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THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameTHE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN
Plan identification number 001

THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Life insurance

401k Sponsoring company profile

THE SHEPHERD CHEMICAL COMPANY has sponsored the creation of one or more 401k plans.

Company Name:THE SHEPHERD CHEMICAL COMPANY
Employer identification number (EIN):310442740
NAIC Classification:325900
NAIC Description:Other Chemical Product and Preparation Manufacturing

Additional information about THE SHEPHERD CHEMICAL COMPANY

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1916-07-14
Company Identification Number: 46740
Legal Registered Office Address: 4900 BEECH ST
-
NORWOOD
United States of America (USA)
45212

More information about THE SHEPHERD CHEMICAL COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012018-01-01
0012017-01-01KEN SCHULTE
0012016-01-01KEN SCHULTE
0012015-01-01KEN SCHULTE
0012014-01-01KEN SCHULTE
0012013-01-01KEN SCHULTE
0012012-01-01KENNETH SCHULTE KENNETH SCHULTE2013-08-06
0012011-01-01KEN SCHULTE
0012010-01-01KENNETH J. SCHULTE
0012009-01-01KENNETH J SCHULTE

Plan Statistics for THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN

Measure Date Value
2018: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01206
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01197
Total number of active participants reported on line 7a of the Form 55002017-01-01177
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0128
Total of all active and inactive participants2017-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01206
Number of participants with account balances2017-01-01205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01208
Total number of active participants reported on line 7a of the Form 55002016-01-01173
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0123
Total of all active and inactive participants2016-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01197
Number of participants with account balances2016-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01214
Total number of active participants reported on line 7a of the Form 55002015-01-01183
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0124
Total of all active and inactive participants2015-01-01208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01208
Number of participants with account balances2015-01-01207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01219
Total number of active participants reported on line 7a of the Form 55002014-01-01194
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0119
Total of all active and inactive participants2014-01-01214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01214
Number of participants with account balances2014-01-01211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01229
Total number of active participants reported on line 7a of the Form 55002013-01-01203
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0115
Total of all active and inactive participants2013-01-01219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01219
Number of participants with account balances2013-01-01217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01217
Total number of active participants reported on line 7a of the Form 55002012-01-01214
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0114
Total of all active and inactive participants2012-01-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01229
Number of participants with account balances2012-01-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01175
Total number of active participants reported on line 7a of the Form 55002011-01-010
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-010
Number of participants with account balances2011-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01181
Total number of active participants reported on line 7a of the Form 55002010-01-01166
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0114
Total of all active and inactive participants2010-01-01180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01180
Number of participants with account balances2010-01-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01202
Total number of active participants reported on line 7a of the Form 55002009-01-01161
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0118
Total of all active and inactive participants2009-01-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01181
Number of participants with account balances2009-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0116

