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THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 401k Plan overview

Plan NameTHE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES
Plan identification number 005

THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

THE KROGER CO. has sponsored the creation of one or more 401k plans.

Company Name:THE KROGER CO.
Employer identification number (EIN):310345740
NAIC Classification:445110
NAIC Description:Supermarkets and Other Grocery (except Convenience) Stores

Additional information about THE KROGER CO.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1902-04-03
Company Identification Number: 14931
Legal Registered Office Address: 50 W. BROAD ST
SUITE 1800
COLUMBUS
United States of America (USA)
43215

More information about THE KROGER CO.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052013-01-01THERESA MONTI THERESA MONTI2014-10-13
0052012-01-01THERESA MONTI THERESA MONTI2013-10-14
0052011-01-01THOMAS SMITH
0052010-01-01THOMAS SMITH
0052009-01-01THOMAS SMITH

Plan Statistics for THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES

401k plan membership statisitcs for THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES

Measure Date Value
2013: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2013 401k membership
Total participants, beginning-of-year2013-01-0152,885
Total number of active participants reported on line 7a of the Form 55002013-01-010
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-010
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2012 401k membership
Total participants, beginning-of-year2012-01-0151,840
Total number of active participants reported on line 7a of the Form 55002012-01-0152,307
Number of retired or separated participants receiving benefits2012-01-0115
Number of other retired or separated participants entitled to future benefits2012-01-01557
Total of all active and inactive participants2012-01-0152,879
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-0152,885
Number of participants with account balances2012-01-017,490
2011: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2011 401k membership
Total participants, beginning-of-year2011-01-0151,059
Total number of active participants reported on line 7a of the Form 55002011-01-0151,272
Number of retired or separated participants receiving benefits2011-01-0152
Number of other retired or separated participants entitled to future benefits2011-01-01512
Total of all active and inactive participants2011-01-0151,836
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-0151,840
Number of participants with account balances2011-01-017,121
2010: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2010 401k membership
Total participants, beginning-of-year2010-01-0150,293
Total number of active participants reported on line 7a of the Form 55002010-01-0150,502
Number of retired or separated participants receiving benefits2010-01-0142
Number of other retired or separated participants entitled to future benefits2010-01-01465
Total of all active and inactive participants2010-01-0151,009
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0150
Total participants2010-01-0151,059
Number of participants with account balances2010-01-016,674
2009: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2009 401k membership
Total participants, beginning-of-year2009-01-0149,841
Total number of active participants reported on line 7a of the Form 55002009-01-0149,779
Number of retired or separated participants receiving benefits2009-01-0127
Number of other retired or separated participants entitled to future benefits2009-01-01450
Total of all active and inactive participants2009-01-0150,256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0137
Total participants2009-01-0150,293
Number of participants with account balances2009-01-016,292

Financial Data on THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES

Measure Date Value
2013 : THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$177,113,068
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$41,178,408
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$11,075,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$10,638,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$15,015,294
Value of total assets at end of year2013-12-31$0
Value of total assets at beginning of year2013-12-31$147,009,732
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$436,138
Total interest from all sources2013-12-31$226,556
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$15,015,294
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$5,754,555
Administrative expenses (other) incurred2013-12-31$436,138
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$52,536
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$30,103,336
Value of net assets at end of year (total assets less liabilities)2013-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$147,009,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Interest on participant loans2013-12-31$226,556
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$141,202,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$10,638,934
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31CLARK, SCHAEFER, HACKETT & CO.
Accountancy firm EIN2013-12-31310800053
2012 : THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$29,410,841
Total of all expenses incurred2012-12-31$10,745,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$10,406,495
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$14,039,164
Value of total assets at end of year2012-12-31$147,009,732
Value of total assets at beginning of year2012-12-31$127,525,916
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$338,807
Total interest from all sources2012-12-31$198,869
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$14,039,164
Participant contributions at end of year2012-12-31$5,754,555
Participant contributions at beginning of year2012-12-31$5,170,785
Administrative expenses (other) incurred2012-12-31$338,807
Total non interest bearing cash at end of year2012-12-31$52,536
Total non interest bearing cash at beginning of year2012-12-31$3,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$18,665,539
Value of net assets at end of year (total assets less liabilities)2012-12-31$147,009,732
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$127,525,916
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Interest on participant loans2012-12-31$198,869
Value of interest in master investment trust accounts at end of year2012-12-31$141,202,641
Value of interest in master investment trust accounts at beginning of year2012-12-31$122,351,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$10,406,495
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31CLARK, SCHAEFER, HACKETT & CO.
Accountancy firm EIN2012-12-31310800053
2011 : THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$14,702,454
Total of all expenses incurred2011-12-31$8,297,925
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$8,097,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$14,530,317
Value of total assets at end of year2011-12-31$127,525,916
Value of total assets at beginning of year2011-12-31$121,121,387
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$200,461
Total interest from all sources2011-12-31$186,308
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Participant contributions at end of year2011-12-31$5,170,785
Participant contributions at beginning of year2011-12-31$4,737,526
Administrative expenses (other) incurred2011-12-31$200,461
Total non interest bearing cash at end of year2011-12-31$3,181
Total non interest bearing cash at beginning of year2011-12-31$35,319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$6,404,529
Value of net assets at end of year (total assets less liabilities)2011-12-31$127,525,916
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$121,121,387
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Interest on participant loans2011-12-31$186,308
Value of interest in master investment trust accounts at end of year2011-12-31$122,351,950
Value of interest in master investment trust accounts at beginning of year2011-12-31$116,348,542
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$14,530,317
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$8,097,464
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31CLARK, SCHAEFER, HACKETT & CO.
Accountancy firm EIN2011-12-31310800053
2010 : THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$26,202,589
Total of all expenses incurred2010-12-31$7,087,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,988,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$12,743,350
Value of total assets at end of year2010-12-31$121,121,387
Value of total assets at beginning of year2010-12-31$102,006,623
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$99,296
Total interest from all sources2010-12-31$190,674
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Participant contributions at end of year2010-12-31$4,737,526
Participant contributions at beginning of year2010-12-31$4,127,770
Administrative expenses (other) incurred2010-12-31$99,296
Total non interest bearing cash at end of year2010-12-31$35,319
Total non interest bearing cash at beginning of year2010-12-31$8,865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$19,114,764
Value of net assets at end of year (total assets less liabilities)2010-12-31$121,121,387
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$102,006,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Interest earned on other investments2010-12-31$190,674
Value of interest in master investment trust accounts at end of year2010-12-31$116,348,542
Value of interest in master investment trust accounts at beginning of year2010-12-31$97,869,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$12,743,350
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,988,529
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31CLARK, SCHAEFER, HACKETT & CO.
Accountancy firm EIN2010-12-31310800053

Form 5500 Responses for THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES

2013: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingYes
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE KROGER CO. SAVINGS PLAN FOR BARGAINING UNIT ASSOCIATES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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