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LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameLANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 001

LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LANDMARK PARTNERS LLC has sponsored the creation of one or more 401k plans.

Company Name:LANDMARK PARTNERS LLC
Employer identification number (EIN):274037891
NAIC Classification:523900

Additional information about LANDMARK PARTNERS LLC

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 2001-05-25
Company Identification Number: 20011106394
Legal Registered Office Address: 6341 Fairgrounds Avenue
Suite 100
Windsor
United States of America (USA)
80550

More information about LANDMARK PARTNERS LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01SHAWN VONHASSEL2019-08-27 SHAWN VONHASSEL2019-08-27
0012017-01-01SHAWN VONHASSEL2018-09-27 SHAWN VONHASSEL2018-09-27
0012016-01-01SHAWN VONHASSEL2017-10-11 SHAWN VONHASSEL2017-10-11
0012015-01-01TINA ST. PIERRE2016-10-14 TINA ST. PIERRE2016-10-14
0012014-01-01TINA ST. PIERRE2015-10-08 TINA ST. PIERRE2015-10-08
0012013-01-01TINA ST. PIERRE2014-10-14 TINA ST. PIERRE2014-10-14
0012012-01-01TINA ST. PIERRE2013-10-15
0012011-01-01DIANE A. IBANEZ

Plan Statistics for LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2021: LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01160
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01154
Total number of active participants reported on line 7a of the Form 55002020-01-01134
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0126
Total of all active and inactive participants2020-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01160
Number of participants with account balances2020-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01132
Total number of active participants reported on line 7a of the Form 55002019-01-01124
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0127
Total of all active and inactive participants2019-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01151
Number of participants with account balances2019-01-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2011: LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0155
Total number of active participants reported on line 7a of the Form 55002011-01-0150
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0110
Total of all active and inactive participants2011-01-0160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0160
Number of participants with account balances2011-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2021 : LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-07$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-07$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-07$0
Total income from all sources (including contributions)2021-12-07$5,525,038
Total loss/gain on sale of assets2021-12-07$0
Total of all expenses incurred2021-12-07$45,430,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-07$45,264,074
Value of total corrective distributions2021-12-07$244
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-07$1,502,735
Value of total assets at end of year2021-12-07$0
Value of total assets at beginning of year2021-12-07$39,905,067
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-07$165,787
Total interest from all sources2021-12-07$25,110
Total dividends received (eg from common stock, registered investment company shares)2021-12-07$164,399
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-07Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-07$0
Total dividends received from registered investment company shares (eg mutual funds)2021-12-07$164,399
Was this plan covered by a fidelity bond2021-12-07Yes
Value of fidelity bond cover2021-12-07$1,000,000
If this is an individual account plan, was there a blackout period2021-12-07No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-07$0
Were there any nonexempt tranactions with any party-in-interest2021-12-07No
Contributions received from participants2021-12-07$810,852
Participant contributions at end of year2021-12-07$0
Participant contributions at beginning of year2021-12-07$249,318
Income. Received or receivable in cash from other sources (including rollovers)2021-12-07$151,648
Other income not declared elsewhere2021-12-07$67,505
Administrative expenses (other) incurred2021-12-07$165,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-07No
Value of net income/loss2021-12-07$-39,905,067
Value of net assets at end of year (total assets less liabilities)2021-12-07$0
Value of net assets at beginning of year (total assets less liabilities)2021-12-07$39,905,067
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-07No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-07No
Were any leases to which the plan was party in default or uncollectible2021-12-07No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-07$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-07$28,111,826
Value of interest in pooled separate accounts at end of year2021-12-07$0
Value of interest in pooled separate accounts at beginning of year2021-12-07$9,146,204
Interest on participant loans2021-12-07$3,807
Interest earned on other investments2021-12-07$21,303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-07$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-07$2,397,719
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-07$2,712,492
Net investment gain/loss from pooled separate accounts2021-12-07$1,052,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-07No
Was there a failure to transmit to the plan any participant contributions2021-12-07No
Has the plan failed to provide any benefit when due under the plan2021-12-07No
Contributions received in cash from employer2021-12-07$540,235
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-07$45,264,074
Did the plan have assets held for investment2021-12-07No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-07No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-07Yes
Opinion of an independent qualified public accountant for this plan2021-12-07Disclaimer
