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 3
Total of all active and inactive participants 2022-01-01 31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 31
Number of participants with account balances 2022-01-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 2
2021: LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 25
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 2
Total of all active and inactive participants 2021-01-01 27
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 27
Number of participants with account balances 2021-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 23
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 2
Total of all active and inactive participants 2020-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 25
Number of participants with account balances 2020-01-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 22
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 22
Number of participants with account balances 2019-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-06-01 22
Total number of active participants reported on line 7a of the Form 5500 2018-06-01 22
Number of retired or separated participants receiving benefits 2018-06-01 0
Number of other retired or separated participants entitled to future benefits 2018-06-01 0
Total of all active and inactive participants 2018-06-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-06-01 0
Total participants 2018-06-01 22
Number of participants with account balances 2018-06-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-06-01 0

Measure	Date	Value
2022: LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	27
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	28
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	3
Total of all active and inactive participants	2022-01-01	31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	31
Number of participants with account balances	2022-01-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	2
2021: LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	25
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	2
Total of all active and inactive participants	2021-01-01	27
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	27
Number of participants with account balances	2021-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	23
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	2
Total of all active and inactive participants	2020-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	25
Number of participants with account balances	2020-01-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	22
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	22
Number of participants with account balances	2019-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-06-01	22
Total number of active participants reported on line 7a of the Form 5500	2018-06-01	22
Number of retired or separated participants receiving benefits	2018-06-01	0
Number of other retired or separated participants entitled to future benefits	2018-06-01	0
Total of all active and inactive participants	2018-06-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-06-01	0
Total participants	2018-06-01	22
Number of participants with account balances	2018-06-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-06-01	0

