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CRITICAL FLOW SOLUTIONS 401(K) PLAN 401k Plan overview

Plan NameCRITICAL FLOW SOLUTIONS 401(K) PLAN
Plan identification number 001

CRITICAL FLOW SOLUTIONS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DOWNSTREAM AGGREGATOR, LLC DBA CRITICAL FLOW SOLUTIONS, LLC has sponsored the creation of one or more 401k plans.

Company Name:DOWNSTREAM AGGREGATOR, LLC DBA CRITICAL FLOW SOLUTIONS, LLC
Employer identification number (EIN):300871279
NAIC Classification:332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CRITICAL FLOW SOLUTIONS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01AMY CONERLY
0012018-01-01AMY CONERLY
0012017-01-01AMY CONERLY
0012016-01-01AMY CONERLY
0012015-09-15AMY CONERLY

Plan Statistics for CRITICAL FLOW SOLUTIONS 401(K) PLAN

401k plan membership statisitcs for CRITICAL FLOW SOLUTIONS 401(K) PLAN

Measure Date Value
2018: CRITICAL FLOW SOLUTIONS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01179
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CRITICAL FLOW SOLUTIONS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01184
Total number of active participants reported on line 7a of the Form 55002017-01-01166
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0113
Total of all active and inactive participants2017-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01179
Number of participants with account balances2017-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: CRITICAL FLOW SOLUTIONS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01244
Total number of active participants reported on line 7a of the Form 55002016-01-01175
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-019
Total of all active and inactive participants2016-01-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01184
Number of participants with account balances2016-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0114
2015: CRITICAL FLOW SOLUTIONS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-09-15248
Total number of active participants reported on line 7a of the Form 55002015-09-15237
Number of retired or separated participants receiving benefits2015-09-150
Number of other retired or separated participants entitled to future benefits2015-09-157
Total of all active and inactive participants2015-09-15244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-09-150
Total participants2015-09-15244
Number of participants with account balances2015-09-15238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-09-150