Accountancy firm name2021-12-07CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-07410746749
2020 : LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$9,063,797
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$671,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$590,686
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,107,516
Value of total assets at end of year2020-12-31$39,905,067
Value of total assets at beginning of year2020-12-31$31,513,046
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$81,090
Total interest from all sources2020-12-31$50,274
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$375,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$375,357
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,818,133
Participant contributions at end of year2020-12-31$249,318
Participant contributions at beginning of year2020-12-31$269,082
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$94,819
Other income not declared elsewhere2020-12-31$-1
Administrative expenses (other) incurred2020-12-31$81,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$8,392,021
Value of net assets at end of year (total assets less liabilities)2020-12-31$39,905,067
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$31,513,046
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$28,111,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$22,177,361
Value of interest in pooled separate accounts at end of year2020-12-31$9,146,204
Value of interest in pooled separate accounts at beginning of year2020-12-31$7,548,634
Interest on participant loans2020-12-31$11,355
Interest earned on other investments2020-12-31$38,919
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,397,719
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,517,969
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,263,264
Net investment gain/loss from pooled separate accounts2020-12-31$1,267,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,194,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$590,686
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$8,557,473
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$981,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$907,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,875,907
Value of total assets at end of year2019-12-31$31,513,046
Value of total assets at beginning of year2019-12-31$23,936,768
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$73,765
Total interest from all sources2019-12-31$51,343
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$390,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$390,951
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,444,305
Participant contributions at end of year2019-12-31$269,082
Participant contributions at beginning of year2019-12-31$284,248
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$459,892
Administrative expenses (other) incurred2019-12-31$73,765
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,576,278
Value of net assets at end of year (total assets less liabilities)2019-12-31$31,513,046
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,936,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$22,177,361
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$16,144,122
Value of interest in pooled separate accounts at end of year2019-12-31$7,548,634
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,686,953
Interest on participant loans2019-12-31$12,400
Interest earned on other investments2019-12-31$38,943
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,517,969
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,821,445
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,604,763
Net investment gain/loss from pooled separate accounts2019-12-31$1,634,509
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$971,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$907,430
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BLUM, SHAPIRO & CO., P.C.
Accountancy firm EIN2019-12-31061009205
2011 : LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total income from all sources2011-12-31$610,979
Expenses. Total of all expenses incurred2011-12-31$64,334
Benefits paid (including direct rollovers)2011-12-31$63,678
Total plan assets at end of year2011-12-31$9,319,532
Total plan assets at beginning of year2011-12-31$8,772,887
Value of fidelity bond covering the plan2011-12-31$1,000,000
Total contributions received or receivable from participants2011-12-31$591,672
Other income received2011-12-31$-373,737
Net income (gross income less expenses)2011-12-31$546,645
Net plan assets at end of year (total assets less liabilities)2011-12-31$9,319,532
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$8,772,887
Assets. Value of participant loans2011-12-31$191,041
Total contributions received or receivable from employer(s)2011-12-31$393,044
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$656
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0

Form 5500 Responses for LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN

2021: LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2011: LANDMARK PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040267
Policy instance 1
Insurance contract or identification number040267
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040267
Policy instance 1
Insurance contract or identification number040267
Number of Individuals Covered160
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $13,472
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees13472
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040267
Policy instance 1
Insurance contract or identification number040267
Number of Individuals Covered151
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $17,276
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees17276
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40267
Policy instance 1
Insurance contract or identification number40267
Number of Individuals Covered60
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,498
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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