401k Plan data: SWAN PRODUCTS LLC 401(K) PLAN plan

SWAN PRODUCTS LLC 401(K) PLAN 401k Plan overview

Plan Name	SWAN PRODUCTS LLC 401(K) PLAN
Plan identification number	001

SWAN PRODUCTS LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SWAN PRODUCTS LLC has sponsored the creation of one or more 401k plans.

Company Name: SWAN PRODUCTS LLC

Employer identification number (EIN): 300762206

NAIC Classification: 326100

Additional information about SWAN PRODUCTS LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 5278293

More information about SWAN PRODUCTS LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SWAN PRODUCTS LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 MICHAEL KLAES
001 2016-01-01 MICHAEL KLAES
001 2015-01-01 MICHAEL KLAES
001 2014-01-01 LORRAINE FISCHER LORRAINE FISCHER 2015-10-15
001 2013-06-01 LORRAINE FISCHER LORRAINE FISCHER 2014-10-15

Plan Statistics for SWAN PRODUCTS LLC 401(K) PLAN

401k plan membership statisitcs for SWAN PRODUCTS LLC 401(K) PLAN

Measure Date Value
2022: SWAN PRODUCTS LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 424
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 309
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 57
Total of all active and inactive participants 2022-01-01 366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 366
Number of participants with account balances 2022-01-01 327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 271
2021: SWAN PRODUCTS LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 289
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 373
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 44
Total of all active and inactive participants 2021-01-01 417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 2
Total participants 2021-01-01 419
Number of participants with account balances 2021-01-01 369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 177
2020: SWAN PRODUCTS LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 259
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 245
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 40
Total of all active and inactive participants 2020-01-01 285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 285
Number of participants with account balances 2020-01-01 239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 55
2019: SWAN PRODUCTS LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 239
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 212
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 47
Total of all active and inactive participants 2019-01-01 259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 259
Number of participants with account balances 2019-01-01 203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 6
2018: SWAN PRODUCTS LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 223
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 204
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 31
Total of all active and inactive participants 2018-01-01 235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 235
Number of participants with account balances 2018-01-01 171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 13
2017: SWAN PRODUCTS LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 204
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 195
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 20
Total of all active and inactive participants 2017-01-01 215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 215
Number of participants with account balances 2017-01-01 142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 8
2016: SWAN PRODUCTS LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 191
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 190
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 11
Total of all active and inactive participants 2016-01-01 201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 201
Number of participants with account balances 2016-01-01 119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: SWAN PRODUCTS LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 195
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 175
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 7
Total of all active and inactive participants 2015-01-01 182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 182
Number of participants with account balances 2015-01-01 85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: SWAN PRODUCTS LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 224
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 188
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 3
Total of all active and inactive participants 2014-01-01 191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 191
Number of participants with account balances 2014-01-01 81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: SWAN PRODUCTS LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-06-01 223
Total number of active participants reported on line 7a of the Form 5500 2013-06-01 224
Number of retired or separated participants receiving benefits 2013-06-01 0
Number of other retired or separated participants entitled to future benefits 2013-06-01 0
Total of all active and inactive participants 2013-06-01 224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-06-01 0
Total participants 2013-06-01 224
Number of participants with account balances 2013-06-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-06-01 1

