401k Plan data: CAPTIVE RESOURCES 401(K) PLAN plan

CAPTIVE RESOURCES 401(K) PLAN 401k Plan overview

Plan Name	CAPTIVE RESOURCES 401(K) PLAN
Plan identification number	001

CAPTIVE RESOURCES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CAPTIVE RESOURCES, LLC has sponsored the creation of one or more 401k plans.

Company Name: CAPTIVE RESOURCES, LLC

Employer identification number (EIN): 300073596

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Additional information about CAPTIVE RESOURCES, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3510572

More information about CAPTIVE RESOURCES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPTIVE RESOURCES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 DONNA DREUTH
001 2017-01-01 DONNA DREUTH
001 2016-01-01 DONNA DREUTH
001 2016-01-01
001 2015-01-01 DONNA DREUTH
001 2014-01-01 ERNEST C. ACHTIEN 2015-03-26
001 2013-01-01 ERNEST C. ACHTIEN 2014-07-09
001 2012-01-01 ERNEST ACHTIEN 2013-02-07 ERNEST ACHTIEN 2013-02-07
001 2011-01-01 ERNEST ACHTIEN 2012-02-16 ERNEST ACHTIEN 2012-02-16
001 2010-01-01 ERNEST ACHTIEN 2011-04-05 ERNEST ACHTIEN 2011-04-05
001 2008-01-01 ROSE FRIERI
001 2007-01-01 ROSE FRIERI

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01	DONNA DREUTH
001	2017-01-01	DONNA DREUTH
001	2016-01-01	DONNA DREUTH
001	2016-01-01
001	2015-01-01	DONNA DREUTH
001	2014-01-01	ERNEST C. ACHTIEN	2015-03-26
001	2013-01-01	ERNEST C. ACHTIEN	2014-07-09
001	2012-01-01	ERNEST ACHTIEN	2013-02-07	ERNEST ACHTIEN	2013-02-07
001	2011-01-01	ERNEST ACHTIEN	2012-02-16	ERNEST ACHTIEN	2012-02-16
001	2010-01-01	ERNEST ACHTIEN	2011-04-05	ERNEST ACHTIEN	2011-04-05
001	2008-01-01	ROSE FRIERI
001	2007-01-01	ROSE FRIERI

Plan Statistics for CAPTIVE RESOURCES 401(K) PLAN

401k plan membership statisitcs for CAPTIVE RESOURCES 401(K) PLAN

Measure Date Value
2022: CAPTIVE RESOURCES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 309
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 313
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 39
Total of all active and inactive participants 2022-01-01 352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 352
Number of participants with account balances 2022-01-01 347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 15
2021: CAPTIVE RESOURCES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 261
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 275
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 34
Total of all active and inactive participants 2021-01-01 309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 309
Number of participants with account balances 2021-01-01 306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 13
2020: CAPTIVE RESOURCES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 241
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 231
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 30
Total of all active and inactive participants 2020-01-01 261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 261
Number of participants with account balances 2020-01-01 261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 15
2019: CAPTIVE RESOURCES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 240
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 215
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 26
Total of all active and inactive participants 2019-01-01 241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 241
Number of participants with account balances 2019-01-01 241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 6
2018: CAPTIVE RESOURCES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 214
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 201
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 31
Total of all active and inactive participants 2018-01-01 232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 232
Number of participants with account balances 2018-01-01 231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 16
2017: CAPTIVE RESOURCES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 192
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 178
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 24
Total of all active and inactive participants 2017-01-01 202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 202
Number of participants with account balances 2017-01-01 202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 9
2016: CAPTIVE RESOURCES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 192
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 178
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 14
Total of all active and inactive participants 2016-01-01 192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 192
Number of participants with account balances 2016-01-01 191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 8
2015: CAPTIVE RESOURCES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 161
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 179
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 8
Total of all active and inactive participants 2015-01-01 187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 187
Number of participants with account balances 2015-01-01 187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 4
2008: CAPTIVE RESOURCES 401(K) PLAN 2008 401k membership
Total participants, beginning-of-year 2008-01-01 98
Total number of active participants reported on line 7a of the Form 5500 2008-01-01 98
Number of other retired or separated participants entitled to future benefits 2008-01-01 2
Total of all active and inactive participants 2008-01-01 100
Total participants 2008-01-01 100
Number of participants with account balances 2008-01-01 99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-01-01 1
2007: CAPTIVE RESOURCES 401(K) PLAN 2007 401k membership
Total participants, beginning-of-year 2007-01-01 95
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 98
Number of other retired or separated participants entitled to future benefits 2007-01-01 1
Total of all active and inactive participants 2007-01-01 99
Total participants 2007-01-01 99
Number of participants with account balances 2007-01-01 97

