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Plan Name | THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES |
Plan identification number | 005 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | THE KROGER CO. |
Employer identification number (EIN): | 310345740 |
NAIC Classification: | 445110 |
NAIC Description: | Supermarkets and Other Grocery (except Convenience) Stores |
Additional information about THE KROGER CO.
Jurisdiction of Incorporation: | Ohio Secretary of State Business Services Division |
Incorporation Date: | 1902-04-03 |
Company Identification Number: | 14931 |
Legal Registered Office Address: |
50 W. BROAD ST SUITE 1800 COLUMBUS United States of America (USA) 43215 |
More information about THE KROGER CO.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
005 | 2013-01-01 | THERESA MONTI | THERESA MONTI | 2014-10-13 | |
005 | 2012-01-01 | THERESA MONTI | THERESA MONTI | 2013-10-14 | |
005 | 2011-01-01 | THOMAS SMITH | |||
005 | 2010-01-01 | THOMAS SMITH | |||
005 | 2009-01-01 | THOMAS SMITH |
Measure | Date | Value |
---|---|---|
2013: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 52,885 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 0 |
Total of all active and inactive participants | 2013-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 0 |
Number of participants with account balances | 2013-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 51,840 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 52,307 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 15 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 557 |
Total of all active and inactive participants | 2012-01-01 | 52,879 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 6 |
Total participants | 2012-01-01 | 52,885 |
Number of participants with account balances | 2012-01-01 | 7,490 |
2011: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 51,059 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 51,272 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 52 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 512 |
Total of all active and inactive participants | 2011-01-01 | 51,836 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 4 |
Total participants | 2011-01-01 | 51,840 |
Number of participants with account balances | 2011-01-01 | 7,121 |
2010: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 50,293 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 50,502 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 42 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 465 |
Total of all active and inactive participants | 2010-01-01 | 51,009 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 50 |
Total participants | 2010-01-01 | 51,059 |
Number of participants with account balances | 2010-01-01 | 6,674 |
2009: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 49,841 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 49,779 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 27 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 450 |
Total of all active and inactive participants | 2009-01-01 | 50,256 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 37 |
Total participants | 2009-01-01 | 50,293 |
Number of participants with account balances | 2009-01-01 | 6,292 |
Measure | Date | Value |
---|---|---|
2013 : THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total transfer of assets from this plan | 2013-12-31 | $177,113,068 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $41,178,408 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $11,075,072 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $10,638,934 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $15,015,294 |
Value of total assets at end of year | 2013-12-31 | $0 |
Value of total assets at beginning of year | 2013-12-31 | $147,009,732 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $436,138 |
Total interest from all sources | 2013-12-31 | $226,556 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $15,015,294 |
Participant contributions at end of year | 2013-12-31 | $0 |
Participant contributions at beginning of year | 2013-12-31 | $5,754,555 |
Administrative expenses (other) incurred | 2013-12-31 | $436,138 |
Total non interest bearing cash at end of year | 2013-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $52,536 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $30,103,336 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $147,009,732 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Interest on participant loans | 2013-12-31 | $226,556 |
Value of interest in master investment trust accounts at end of year | 2013-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2013-12-31 | $141,202,641 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $10,638,934 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
Did the plan have assets held for investment | 2013-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | CLARK, SCHAEFER, HACKETT & CO. |
Accountancy firm EIN | 2013-12-31 | 310800053 |
2012 : THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2012 401k financial data | ||
Total income from all sources (including contributions) | 2012-12-31 | $29,410,841 |
Total of all expenses incurred | 2012-12-31 | $10,745,302 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $10,406,495 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $14,039,164 |
Value of total assets at end of year | 2012-12-31 | $147,009,732 |
Value of total assets at beginning of year | 2012-12-31 | $127,525,916 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $338,807 |
Total interest from all sources | 2012-12-31 | $198,869 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $14,039,164 |
Participant contributions at end of year | 2012-12-31 | $5,754,555 |
Participant contributions at beginning of year | 2012-12-31 | $5,170,785 |
Administrative expenses (other) incurred | 2012-12-31 | $338,807 |
Total non interest bearing cash at end of year | 2012-12-31 | $52,536 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $3,181 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $18,665,539 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $147,009,732 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $127,525,916 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Interest on participant loans | 2012-12-31 | $198,869 |
Value of interest in master investment trust accounts at end of year | 2012-12-31 | $141,202,641 |
Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $122,351,950 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $10,406,495 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | CLARK, SCHAEFER, HACKETT & CO. |
Accountancy firm EIN | 2012-12-31 | 310800053 |
2011 : THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2011 401k financial data | ||
Total income from all sources (including contributions) | 2011-12-31 | $14,702,454 |
Total of all expenses incurred | 2011-12-31 | $8,297,925 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $8,097,464 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $14,530,317 |
Value of total assets at end of year | 2011-12-31 | $127,525,916 |
Value of total assets at beginning of year | 2011-12-31 | $121,121,387 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $200,461 |
Total interest from all sources | 2011-12-31 | $186,308 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Participant contributions at end of year | 2011-12-31 | $5,170,785 |
Participant contributions at beginning of year | 2011-12-31 | $4,737,526 |
Administrative expenses (other) incurred | 2011-12-31 | $200,461 |
Total non interest bearing cash at end of year | 2011-12-31 | $3,181 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $35,319 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $6,404,529 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $127,525,916 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $121,121,387 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Interest on participant loans | 2011-12-31 | $186,308 |
Value of interest in master investment trust accounts at end of year | 2011-12-31 | $122,351,950 |
Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $116,348,542 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $14,530,317 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $8,097,464 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | CLARK, SCHAEFER, HACKETT & CO. |
Accountancy firm EIN | 2011-12-31 | 310800053 |
2010 : THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2010 401k financial data | ||
Total income from all sources (including contributions) | 2010-12-31 | $26,202,589 |
Total of all expenses incurred | 2010-12-31 | $7,087,825 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $6,988,529 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $12,743,350 |
Value of total assets at end of year | 2010-12-31 | $121,121,387 |
Value of total assets at beginning of year | 2010-12-31 | $102,006,623 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $99,296 |
Total interest from all sources | 2010-12-31 | $190,674 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Participant contributions at end of year | 2010-12-31 | $4,737,526 |
Participant contributions at beginning of year | 2010-12-31 | $4,127,770 |
Administrative expenses (other) incurred | 2010-12-31 | $99,296 |
Total non interest bearing cash at end of year | 2010-12-31 | $35,319 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $8,865 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $19,114,764 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $121,121,387 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $102,006,623 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Interest earned on other investments | 2010-12-31 | $190,674 |
Value of interest in master investment trust accounts at end of year | 2010-12-31 | $116,348,542 |
Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $97,869,988 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $12,743,350 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $6,988,529 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | CLARK, SCHAEFER, HACKETT & CO. |
Accountancy firm EIN | 2010-12-31 | 310800053 |
2013: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2013 form 5500 responses | ||
---|---|---|
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | Yes |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | Yes |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | Yes |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | Yes |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |