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K. WEST GROUP, LLC 401(K) PLAN 401k Plan overview

Plan NameK. WEST GROUP, LLC 401(K) PLAN
Plan identification number 001

K. WEST GROUP, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

K. WEST GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name:K. WEST GROUP, LLC
Employer identification number (EIN):300016317
NAIC Classification:237990
NAIC Description:Other Heavy and Civil Engineering Construction

Additional information about K. WEST GROUP, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4711153

More information about K. WEST GROUP, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan K. WEST GROUP, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01ROGER KIDD2023-10-10
0012021-01-01ROGER KIDD2022-10-05
0012020-01-01ROGER KIDD2021-10-03
0012019-01-01ROGER KIDD2020-09-10
0012018-01-01ROGER KIDD2019-10-07
0012017-01-01
0012016-01-01ROGER KIDD ROGER KIDD2017-10-13
0012015-01-01ROGER KIDD2016-08-15
0012014-01-01ROGER KIDD2015-08-06
0012013-01-01JOAN BIBLER2014-06-18 ROGER KIDD2014-06-18
0012012-01-01DAVID LERSCH DAVID LERSCH2013-06-07
0012011-01-01DAVID LERSCH DAVID LERSCH2012-07-25
0012010-01-01DAVID LERSCH
0012009-07-20DAVID M. LERSCH DAVID M. LERSCH2010-07-22

Plan Statistics for K. WEST GROUP, LLC 401(K) PLAN

401k plan membership statisitcs for K. WEST GROUP, LLC 401(K) PLAN

Measure Date Value
2022: K. WEST GROUP, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01256
Total number of active participants reported on line 7a of the Form 55002022-01-01241
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0142
Total of all active and inactive participants2022-01-01283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01283
Number of participants with account balances2022-01-01282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-015
2021: K. WEST GROUP, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01245
Total number of active participants reported on line 7a of the Form 55002021-01-01199
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0142
Total of all active and inactive participants2021-01-01241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01241
Number of participants with account balances2021-01-01241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0114
2020: K. WEST GROUP, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01246
Total number of active participants reported on line 7a of the Form 55002020-01-01208
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0131
Total of all active and inactive participants2020-01-01239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01239
Number of participants with account balances2020-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0111
2019: K. WEST GROUP, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01223
Total number of active participants reported on line 7a of the Form 55002019-01-01198
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0134
Total of all active and inactive participants2019-01-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01232
Number of participants with account balances2019-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0121
2018: K. WEST GROUP, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01191
Total number of active participants reported on line 7a of the Form 55002018-01-01167
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0148
Total of all active and inactive participants2018-01-01215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01215
Number of participants with account balances2018-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0123
2017: K. WEST GROUP, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01188
Total number of active participants reported on line 7a of the Form 55002017-01-01162
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0123
Total of all active and inactive participants2017-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01185
Number of participants with account balances2017-01-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0116
2016: K. WEST GROUP, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01149
Total number of active participants reported on line 7a of the Form 55002016-01-01130
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0145
Total of all active and inactive participants2016-01-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01175
Number of participants with account balances2016-01-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0110
2012: K. WEST GROUP, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0132
Total number of active participants reported on line 7a of the Form 55002012-01-0147
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-017
Total of all active and inactive participants2012-01-0154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0154
Number of participants with account balances2012-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0110
2011: K. WEST GROUP, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0134
Total number of active participants reported on line 7a of the Form 55002011-01-0136
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-0136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0136
Number of participants with account balances2011-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: K. WEST GROUP, LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0126
Total number of active participants reported on line 7a of the Form 55002010-01-0127
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-0127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0127
Number of participants with account balances2010-01-0127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: K. WEST GROUP, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-2027
Total number of active participants reported on line 7a of the Form 55002009-07-2027
Number of retired or separated participants receiving benefits2009-07-200
Number of other retired or separated participants entitled to future benefits2009-07-202
Total of all active and inactive participants2009-07-2029
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-200
Total participants2009-07-2029
Number of participants with account balances2009-07-2026
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-203