Measure	Date	Value
2022: CAPTIVE RESOURCES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	309
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	313
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	39
Total of all active and inactive participants	2022-01-01	352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	352
Number of participants with account balances	2022-01-01	347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	15
2021: CAPTIVE RESOURCES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	261
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	275
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	34
Total of all active and inactive participants	2021-01-01	309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	309
Number of participants with account balances	2021-01-01	306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	13
2020: CAPTIVE RESOURCES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	241
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	231
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	30
Total of all active and inactive participants	2020-01-01	261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	261
Number of participants with account balances	2020-01-01	261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	15
2019: CAPTIVE RESOURCES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	240
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	215
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	26
Total of all active and inactive participants	2019-01-01	241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	241
Number of participants with account balances	2019-01-01	241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	6
2018: CAPTIVE RESOURCES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	214
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	201
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	31
Total of all active and inactive participants	2018-01-01	232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	232
Number of participants with account balances	2018-01-01	231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	16
2017: CAPTIVE RESOURCES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	192
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	178
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	24
Total of all active and inactive participants	2017-01-01	202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	202
Number of participants with account balances	2017-01-01	202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	9
2016: CAPTIVE RESOURCES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	192
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	178
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	14
Total of all active and inactive participants	2016-01-01	192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	192
Number of participants with account balances	2016-01-01	191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	8
2015: CAPTIVE RESOURCES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	161
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	179
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	8
Total of all active and inactive participants	2015-01-01	187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	187
Number of participants with account balances	2015-01-01	187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	4
2008: CAPTIVE RESOURCES 401(K) PLAN 2008 401k membership
Total participants, beginning-of-year	2008-01-01	98
Total number of active participants reported on line 7a of the Form 5500	2008-01-01	98
Number of other retired or separated participants entitled to future benefits	2008-01-01	2
Total of all active and inactive participants	2008-01-01	100
Total participants	2008-01-01	100
Number of participants with account balances	2008-01-01	99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-01-01	1
2007: CAPTIVE RESOURCES 401(K) PLAN 2007 401k membership
Total participants, beginning-of-year	2007-01-01	95
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	98
Number of other retired or separated participants entitled to future benefits	2007-01-01	1
Total of all active and inactive participants	2007-01-01	99
Total participants	2007-01-01	99
Number of participants with account balances	2007-01-01	97

Financial Data on CAPTIVE RESOURCES 401(K) PLAN

Measure	Date	Value
2022 : CAPTIVE RESOURCES 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-6,799,776
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$2,680,008
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,602,482
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$6,360,028
Value of total assets at end of year	2022-12-31	$64,898,311
Value of total assets at beginning of year	2022-12-31	$74,378,095
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$77,526
Total interest from all sources	2022-12-31	$26,653
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,134,683
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,134,683
Administrative expenses professional fees incurred	2022-12-31	$11,200
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$3,842,986
Participant contributions at end of year	2022-12-31	$494,880
Participant contributions at beginning of year	2022-12-31	$581,385
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$652,787
Administrative expenses (other) incurred	2022-12-31	$1,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-9,479,784
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$64,898,311
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$74,378,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$50,618
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$62,126,149
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$70,511,246
Value of interest in pooled separate accounts at end of year	2022-12-31	$2,277,282
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$3,285,464
Interest on participant loans	2022-12-31	$26,653
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-14,373,241
Net investment gain/loss from pooled separate accounts	2022-12-31	$52,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,864,255
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,602,482
Contract administrator fees	2022-12-31	$14,058
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	MILLER COOPER & CO., LTD.
Accountancy firm EIN	2022-12-31	362897372
2021 : CAPTIVE RESOURCES 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$16,064,587
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$3,327,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$3,250,463
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$6,317,062
Value of total assets at end of year	2021-12-31	$74,378,095
Value of total assets at beginning of year	2021-12-31	$61,640,911
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$76,940
Total interest from all sources	2021-12-31	$36,580
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,086,274
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,086,274
Administrative expenses professional fees incurred	2021-12-31	$10,700
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$3,096,847
Participant contributions at end of year	2021-12-31	$581,385
Participant contributions at beginning of year	2021-12-31	$751,062
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$1,741,927
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$12,737,184
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$74,378,095
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$61,640,911
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$54,230
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$70,511,246
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$57,245,348
Value of interest in pooled separate accounts at end of year	2021-12-31	$3,285,464
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$3,644,501
Interest on participant loans	2021-12-31	$36,580
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$8,566,627
Net investment gain/loss from pooled separate accounts	2021-12-31	$58,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$1,478,288
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$3,250,463
Contract administrator fees	2021-12-31	$12,010
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	MILLER COOPER & CO., LTD.
Accountancy firm EIN	2021-12-31	362897372
2020 : CAPTIVE RESOURCES 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$12,199,481
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,686,166
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,613,117
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$4,675,773
Value of total assets at end of year	2020-12-31	$61,640,911
Value of total assets at beginning of year	2020-12-31	$51,127,596
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$73,049
Total interest from all sources	2020-12-31	$38,926
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$708,468
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$708,468
Administrative expenses professional fees incurred	2020-12-31	$10,600
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$2,724,959
Participant contributions at end of year	2020-12-31	$751,062
Participant contributions at beginning of year	2020-12-31	$539,256
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$683,096
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$10,513,315
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$61,640,911
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$51,127,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$50,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$57,245,348
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$47,627,662
Value of interest in pooled separate accounts at end of year	2020-12-31	$3,644,501
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$2,960,678
Interest on participant loans	2020-12-31	$38,926
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$6,712,699
Net investment gain/loss from pooled separate accounts	2020-12-31	$63,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$1,267,718
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,613,117
Contract administrator fees	2020-12-31	$12,449
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	MILLER COOPER & CO., LTD.
Accountancy firm EIN	2020-12-31	362897372
2019 : CAPTIVE RESOURCES 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$13,755,341
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$4,070,098
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$4,009,520
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$4,422,664
Value of total assets at end of year	2019-12-31	$51,127,596
Value of total assets at beginning of year	2019-12-31	$41,442,353
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$60,578
Total interest from all sources	2019-12-31	$27,327
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$849,878
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$849,878
Administrative expenses professional fees incurred	2019-12-31	$10,500
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$2,580,742
Participant contributions at end of year	2019-12-31	$539,256
Participant contributions at beginning of year	2019-12-31	$436,961
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$617,745
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$9,685,243
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$51,127,596
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$41,442,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$39,250
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$47,627,662
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$38,790,313
Value of interest in pooled separate accounts at end of year	2019-12-31	$2,960,678
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$2,215,079
Interest on participant loans	2019-12-31	$27,327
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$8,402,573
Net investment gain/loss from pooled separate accounts	2019-12-31	$52,899
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$1,224,177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$4,009,520
Contract administrator fees	2019-12-31	$10,828
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MILLER COOPER & CO., LTD.
Accountancy firm EIN	2019-12-31	362897372
2018 : CAPTIVE RESOURCES 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,133,250
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$788,817
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$713,869
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$3,999,942
Value of total assets at end of year	2018-12-31	$41,442,353
Value of total assets at beginning of year	2018-12-31	$41,097,920
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$74,948
Total interest from all sources	2018-12-31	$19,890
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,477,239
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,477,239
Administrative expenses professional fees incurred	2018-12-31	$10,300
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$2,283,275
Participant contributions at end of year	2018-12-31	$436,961
Participant contributions at beginning of year	2018-12-31	$349,549
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$152,058
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$344,433
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$41,442,353
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$41,097,920
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$42,139
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$38,790,313
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$38,728,672
Value of interest in pooled separate accounts at end of year	2018-12-31	$2,215,079
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$2,019,699
Interest on participant loans	2018-12-31	$19,890
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-4,405,085
Net investment gain/loss from pooled separate accounts	2018-12-31	$41,264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,564,609
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$713,869
Contract administrator fees	2018-12-31	$22,509
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MILLER COOPER & CO., LTD.
Accountancy firm EIN	2018-12-31	362897372
2017 : CAPTIVE RESOURCES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$9,962,937
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,701,811
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,631,682
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$3,858,855
Value of total assets at end of year	2017-12-31	$41,097,920
Value of total assets at beginning of year	2017-12-31	$33,836,794
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$70,129
Total interest from all sources	2017-12-31	$16,898
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,160,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,160,164
Administrative expenses professional fees incurred	2017-12-31	$9,800
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,151,344
Participant contributions at end of year	2017-12-31	$349,549
Participant contributions at beginning of year	2017-12-31	$396,143
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$236,825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$7,261,126
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$41,097,920
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$33,836,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$45,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$38,728,672
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$31,704,037
Value of interest in pooled separate accounts at end of year	2017-12-31	$2,019,699
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$1,736,614
Interest on participant loans	2017-12-31	$16,898
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$4,897,286
Net investment gain/loss from pooled separate accounts	2017-12-31	$29,734
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,470,686
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,631,682
Contract administrator fees	2017-12-31	$15,329
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MILLER COOPER & CO., LTD.
Accountancy firm EIN	2017-12-31	362897372
2016 : CAPTIVE RESOURCES 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$6,383,164
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,443,204
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,373,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,824,246
Value of total assets at end of year	2016-12-31	$33,836,794
Value of total assets at beginning of year	2016-12-31	$28,896,834
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$69,726
Total interest from all sources	2016-12-31	$20,465
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$835,285
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$835,285
Administrative expenses professional fees incurred	2016-12-31	$9,500
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,101,511
Participant contributions at end of year	2016-12-31	$396,143
Participant contributions at beginning of year	2016-12-31	$433,274
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$291,789
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$4,939,960
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$33,836,794
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$28,896,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$32,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$31,704,037
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$26,629,291
Value of interest in pooled separate accounts at end of year	2016-12-31	$1,736,614
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$1,834,269
Interest on participant loans	2016-12-31	$20,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,676,206
Net investment gain/loss from pooled separate accounts	2016-12-31	$26,962
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,430,946
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,373,478
Contract administrator fees	2016-12-31	$28,226
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MILLER COOPER & CO., LTD.
Accountancy firm EIN	2016-12-31	362897372
2015 : CAPTIVE RESOURCES 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,858,270
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,083,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,039,123
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,865,867
Value of total assets at end of year	2015-12-31	$28,896,834
Value of total assets at beginning of year	2015-12-31	$27,121,769
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$44,082
Total interest from all sources	2015-12-31	$16,942
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,135,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,135,384
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,857,651
Participant contributions at end of year	2015-12-31	$433,274
Participant contributions at beginning of year	2015-12-31	$375,957
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$140,167
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,775,065
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$28,896,834
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$27,121,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$574
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$26,629,291
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$25,585,548
Value of interest in pooled separate accounts at end of year	2015-12-31	$1,834,269
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$1,160,264
Interest on participant loans	2015-12-31	$16,942
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,181,300
Net investment gain/loss from pooled separate accounts	2015-12-31	$21,377
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$868,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,039,123
Contract administrator fees	2015-12-31	$43,508
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MILLER COOPER
Accountancy firm EIN	2015-12-31	362897372