Financial Data on LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN

Measure	Date	Value
2022 : LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2022 401k financial data
Transfers to/from the plan	2022-12-31	$0
Total plan liabilities at end of year	2022-12-31	$0
Total plan liabilities at beginning of year	2022-12-31	$0
Total income from all sources	2022-12-31	$-5,625,891
Expenses. Total of all expenses incurred	2022-12-31	$386,569
Benefits paid (including direct rollovers)	2022-12-31	$352,106
Total plan assets at end of year	2022-12-31	$26,474,348
Total plan assets at beginning of year	2022-12-31	$32,486,808
Value of fidelity bond covering the plan	2022-12-31	$10,000,000
Assets. Value of tangible personal property	2022-12-31	$0
Total contributions received or receivable from participants	2022-12-31	$400,940
Assets. Value of loans (other than to participants)	2022-12-31	$0
Expenses. Other expenses not covered elsewhere	2022-12-31	$0
Contributions received from other sources (not participants or employers)	2022-12-31	$0
Other income received	2022-12-31	$-6,715,493
Noncash contributions received	2022-12-31	$0
Net income (gross income less expenses)	2022-12-31	$-6,012,460
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$26,474,348
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$32,486,808
Assets. Value of participant loans	2022-12-31	$0
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$0
Assets. Value of real-estate (other than employer real property)	2022-12-31	$0
Assets. Value of employer securities	2022-12-31	$0
Assets. Value of employer real property	2022-12-31	$0
Total contributions received or receivable from employer(s)	2022-12-31	$688,662
Value of certain deemed distributions of participant loans	2022-12-31	$0
Value of corrective distributions	2022-12-31	$24,273
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$10,190
2021 : LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2021 401k financial data
Transfers to/from the plan	2021-12-31	$0
Total plan liabilities at end of year	2021-12-31	$0
Total plan liabilities at beginning of year	2021-12-31	$0
Total income from all sources	2021-12-31	$6,202,653
Expenses. Total of all expenses incurred	2021-12-31	$14,693
Benefits paid (including direct rollovers)	2021-12-31	$-2,676
Total plan assets at end of year	2021-12-31	$32,486,808
Total plan assets at beginning of year	2021-12-31	$26,298,848
Value of fidelity bond covering the plan	2021-12-31	$10,000,000
Assets. Value of tangible personal property	2021-12-31	$0
Total contributions received or receivable from participants	2021-12-31	$379,206
Assets. Value of loans (other than to participants)	2021-12-31	$0
Expenses. Other expenses not covered elsewhere	2021-12-31	$0
Contributions received from other sources (not participants or employers)	2021-12-31	$2,084
Other income received	2021-12-31	$5,105,703
Noncash contributions received	2021-12-31	$0
Net income (gross income less expenses)	2021-12-31	$6,187,960
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$32,486,808
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$26,298,848
Assets. Value of participant loans	2021-12-31	$0
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$0
Assets. Value of real-estate (other than employer real property)	2021-12-31	$0
Assets. Value of employer securities	2021-12-31	$0
Assets. Value of employer real property	2021-12-31	$0
Total contributions received or receivable from employer(s)	2021-12-31	$715,660
Value of certain deemed distributions of participant loans	2021-12-31	$0
Value of corrective distributions	2021-12-31	$16,376
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$993
2020 : LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2020 401k financial data
Transfers to/from the plan	2020-12-31	$0
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$6,039,057
Expenses. Total of all expenses incurred	2020-12-31	$815,697
Benefits paid (including direct rollovers)	2020-12-31	$779,323
Total plan assets at end of year	2020-12-31	$26,298,848
Total plan assets at beginning of year	2020-12-31	$21,075,488
Value of fidelity bond covering the plan	2020-12-31	$10,000,000
Assets. Value of tangible personal property	2020-12-31	$0
Total contributions received or receivable from participants	2020-12-31	$386,974
Assets. Value of loans (other than to participants)	2020-12-31	$0
Expenses. Other expenses not covered elsewhere	2020-12-31	$0
Contributions received from other sources (not participants or employers)	2020-12-31	$11,885
Other income received	2020-12-31	$4,904,103
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$5,223,360
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$26,298,848
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$21,075,488
Assets. Value of participant loans	2020-12-31	$0
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$0
Assets. Value of real-estate (other than employer real property)	2020-12-31	$0
Assets. Value of employer securities	2020-12-31	$0
Assets. Value of employer real property	2020-12-31	$0
Total contributions received or receivable from employer(s)	2020-12-31	$736,095
Value of certain deemed distributions of participant loans	2020-12-31	$0
Value of corrective distributions	2020-12-31	$37,727
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$-1,353
2019 : LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2019 401k financial data
Transfers to/from the plan	2019-12-31	$0
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$5,412,997
Expenses. Total of all expenses incurred	2019-12-31	$332,511
Benefits paid (including direct rollovers)	2019-12-31	$326,684
Total plan assets at end of year	2019-12-31	$21,075,488
Total plan assets at beginning of year	2019-12-31	$15,995,002
Value of fidelity bond covering the plan	2019-12-31	$10,000,000
Total contributions received or receivable from participants	2019-12-31	$384,740
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$0
Other income received	2019-12-31	$4,253,053
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$5,080,486
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$21,075,488
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$15,995,002
Assets. Value of participant loans	2019-12-31	$6,706
Total contributions received or receivable from employer(s)	2019-12-31	$775,204
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$6,925
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$-1,098
2018 : LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$17,351,739
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$-1,332,769
Expenses. Total of all expenses incurred	2018-12-31	$23,968
Benefits paid (including direct rollovers)	2018-12-31	$0
Total plan assets at end of year	2018-12-31	$15,995,002
Total plan assets at beginning of year	2018-12-31	$0
Value of fidelity bond covering the plan	2018-12-31	$10,000,000
Total contributions received or receivable from participants	2018-12-31	$203,280
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-1,681,830
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-1,356,737
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$15,995,002
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$0
Assets. Value of participant loans	2018-12-31	$19,535
Total contributions received or receivable from employer(s)	2018-12-31	$145,781
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$27,088
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$-3,120

Form 5500 Responses for LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN

2022: LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	This submission is the final filing	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: LONG WHARF CAPITAL LLC RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-06-01	Type of plan entity	Single employer plan
2018-06-01	First time form 5500 has been submitted	Yes
2018-06-01	Submission has been amended	No
2018-06-01	This submission is the final filing	No
2018-06-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-06-01	Plan is a collectively bargained plan	No
2018-06-01	Plan funding arrangement – Trust	Yes
2018-06-01	Plan benefit arrangement - Trust	Yes

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Company Name:	LONG WHARF CAPITAL LLC
Employer identification number (EIN):	273699952
NAIC Classification:	525990
NAIC Description:	Other Financial Vehicles