Financial Data on K. WEST GROUP, LLC 401(K) PLAN

Measure Date Value
2022 : K. WEST GROUP, LLC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$93,208
Total income from all sources (including contributions)2022-12-31$250,421
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,818,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,739,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,613,616
Value of total assets at end of year2022-12-31$15,577,973
Value of total assets at beginning of year2022-12-31$17,239,615
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$79,805
Total interest from all sources2022-12-31$39,543
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$332,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$332,095
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,568,222
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$313,207
Liabilities. Value of operating payables at beginning of year2022-12-31$80
Total non interest bearing cash at beginning of year2022-12-31$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,568,434
Value of net assets at end of year (total assets less liabilities)2022-12-31$15,577,973
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$17,146,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$13,517,796
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$15,276,508
Interest earned on other investments2022-12-31$39,543
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$2,054,505
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,934,922
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,734,833
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$732,187
Employer contributions (assets) at end of year2022-12-31$5,672
Employer contributions (assets) at beginning of year2022-12-31$28,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,739,050
Contract administrator fees2022-12-31$79,805
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$93,128
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : K. WEST GROUP, LLC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$93,208
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,398,366
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,279,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,203,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,129,016
Value of total assets at end of year2021-12-31$17,239,615
Value of total assets at beginning of year2021-12-31$15,027,793
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$76,374
Total interest from all sources2021-12-31$36,623
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$385,687
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$385,687
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,430,155
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,329
Liabilities. Value of operating payables at end of year2021-12-31$80
Total non interest bearing cash at end of year2021-12-31$4
Total non interest bearing cash at beginning of year2021-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,118,614
Value of net assets at end of year (total assets less liabilities)2021-12-31$17,146,407
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$15,027,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$15,276,508
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$13,618,423
Interest earned on other investments2021-12-31$36,623
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,934,922
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,396,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,847,040
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$695,532
Employer contributions (assets) at end of year2021-12-31$28,181
Employer contributions (assets) at beginning of year2021-12-31$13,148
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,203,378
Contract administrator fees2021-12-31$76,374
Liabilities. Value of benefit claims payable at end of year2021-12-31$93,128
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GILMORE JASION AND MAHLER
Accountancy firm EIN2021-12-31341827159
2020 : K. WEST GROUP, LLC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,250,113
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,254,160
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,183,923
Value of total corrective distributions2020-12-31$317
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,082,509
Value of total assets at end of year2020-12-31$15,027,793
Value of total assets at beginning of year2020-12-31$12,031,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$69,920
Total interest from all sources2020-12-31$26,824
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$287,127
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$287,127
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,366,377
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$30,134
Total non interest bearing cash at end of year2020-12-31$2
Total non interest bearing cash at beginning of year2020-12-31$12
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,995,953
Value of net assets at end of year (total assets less liabilities)2020-12-31$15,027,793
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$12,031,840
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$13,618,423
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$10,901,929
Interest earned on other investments2020-12-31$26,824
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,396,220
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,087,189
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,853,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$685,998
Employer contributions (assets) at end of year2020-12-31$13,148
Employer contributions (assets) at beginning of year2020-12-31$42,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,183,923
Contract administrator fees2020-12-31$69,920
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GILMORE JASION AND MAHLER
Accountancy firm EIN2020-12-31341827159
2019 : K. WEST GROUP, LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,964,625
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$949,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$882,307
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,899,168
Value of total assets at end of year2019-12-31$12,031,840
Value of total assets at beginning of year2019-12-31$9,017,119
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$67,597
Total interest from all sources2019-12-31$23,387
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$272,026
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$272,026
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,206,665
Participant contributions at beginning of year2019-12-31$50
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$37,067
Total non interest bearing cash at end of year2019-12-31$12
Total non interest bearing cash at beginning of year2019-12-31$810
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,014,721
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,031,840
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,017,119
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$10,901,929
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$7,876,452
Interest earned on other investments2019-12-31$23,387
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,087,189
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$604,552
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,770,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$655,436
Employer contributions (assets) at end of year2019-12-31$42,710
Employer contributions (assets) at beginning of year2019-12-31$535,255
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$882,307
Contract administrator fees2019-12-31$67,597
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GILMORE JASION AND MAHLER
Accountancy firm EIN2019-12-31341827159
2018 : K. WEST GROUP, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,825,017
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$566,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$510,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,192,412
Value of total assets at end of year2018-12-31$9,017,119
Value of total assets at beginning of year2018-12-31$7,758,876
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$56,299
Total interest from all sources2018-12-31$13,378
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$216,802