Financial Data on THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN

Measure Date Value
2018 : THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-10-23$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-10-23$0
Total unrealized appreciation/depreciation of assets2018-10-23$0
Total transfer of assets to this plan2018-10-23$20,124
Total transfer of assets from this plan2018-10-23$44,793,068
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-10-23$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-10-23$0
Expenses. Interest paid2018-10-23$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-10-23$0
Total income from all sources (including contributions)2018-10-23$3,154,085
Total loss/gain on sale of assets2018-10-23$110,368
Total of all expenses incurred2018-10-23$2,197,149
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-10-23$2,191,027
Expenses. Certain deemed distributions of participant loans2018-10-23$0
Value of total corrective distributions2018-10-23$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-10-23$907,404
Value of total assets at end of year2018-10-23$0
Value of total assets at beginning of year2018-10-23$43,816,008
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-10-23$6,122
Total income from rents2018-10-23$0
Total interest from all sources2018-10-23$18,185
Total dividends received (eg from common stock, registered investment company shares)2018-10-23$645,012
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-10-23No
Total dividends received from registered investment company shares (eg mutual funds)2018-10-23$632,481
Assets. Real estate other than employer real property at end of year2018-10-23$0
Assets. Real estate other than employer real property at beginning of year2018-10-23$0
Administrative expenses professional fees incurred2018-10-23$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-10-23$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-10-23$0
Was this plan covered by a fidelity bond2018-10-23Yes
Value of fidelity bond cover2018-10-23$1,000,000
If this is an individual account plan, was there a blackout period2018-10-23No
Were there any nonexempt tranactions with any party-in-interest2018-10-23No
Contributions received from participants2018-10-23$854,719
Participant contributions at end of year2018-10-23$0
Participant contributions at beginning of year2018-10-23$325,590
Participant contributions at end of year2018-10-23$0
Participant contributions at beginning of year2018-10-23$0
Assets. Other investments not covered elsewhere at end of year2018-10-23$0
Assets. Other investments not covered elsewhere at beginning of year2018-10-23$328,481
Income. Received or receivable in cash from other sources (including rollovers)2018-10-23$52,685
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-10-23$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-10-23$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-10-23$0
Assets. Loans (other than to participants) at end of year2018-10-23$0
Assets. Loans (other than to participants) at beginning of year2018-10-23$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-10-23$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-10-23$0
Other income not declared elsewhere2018-10-23$13,652
Administrative expenses (other) incurred2018-10-23$0
Liabilities. Value of operating payables at end of year2018-10-23$0
Liabilities. Value of operating payables at beginning of year2018-10-23$0
Total non interest bearing cash at end of year2018-10-23$0
Total non interest bearing cash at beginning of year2018-10-23$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-10-23No
Income. Non cash contributions2018-10-23$0
Value of net income/loss2018-10-23$956,936
Value of net assets at end of year (total assets less liabilities)2018-10-23$0
Value of net assets at beginning of year (total assets less liabilities)2018-10-23$43,816,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-10-23No
Were any loans by the plan or fixed income obligations due to the plan in default2018-10-23No
Were any leases to which the plan was party in default or uncollectible2018-10-23No
Assets. partnership/joint venture interests at end of year2018-10-23$0
Assets. partnership/joint venture interests at beginning of year2018-10-23$0
Investment advisory and management fees2018-10-23$6,122
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-10-23$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-10-23$34,321,387
Value of interest in pooled separate accounts at end of year2018-10-23$0
Value of interest in pooled separate accounts at beginning of year2018-10-23$0
Interest on participant loans2018-10-23$11,353
Income. Interest from loans (other than to participants)2018-10-23$0
Interest earned on other investments2018-10-23$0
Income. Interest from US Government securities2018-10-23$0
Income. Interest from corporate debt instruments2018-10-23$0
Value of interest in master investment trust accounts at end of year2018-10-23$0
Value of interest in master investment trust accounts at beginning of year2018-10-23$0
Value of interest in common/collective trusts at end of year2018-10-23$0
Value of interest in common/collective trusts at beginning of year2018-10-23$6,411,754
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-10-23$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-10-23$543,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-10-23$543,673
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-10-23$6,832
Assets. Value of investments in 103.12 investment entities at end of year2018-10-23$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-10-23$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-10-23$9,170
Asset value of US Government securities at end of year2018-10-23$0
Asset value of US Government securities at beginning of year2018-10-23$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-10-23$1,388,073
Net investment gain/loss from pooled separate accounts2018-10-23$0
Net investment gain or loss from common/collective trusts2018-10-23$71,391
Net gain/loss from 103.12 investment entities2018-10-23$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-10-23No
Was there a failure to transmit to the plan any participant contributions2018-10-23No
Has the plan failed to provide any benefit when due under the plan2018-10-23No
Assets. Invements in employer securities at end of year2018-10-23$0
Assets. Invements in employer securities at beginning of year2018-10-23$0
Assets. Value of employer real property at end of year2018-10-23$0
Assets. Value of employer real property at beginning of year2018-10-23$0
Contributions received in cash from employer2018-10-23$0
Employer contributions (assets) at end of year2018-10-23$0
Employer contributions (assets) at beginning of year2018-10-23$879,868
Income. Dividends from preferred stock2018-10-23$0
Income. Dividends from common stock2018-10-23$12,531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-10-23$2,181,857
Asset. Corporate debt instrument preferred debt at end of year2018-10-23$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-10-23$0
Asset. Corporate debt instrument debt (other) at end of year2018-10-23$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-10-23$0
Contract administrator fees2018-10-23$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-10-23No
Assets. Corporate common stocks other than exployer securities at end of year2018-10-23$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-10-23$1,005,255
Liabilities. Value of benefit claims payable at end of year2018-10-23$0
Liabilities. Value of benefit claims payable at beginning of year2018-10-23$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-10-23$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-10-23$0