Measure	Date	Value
2022: SWAN PRODUCTS LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	424
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	309
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	57
Total of all active and inactive participants	2022-01-01	366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	366
Number of participants with account balances	2022-01-01	327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	271
2021: SWAN PRODUCTS LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	289
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	373
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	44
Total of all active and inactive participants	2021-01-01	417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	2
Total participants	2021-01-01	419
Number of participants with account balances	2021-01-01	369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	177
2020: SWAN PRODUCTS LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	259
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	245
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	40
Total of all active and inactive participants	2020-01-01	285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	285
Number of participants with account balances	2020-01-01	239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	55
2019: SWAN PRODUCTS LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	239
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	212
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	47
Total of all active and inactive participants	2019-01-01	259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	259
Number of participants with account balances	2019-01-01	203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	6
2018: SWAN PRODUCTS LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	223
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	204
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	31
Total of all active and inactive participants	2018-01-01	235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	235
Number of participants with account balances	2018-01-01	171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	13
2017: SWAN PRODUCTS LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	204
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	195
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	20
Total of all active and inactive participants	2017-01-01	215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	215
Number of participants with account balances	2017-01-01	142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	8
2016: SWAN PRODUCTS LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	191
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	190
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	11
Total of all active and inactive participants	2016-01-01	201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	201
Number of participants with account balances	2016-01-01	119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: SWAN PRODUCTS LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	195
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	175
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	7
Total of all active and inactive participants	2015-01-01	182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	182
Number of participants with account balances	2015-01-01	85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: SWAN PRODUCTS LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	224
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	188
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	3
Total of all active and inactive participants	2014-01-01	191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	191
Number of participants with account balances	2014-01-01	81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: SWAN PRODUCTS LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-06-01	223
Total number of active participants reported on line 7a of the Form 5500	2013-06-01	224
Number of retired or separated participants receiving benefits	2013-06-01	0
Number of other retired or separated participants entitled to future benefits	2013-06-01	0
Total of all active and inactive participants	2013-06-01	224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-06-01	0
Total participants	2013-06-01	224
Number of participants with account balances	2013-06-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-06-01	1

Financial Data on SWAN PRODUCTS LLC 401(K) PLAN

Measure	Date	Value
2022 : SWAN PRODUCTS LLC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$123,191
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$781,200
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$705,705
Value of total corrective distributions	2022-12-31	$29,253
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$941,020
Value of total assets at end of year	2022-12-31	$4,563,395
Value of total assets at beginning of year	2022-12-31	$5,221,404
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$46,242
Total interest from all sources	2022-12-31	$20,120
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$87,448
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$87,448
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$612,926
Participant contributions at end of year	2022-12-31	$102,427
Participant contributions at beginning of year	2022-12-31	$111,269
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$144,605
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$7,630
Other income not declared elsewhere	2022-12-31	$11,744
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-658,009
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$4,563,395
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$5,221,404
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$11,734
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$4,272,962
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$4,878,010
Interest on participant loans	2022-12-31	$20,120
Value of interest in common/collective trusts at end of year	2022-12-31	$188,006
Value of interest in common/collective trusts at beginning of year	2022-12-31	$232,125
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-928,664
Net investment gain or loss from common/collective trusts	2022-12-31	$-8,477
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$183,489
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$698,075
Contract administrator fees	2022-12-31	$34,508
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BDO USA, P.C.
Accountancy firm EIN	2022-12-31	135381590
2021 : SWAN PRODUCTS LLC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$40,913
Total income from all sources (including contributions)	2021-12-31	$1,645,341
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$2,462,412
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$2,406,743
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$861,557
Value of total assets at end of year	2021-12-31	$5,221,404
Value of total assets at beginning of year	2021-12-31	$6,079,388
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$55,669
Total interest from all sources	2021-12-31	$4,385
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$90,217
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$90,217
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$609,558
Participant contributions at end of year	2021-12-31	$111,269
Participant contributions at beginning of year	2021-12-31	$75,672
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$63,517
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$40,913
Other income not declared elsewhere	2021-12-31	$7,632
Administrative expenses (other) incurred	2021-12-31	$55,669
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$-817,071
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$5,221,404
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$6,038,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$4,878,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$5,779,890
Interest on participant loans	2021-12-31	$4,385
Value of interest in common/collective trusts at end of year	2021-12-31	$232,125
Value of interest in common/collective trusts at beginning of year	2021-12-31	$223,826
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$673,116
Net investment gain or loss from common/collective trusts	2021-12-31	$8,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$188,482
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$2,406,743
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BDO USA, LLP
Accountancy firm EIN	2021-12-31	135381590
2020 : SWAN PRODUCTS LLC 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$0
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$40,913
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$29,725
Expenses. Interest paid	2020-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,460,480
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$493,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$454,043
Expenses. Certain deemed distributions of participant loans	2020-12-31	$-128
Value of total corrective distributions	2020-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$625,123
Value of total assets at end of year	2020-12-31	$6,079,388
Value of total assets at beginning of year	2020-12-31	$5,101,623
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$39,988
Total income from rents	2020-12-31	$0
Total interest from all sources	2020-12-31	$5,222
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$78,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$78,247
Administrative expenses professional fees incurred	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Amount of non-exempt transactions with any party-in-interest	2020-12-31	$0
Contributions received from participants	2020-12-31	$480,243
Participant contributions at end of year	2020-12-31	$75,672
Participant contributions at beginning of year	2020-12-31	$87,873
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$40,913
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$29,725
Other income not declared elsewhere	2020-12-31	$1,253
Administrative expenses (other) incurred	2020-12-31	$39,988
Liabilities. Value of operating payables at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Income. Non cash contributions	2020-12-31	$0
Value of net income/loss	2020-12-31	$966,577
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$6,038,475
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$5,071,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2020-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$5,779,890
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$4,842,340
Interest on participant loans	2020-12-31	$5,222
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$0
Income. Interest from US Government securities	2020-12-31	$0
Income. Interest from corporate debt instruments	2020-12-31	$0
Value of interest in common/collective trusts at end of year	2020-12-31	$223,826
Value of interest in common/collective trusts at beginning of year	2020-12-31	$171,410
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$745,965
Net investment gain/loss from pooled separate accounts	2020-12-31	$0
Net investment gain or loss from common/collective trusts	2020-12-31	$4,670
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$144,880
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$0
Income. Dividends from preferred stock	2020-12-31	$0
Income. Dividends from common stock	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$454,043
Contract administrator fees	2020-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	BDO USA LLP
Accountancy firm EIN	2020-12-31	135381590
2019 : SWAN PRODUCTS LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$29,725
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$14,853
Total income from all sources (including contributions)	2019-12-31	$1,477,225
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$314,892
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$268,136
Expenses. Certain deemed distributions of participant loans	2019-12-31	$11,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$585,433
Value of total assets at end of year	2019-12-31	$5,101,623
Value of total assets at beginning of year	2019-12-31	$3,924,418
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$35,750
Total interest from all sources	2019-12-31	$6,687
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$95,491
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$95,491
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$417,431
Participant contributions at end of year	2019-12-31	$87,873
Participant contributions at beginning of year	2019-12-31	$92,656
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$3,429
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$29,725
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$14,853
Other income not declared elsewhere	2019-12-31	$1,925
Administrative expenses (other) incurred	2019-12-31	$35,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,162,333
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$5,071,898
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,909,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$4,842,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,709,368
Interest on participant loans	2019-12-31	$6,687
Value of interest in common/collective trusts at end of year	2019-12-31	$171,410
Value of interest in common/collective trusts at beginning of year	2019-12-31	$122,394
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$784,162
Net investment gain or loss from common/collective trusts	2019-12-31	$3,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$164,573
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$268,136
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BDO SEIDMAN
Accountancy firm EIN	2019-12-31	135381590
2018 : SWAN PRODUCTS LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$14,853
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$19,212
Total income from all sources (including contributions)	2018-12-31	$428,418
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$447,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$415,875
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$669,072
Value of total assets at end of year	2018-12-31	$3,924,418
Value of total assets at beginning of year	2018-12-31	$3,947,841
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$31,607
Total interest from all sources	2018-12-31	$5,603
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$74,991
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$74,991
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$392,044
Participant contributions at end of year	2018-12-31	$92,656
Participant contributions at beginning of year	2018-12-31	$87,018
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$124,445
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$14,853
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$19,212
Other income not declared elsewhere	2018-12-31	$-68
Administrative expenses (other) incurred	2018-12-31	$31,607
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-19,064
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,909,565
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,928,629
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$3,709,368
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$3,780,852
Interest on participant loans	2018-12-31	$5,603
Value of interest in common/collective trusts at end of year	2018-12-31	$122,394
Value of interest in common/collective trusts at beginning of year	2018-12-31	$79,971
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-323,286
Net investment gain or loss from common/collective trusts	2018-12-31	$2,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$152,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$415,875
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BDO SEIDMAN
Accountancy firm EIN	2018-12-31	135381590
2017 : SWAN PRODUCTS LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$19,212
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$8,387
Total income from all sources (including contributions)	2017-12-31	$1,200,910
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$825,675
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$800,614
Expenses. Certain deemed distributions of participant loans	2017-12-31	$-4,770
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$612,737
Value of total assets at end of year	2017-12-31	$3,947,841
Value of total assets at beginning of year	2017-12-31	$3,561,781
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$29,831
Total interest from all sources	2017-12-31	$4,457
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$61,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$61,527
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$319,359
Participant contributions at end of year	2017-12-31	$87,018
Participant contributions at beginning of year	2017-12-31	$111,712
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$168,186
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$19,212
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$8,387
Other income not declared elsewhere	2017-12-31	$1,046
Administrative expenses (other) incurred	2017-12-31	$29,831
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$274
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$375,235
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$3,928,629
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,553,394
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$3,780,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$3,384,285
Interest on participant loans	2017-12-31	$4,457
Value of interest in common/collective trusts at end of year	2017-12-31	$79,971
Value of interest in common/collective trusts at beginning of year	2017-12-31	$65,510
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$519,801
Net investment gain or loss from common/collective trusts	2017-12-31	$1,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$125,192
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$800,614
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BDO USA, LLP.
Accountancy firm EIN	2017-12-31	135381590
2016 : SWAN PRODUCTS LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$8,387
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$25,482
Total income from all sources (including contributions)	2016-12-31	$674,829
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$754,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$727,162
Expenses. Certain deemed distributions of participant loans	2016-12-31	$2,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$405,125
Value of total assets at end of year	2016-12-31	$3,561,781
Value of total assets at beginning of year	2016-12-31	$3,658,210
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$24,917
Total interest from all sources	2016-12-31	$7,258
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$60,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$60,692
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$295,755
Participant contributions at end of year	2016-12-31	$111,712
Participant contributions at beginning of year	2016-12-31	$119,189
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$8,387
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$25,482
Administrative expenses (other) incurred	2016-12-31	$24,917
Total non interest bearing cash at end of year	2016-12-31	$274
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-79,334
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,553,394
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,632,728
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$3,384,285
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,487,606
Interest on participant loans	2016-12-31	$7,258
Value of interest in common/collective trusts at end of year	2016-12-31	$65,510
Value of interest in common/collective trusts at beginning of year	2016-12-31	$51,415
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$200,720
Net investment gain or loss from common/collective trusts	2016-12-31	$1,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$109,370
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$727,162
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	COHN REZNICK
Accountancy firm EIN	2016-12-31	221478099
2015 : SWAN PRODUCTS LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$25,482
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$25,189
Total income from all sources (including contributions)	2015-12-31	$382,467
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$302,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$243,913
Expenses. Certain deemed distributions of participant loans	2015-12-31	$30,943
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$382,673
Value of total assets at end of year	2015-12-31	$3,658,210
Value of total assets at beginning of year	2015-12-31	$3,577,662
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$27,356
Total interest from all sources	2015-12-31	$5,028
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$62,915
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$62,915
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$280,265
Participant contributions at end of year	2015-12-31	$119,189
Participant contributions at beginning of year	2015-12-31	$120,139
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$6,201
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$25,482
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$25,189
Other income not declared elsewhere	2015-12-31	$1,295
Administrative expenses (other) incurred	2015-12-31	$27,356
Total non interest bearing cash at beginning of year	2015-12-31	$36
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$80,255
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,632,728
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,552,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,487,606
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$3,390,710
Interest on participant loans	2015-12-31	$5,028
Value of interest in common/collective trusts at end of year	2015-12-31	$51,415
Value of interest in common/collective trusts at beginning of year	2015-12-31	$66,777
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-69,164
Net investment gain or loss from common/collective trusts	2015-12-31	$-280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$96,207
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$243,913
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	COHN REZNICK
Accountancy firm EIN	2015-12-31	221478099
2014 : SWAN PRODUCTS LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$25,189
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$3,824
Total income from all sources (including contributions)	2014-12-31	$698,998
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$108,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$60,402
Expenses. Certain deemed distributions of participant loans	2014-12-31	$2,635
Value of total corrective distributions	2014-12-31	$25,189
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$467,052
Value of total assets at end of year	2014-12-31	$3,577,662
Value of total assets at beginning of year	2014-12-31	$2,965,633
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$20,108
Total interest from all sources	2014-12-31	$4,196
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$56,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$56,771
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$332,875
Participant contributions at end of year	2014-12-31	$120,139
Participant contributions at beginning of year	2014-12-31	$32,988
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$26,936
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$25,189
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$3,824
Other income not declared elsewhere	2014-12-31	$2,650
Administrative expenses (other) incurred	2014-12-31	$20,108
Total non interest bearing cash at end of year	2014-12-31	$36
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$590,664
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,552,473
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,961,809
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$3,390,710
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,885,408
Interest on participant loans	2014-12-31	$4,196
Interest earned on other investments	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$66,777
Value of interest in common/collective trusts at beginning of year	2014-12-31	$47,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$167,530
Net investment gain or loss from common/collective trusts	2014-12-31	$799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$107,241
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$60,402
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BDO USA, LLP
Accountancy firm EIN	2014-12-31	135381590
2013 : SWAN PRODUCTS LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$3,824
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,985,870
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$24,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$15,600
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,724,607
Value of total assets at end of year	2013-12-31	$2,965,633
Value of total assets at beginning of year	2013-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$8,461
Total interest from all sources	2013-12-31	$890
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$43,501
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$43,501
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$147,634
Participant contributions at end of year	2013-12-31	$32,988
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$2,530,464
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$3,824
Other income not declared elsewhere	2013-12-31	$1,341
Administrative expenses (other) incurred	2013-12-31	$8,461
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,961,809
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,961,809
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,885,408
Interest on participant loans	2013-12-31	$890
Value of interest in common/collective trusts at end of year	2013-12-31	$47,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$215,203
Net investment gain or loss from common/collective trusts	2013-12-31	$328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$46,509
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$15,600
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BDO USA, LLP
Accountancy firm EIN	2013-12-31	135381590

Form 5500 Responses for SWAN PRODUCTS LLC 401(K) PLAN

2022: SWAN PRODUCTS LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	Yes
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SWAN PRODUCTS LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	Yes
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SWAN PRODUCTS LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SWAN PRODUCTS LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SWAN PRODUCTS LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SWAN PRODUCTS LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SWAN PRODUCTS LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SWAN PRODUCTS LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SWAN PRODUCTS LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SWAN PRODUCTS LLC 401(K) PLAN 2013 form 5500 responses
2013-06-01	Type of plan entity	Single employer plan
2013-06-01	First time form 5500 has been submitted	Yes
2013-06-01	Submission has been amended	No
2013-06-01	This submission is the final filing	No
2013-06-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-06-01	Plan is a collectively bargained plan	No
2013-06-01	Plan funding arrangement – Trust	Yes
2013-06-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SWAN PRODUCTS LLC
Employer identification number (EIN):	300762206
NAIC Classification:	326100

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	5278293