Financial Data on CRITICAL FLOW SOLUTIONS 401(K) PLAN

Measure Date Value
2018 : CRITICAL FLOW SOLUTIONS 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-04-01$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-04-01$0
Total unrealized appreciation/depreciation of assets2018-04-01$0
Total transfer of assets to this plan2018-04-01$0
Total transfer of assets from this plan2018-04-01$6,959,444
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-01$0
Expenses. Interest paid2018-04-01$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-04-01$0
Total income from all sources (including contributions)2018-04-01$454,891
Total loss/gain on sale of assets2018-04-01$0
Total of all expenses incurred2018-04-01$175,713
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-04-01$178,559
Expenses. Certain deemed distributions of participant loans2018-04-01$-5,631
Value of total corrective distributions2018-04-01$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-04-01$551,799
Value of total assets at end of year2018-04-01$0
Value of total assets at beginning of year2018-04-01$6,680,266
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-04-01$2,785
Total income from rents2018-04-01$0
Total interest from all sources2018-04-01$3,124
Total dividends received (eg from common stock, registered investment company shares)2018-04-01$4,437
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-04-01Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-04-01$0
Total dividends received from registered investment company shares (eg mutual funds)2018-04-01$4,437
Assets. Real estate other than employer real property at end of year2018-04-01$0
Assets. Real estate other than employer real property at beginning of year2018-04-01$0
Administrative expenses professional fees incurred2018-04-01$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-04-01$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-04-01$0
Was this plan covered by a fidelity bond2018-04-01Yes
Value of fidelity bond cover2018-04-01$10,000,000
If this is an individual account plan, was there a blackout period2018-04-01No
Were there any nonexempt tranactions with any party-in-interest2018-04-01No
Contributions received from participants2018-04-01$345,605
Participant contributions at end of year2018-04-01$0
Participant contributions at beginning of year2018-04-01$220,051
Participant contributions at end of year2018-04-01$0
Participant contributions at beginning of year2018-04-01$0
Assets. Other investments not covered elsewhere at end of year2018-04-01$0
Assets. Other investments not covered elsewhere at beginning of year2018-04-01$0
Income. Received or receivable in cash from other sources (including rollovers)2018-04-01$66,570
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-04-01$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-04-01$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-04-01$0
Assets. Loans (other than to participants) at end of year2018-04-01$0
Assets. Loans (other than to participants) at beginning of year2018-04-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-04-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-04-01$0
Other income not declared elsewhere2018-04-01$0
Administrative expenses (other) incurred2018-04-01$2,550
Liabilities. Value of operating payables at end of year2018-04-01$0
Liabilities. Value of operating payables at beginning of year2018-04-01$0
Total non interest bearing cash at end of year2018-04-01$0
Total non interest bearing cash at beginning of year2018-04-01$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-01No
Income. Non cash contributions2018-04-01$0
Value of net income/loss2018-04-01$279,178
Value of net assets at end of year (total assets less liabilities)2018-04-01$0
Value of net assets at beginning of year (total assets less liabilities)2018-04-01$6,680,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-04-01No
Were any loans by the plan or fixed income obligations due to the plan in default2018-04-01No
Were any leases to which the plan was party in default or uncollectible2018-04-01No
Assets. partnership/joint venture interests at end of year2018-04-01$0
Assets. partnership/joint venture interests at beginning of year2018-04-01$0
Investment advisory and management fees2018-04-01$235
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-04-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-04-01$5,935,160
Value of interest in pooled separate accounts at end of year2018-04-01$0
Value of interest in pooled separate accounts at beginning of year2018-04-01$0
Interest on participant loans2018-04-01$3,124
Income. Interest from loans (other than to participants)2018-04-01$0
Interest earned on other investments2018-04-01$0
Income. Interest from US Government securities2018-04-01$0
Income. Interest from corporate debt instruments2018-04-01$0
Value of interest in master investment trust accounts at end of year2018-04-01$0
Value of interest in master investment trust accounts at beginning of year2018-04-01$0
Value of interest in common/collective trusts at end of year2018-04-01$0
Value of interest in common/collective trusts at beginning of year2018-04-01$525,055
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-04-01$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-04-01$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-04-01$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-04-01$0
Assets. Value of investments in 103.12 investment entities at end of year2018-04-01$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-04-01$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-04-01$0
Asset value of US Government securities at end of year2018-04-01$0
Asset value of US Government securities at beginning of year2018-04-01$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-04-01$-107,293
Net investment gain/loss from pooled separate accounts2018-04-01$0
Net investment gain or loss from common/collective trusts2018-04-01$2,824
Net gain/loss from 103.12 investment entities2018-04-01$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-04-01No
Was there a failure to transmit to the plan any participant contributions2018-04-01No
Has the plan failed to provide any benefit when due under the plan2018-04-01No
Assets. Invements in employer securities at end of year2018-04-01$0
Assets. Invements in employer securities at beginning of year2018-04-01$0
Assets. Value of employer real property at end of year2018-04-01$0
Assets. Value of employer real property at beginning of year2018-04-01$0
Contributions received in cash from employer2018-04-01$139,624
Employer contributions (assets) at end of year2018-04-01$0
Employer contributions (assets) at beginning of year2018-04-01$0
Income. Dividends from preferred stock2018-04-01$0
Income. Dividends from common stock2018-04-01$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-04-01$178,559
Asset. Corporate debt instrument preferred debt at end of year2018-04-01$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-04-01$0
Asset. Corporate debt instrument debt (other) at end of year2018-04-01$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-04-01$0
Contract administrator fees2018-04-01$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-04-01No
Assets. Corporate common stocks other than exployer securities at end of year2018-04-01$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-04-01$0
Liabilities. Value of benefit claims payable at end of year2018-04-01$0
Liabilities. Value of benefit claims payable at beginning of year2018-04-01$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-04-01$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-04-01$0
Did the plan have assets held for investment2018-04-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-04-01Yes
Aggregate proceeds on sale of assets2018-04-01$0
Aggregate carrying amount (costs) on sale of assets2018-04-01$0
Liabilities. Value of acquisition indebtedness at end of year2018-04-01$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-04-01$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-04-01Yes
Opinion of an independent qualified public accountant for this plan2018-04-01Disclaimer
Accountancy firm name2018-04-01MOODY, FAMIGLIETTI & ANDRONICO, LLP
Accountancy firm EIN2018-04-01043077056
2017 : CRITICAL FLOW SOLUTIONS 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,357,240
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$406,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$393,367