Form 5500 Responses for CAPTIVE RESOURCES 401(K) PLAN

2022: CAPTIVE RESOURCES 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CAPTIVE RESOURCES 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CAPTIVE RESOURCES 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CAPTIVE RESOURCES 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CAPTIVE RESOURCES 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CAPTIVE RESOURCES 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CAPTIVE RESOURCES 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CAPTIVE RESOURCES 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2008: CAPTIVE RESOURCES 401(K) PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	No
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No
2008-01-01	Plan funding arrangement – Insurance	Yes
2008-01-01	Plan funding arrangement – Trust	Yes
2008-01-01	Plan benefit arrangement – Insurance	Yes
2008-01-01	Plan benefit arrangement - Trust	Yes
2007: CAPTIVE RESOURCES 401(K) PLAN 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	Submission has been amended	No
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2007-01-01	Plan funding arrangement – Insurance	Yes
2007-01-01	Plan funding arrangement – Trust	Yes
2007-01-01	Plan benefit arrangement – Insurance	Yes
2007-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

30500

Policy instance

Insurance contract or identification number	30500
Number of Individuals Covered	347
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

30500

Policy instance

Insurance contract or identification number	30500
Number of Individuals Covered	306
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

30500

Policy instance

Insurance contract or identification number	30500
Number of Individuals Covered	261
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

30500

Policy instance

Insurance contract or identification number	30500
Number of Individuals Covered	241
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

30500

Policy instance

Insurance contract or identification number	30500
Number of Individuals Covered	231
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

30500

Policy instance

Insurance contract or identification number	30500
Number of Individuals Covered	202
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

30500

Policy instance

Insurance contract or identification number	30500
Number of Individuals Covered	187
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	CAPTIVE RESOURCES, LLC
Employer identification number (EIN):	300073596
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3510572