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$216,802
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$977,071
Participant contributions at end of year2018-12-31$50
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$156,076
Total non interest bearing cash at end of year2018-12-31$810
Total non interest bearing cash at beginning of year2018-12-31$5
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,258,243
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,017,119
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,758,876
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$7,876,452
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$7,076,480
Interest earned on other investments2018-12-31$13,378
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$604,552
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$403,443
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-597,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,059,265
Employer contributions (assets) at end of year2018-12-31$535,255
Employer contributions (assets) at beginning of year2018-12-31$278,948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$510,475
Contract administrator fees2018-12-31$56,299
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GILMORE JASION AND MAHLER
Accountancy firm EIN2018-12-31341827159
2017 : K. WEST GROUP, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,436,388
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$358,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$327,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,486,676
Value of total assets at end of year2017-12-31$7,758,876
Value of total assets at beginning of year2017-12-31$5,681,278
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$31,497
Total interest from all sources2017-12-31$8,142
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$126,973
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$126,973
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$761,472
Participant contributions at beginning of year2017-12-31$10,033
Total non interest bearing cash at end of year2017-12-31$5
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,077,598
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,758,876
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,681,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$7,076,480
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,922,380
Interest earned on other investments2017-12-31$6,950
Income. Interest from US Government securities2017-12-31$1,192
Value of interest in common/collective trusts at beginning of year2017-12-31$338,103
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$403,443
Asset value of US Government securities at beginning of year2017-12-31$284,291
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$813,403
Net investment gain or loss from common/collective trusts2017-12-31$1,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$725,204
Employer contributions (assets) at end of year2017-12-31$278,948
Employer contributions (assets) at beginning of year2017-12-31$126,471
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$327,293
Contract administrator fees2017-12-31$31,497
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GILMORE JASION AND MAHLER
Accountancy firm EIN2017-12-31341827159
2016 : K. WEST GROUP, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,702,180
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$116,754
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$79,678
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,311,707
Value of total assets at end of year2016-12-31$5,681,278
Value of total assets at beginning of year2016-12-31$4,095,852
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$37,076
Total interest from all sources2016-12-31$1,118
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$84,576
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$84,576
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$553,656
Participant contributions at end of year2016-12-31$10,033
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$6,061
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,585,426
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,681,278
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,095,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$23,193
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,922,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,557,210
Interest on participant loans2016-12-31$0
Income. Interest from loans (other than to participants)2016-12-31$0
Income. Interest from US Government securities2016-12-31$1,118
Value of interest in common/collective trusts at end of year2016-12-31$338,103
Value of interest in common/collective trusts at beginning of year2016-12-31$340,445
Asset value of US Government securities at end of year2016-12-31$284,291
Asset value of US Government securities at beginning of year2016-12-31$198,197
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$297,503
Net investment gain or loss from common/collective trusts2016-12-31$7,276
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$751,990
Employer contributions (assets) at end of year2016-12-31$126,471
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$79,678
Contract administrator fees2016-12-31$13,883
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Qualified
Accountancy firm name2016-12-31GILMORE JASION AND MAHLER
Accountancy firm EIN2016-12-31341827159
2012 : K. WEST GROUP, LLC 401(K) PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$12,281
Total income from all sources2012-12-31$388,535
Expenses. Total of all expenses incurred2012-12-31$36,018
Benefits paid (including direct rollovers)2012-12-31$35,943
Total plan assets at end of year2012-12-31$1,308,380
Total plan assets at beginning of year2012-12-31$943,582
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$137,173
Expenses. Other expenses not covered elsewhere2012-12-31$75
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$138,830
Net income (gross income less expenses)2012-12-31$352,517
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,308,380
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$943,582
Assets. Value of participant loans2012-12-31$0
Total contributions received or receivable from employer(s)2012-12-31$112,532
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : K. WEST GROUP, LLC 401(K) PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total income from all sources2011-12-31$109,464
Expenses. Total of all expenses incurred2011-12-31$51,180
Benefits paid (including direct rollovers)2011-12-31$50,790
Total plan assets at end of year2011-12-31$944,722
Total plan assets at beginning of year2011-12-31$886,438
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$103,679
Expenses. Other expenses not covered elsewhere2011-12-31$75
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-48,704
Net income (gross income less expenses)2011-12-31$58,284
Net plan assets at end of year (total assets less liabilities)2011-12-31$944,722
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$886,438
Assets. Value of participant loans2011-12-31$0
Total contributions received or receivable from employer(s)2011-12-31$54,489
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$315
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : K. WEST GROUP, LLC 401(K) PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total income from all sources2010-12-31$233,762
Expenses. Total of all expenses incurred2010-12-31$11,874
Benefits paid (including direct rollovers)2010-12-31$11,849
Total plan assets at end of year2010-12-31$886,438
Total plan assets at beginning of year2010-12-31$664,550
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$106,109
Expenses. Other expenses not covered elsewhere2010-12-31$25
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$95,748
Net income (gross income less expenses)2010-12-31$221,888
Net plan assets at end of year (total assets less liabilities)2010-12-31$886,438
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$664,550
Assets. Value of participant loans2010-12-31$0
Total contributions received or receivable from employer(s)2010-12-31$31,905
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
2009 : K. WEST GROUP, LLC 401(K) PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for K. WEST GROUP, LLC 401(K) PLAN