Expenses. Certain deemed distributions of participant loans2017-12-31$5,631
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,537,853
Value of total assets at end of year2017-12-31$6,680,266
Value of total assets at beginning of year2017-12-31$3,729,915
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$7,891
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$9,030
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$222,977
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$222,977
Assets. Real estate other than employer real property at end of year2017-12-31$0
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Administrative expenses professional fees incurred2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,138,541
Participant contributions at end of year2017-12-31$220,051
Participant contributions at beginning of year2017-12-31$175,391
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$949,044
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$0
Administrative expenses (other) incurred2017-12-31$7,669
Liabilities. Value of operating payables at end of year2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$2,950,351
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,680,266
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,729,915
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Investment advisory and management fees2017-12-31$222
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,935,160
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,041,829
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$9,030
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in master investment trust accounts at end of year2017-12-31$0
Value of interest in master investment trust accounts at beginning of year2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$525,055
Value of interest in common/collective trusts at beginning of year2017-12-31$512,695
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2017-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$583,614
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$3,766
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Assets. Value of employer real property at end of year2017-12-31$0
Assets. Value of employer real property at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$450,268
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$393,367
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$0
Contract administrator fees2017-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$0
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOODY, FAMIGLIETTI & ANDRONICO, LLP
Accountancy firm EIN2017-12-31043077056
2016 : CRITICAL FLOW SOLUTIONS 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,600,026
Total loss/gain on sale of assets2016-12-31$-536
Total of all expenses incurred2016-12-31$988,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$972,994
Expenses. Certain deemed distributions of participant loans2016-12-31$1,985
Value of total corrective distributions2016-12-31$3,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,360,283
Value of total assets at end of year2016-12-31$3,729,915
Value of total assets at beginning of year2016-12-31$2,118,053
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$10,007
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$4,361
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$111,829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$111,829
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,286,054
Participant contributions at end of year2016-12-31$175,391
Participant contributions at beginning of year2016-12-31$49,013
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$552,784
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$9,938
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$1,611,862
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,729,915
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,118,053
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Investment advisory and management fees2016-12-31$69
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,041,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,954,468
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$4,361
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in master investment trust accounts at end of year2016-12-31$0
Value of interest in master investment trust accounts at beginning of year2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$512,695
Value of interest in common/collective trusts at beginning of year2016-12-31$112,922
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$4
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$4
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$120,011
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$4,078
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Assets. Value of employer real property at end of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$521,445
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$972,994
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Contract administrator fees2016-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$1,646
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$1,110
Aggregate carrying amount (costs) on sale of assets2016-12-31$1,646
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOODY, FAMIGLIETTI & ANDRONICO, LLP
Accountancy firm EIN2016-12-31043077056
2015 : CRITICAL FLOW SOLUTIONS 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$150
Total unrealized appreciation/depreciation of assets2015-12-31$150
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,121,747
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,694
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,965
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,096,780
Value of total assets at end of year2015-12-31$2,118,053
Value of total assets at beginning of year2015-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$729
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$261
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$59,363
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$59,363
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$339,061
Participant contributions at end of year2015-12-31$49,013
Participant contributions at beginning of year2015-12-31$0
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,615,499
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$729
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$2,118,053
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,118,053
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,954,468
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$0
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$261
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in master investment trust accounts at end of year2015-12-31$0
Value of interest in master investment trust accounts at beginning of year2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$112,922
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$4
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-35,905
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$1,098
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Assets. Value of employer real property at end of year2015-12-31$0
Assets. Value of employer real property at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$142,220
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,965
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Contract administrator fees2015-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$1,646
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0

Form 5500 Responses for CRITICAL FLOW SOLUTIONS 401(K) PLAN

2018: CRITICAL FLOW SOLUTIONS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CRITICAL FLOW SOLUTIONS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CRITICAL FLOW SOLUTIONS 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CRITICAL FLOW SOLUTIONS 401(K) PLAN 2015 form 5500 responses
2015-09-15Type of plan entitySingle employer plan
2015-09-15First time form 5500 has been submittedYes
2015-09-15Submission has been amendedNo
2015-09-15This submission is the final filingNo
2015-09-15This return/report is a short plan year return/report (less than 12 months)Yes
2015-09-15Plan is a collectively bargained planNo
2015-09-15Plan funding arrangement – TrustYes
2015-09-15Plan benefit arrangement - TrustYes

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