2022: K. WEST GROUP, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: K. WEST GROUP, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: K. WEST GROUP, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: K. WEST GROUP, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: K. WEST GROUP, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: K. WEST GROUP, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: K. WEST GROUP, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2012: K. WEST GROUP, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: K. WEST GROUP, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: K. WEST GROUP, LLC 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: K. WEST GROUP, LLC 401(K) PLAN 2009 form 5500 responses
2009-07-20Type of plan entitySingle employer plan
2009-07-20First time form 5500 has been submittedYes
2009-07-20Submission has been amendedNo
2009-07-20This submission is the final filingNo
2009-07-20This return/report is a short plan year return/report (less than 12 months)Yes
2009-07-20Plan is a collectively bargained planNo
2009-07-20Plan funding arrangement – InsuranceYes
2009-07-20Plan funding arrangement – TrustYes
2009-07-20Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811210
Policy instance 1
Insurance contract or identification number811210
Number of Individuals Covered283
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811210
Policy instance 1
Insurance contract or identification number811210
Number of Individuals Covered241
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811210
Policy instance 1
Insurance contract or identification number811210
Number of Individuals Covered239
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811210
Policy instance 1
Insurance contract or identification number811210
Number of Individuals Covered232
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811210
Policy instance 1
Insurance contract or identification number811210
Number of Individuals Covered215
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811210
Policy instance 1
Insurance contract or identification number811210
Number of Individuals Covered185
Insurance policy start date2017-02-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-814004
Policy instance 1
Insurance contract or identification numberGA-814004
Number of Individuals Covered47
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $2,116
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,521
Insurance broker organization code?3
Insurance broker nameNATIONAL PLANNING CORP
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-814004
Policy instance 1
Insurance contract or identification numberGA-814004
Number of Individuals Covered26
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1,817
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-814004
Policy instance 1
Insurance contract or identification numberGA-814004
Number of Individuals Covered27
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,368
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,368
Insurance broker organization code?3
Insurance broker nameNATIONAL PLANNING INS AGCY

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