Did the plan have assets held for investment2018-10-23No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-10-23No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-10-23Yes
Aggregate proceeds on sale of assets2018-10-23$2,642,788
Aggregate carrying amount (costs) on sale of assets2018-10-23$2,532,420
Liabilities. Value of acquisition indebtedness at end of year2018-10-23$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-10-23$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-10-23Yes
Opinion of an independent qualified public accountant for this plan2018-10-23Disclaimer
Accountancy firm name2018-10-23FLYNN & COMPANY
Accountancy firm EIN2018-10-23311451941
2017 : THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$128,591
Total unrealized appreciation/depreciation of assets2017-12-31$128,591
Total transfer of assets to this plan2017-12-31$82,564
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,902,914
Total loss/gain on sale of assets2017-12-31$43,484
Total of all expenses incurred2017-12-31$1,305,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,315,272
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,842,915
Value of total assets at end of year2017-12-31$43,816,008
Value of total assets at beginning of year2017-12-31$37,136,085
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$-9,717
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$16,450
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,028,885
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,010,017
Assets. Real estate other than employer real property at end of year2017-12-31$0
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Administrative expenses professional fees incurred2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$936,014
Participant contributions at end of year2017-12-31$325,590
Participant contributions at beginning of year2017-12-31$375,625
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$328,481
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$392,598
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$22,815
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$17,301
Administrative expenses (other) incurred2017-12-31$-12,946
Liabilities. Value of operating payables at end of year2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$6,597,359
Value of net assets at end of year (total assets less liabilities)2017-12-31$43,816,008
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$37,136,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Investment advisory and management fees2017-12-31$3,229
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$34,321,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$28,161,158
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$14,382
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in master investment trust accounts at end of year2017-12-31$0
Value of interest in master investment trust accounts at beginning of year2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$6,411,754
Value of interest in common/collective trusts at beginning of year2017-12-31$6,093,798
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$543,673
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$557,750
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$557,750
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$2,068
Assets. Value of investments in 103.12 investment entities at end of year2017-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$9,441
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,736,509
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$88,779
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Assets. Value of employer real property at end of year2017-12-31$0
Assets. Value of employer real property at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$884,086
Employer contributions (assets) at end of year2017-12-31$879,868
Employer contributions (assets) at beginning of year2017-12-31$848,214
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$18,868
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,305,831
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$0
Contract administrator fees2017-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$1,005,255
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$706,942
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$1,565,660
Aggregate carrying amount (costs) on sale of assets2017-12-31$1,522,176
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FLYNN & COMPANY
Accountancy firm EIN2017-12-31311451941
2016 : THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$75,244
Total unrealized appreciation/depreciation of assets2016-12-31$75,244
Total transfer of assets to this plan2016-12-31$98,083
Total transfer of assets from this plan2016-12-31$471,947
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$4,237
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,053,720
Total loss/gain on sale of assets2016-12-31$137,246
Total of all expenses incurred2016-12-31$2,648,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,652,765
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,740,701
Value of total assets at end of year2016-12-31$37,136,085
Value of total assets at beginning of year2016-12-31$36,108,740
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$-4,491
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$17,230
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,118,235
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,098,083
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$855,337
Participant contributions at end of year2016-12-31$375,625
Participant contributions at beginning of year2016-12-31$418,331
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$392,598
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$371,965
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$36,382
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$439
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$4,237
Other income not declared elsewhere2016-12-31$20,633
Administrative expenses (other) incurred2016-12-31$-11,038
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$1,405,446
Value of net assets at end of year (total assets less liabilities)2016-12-31$37,136,085
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$36,104,503
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Investment advisory and management fees2016-12-31$6,547
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$28,161,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$28,245,929
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$16,961
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in master investment trust accounts at end of year2016-12-31$0
Value of interest in master investment trust accounts at beginning of year2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$6,093,798
Value of interest in common/collective trusts at beginning of year2016-12-31$5,557,658
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$557,750
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$323,481
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$323,481
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$269
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$11,386
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$876,566
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$67,865
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Assets. Value of employer real property at end of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$848,982
Employer contributions (assets) at end of year2016-12-31$848,214
Employer contributions (assets) at beginning of year2016-12-31$636,587
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$20,152
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,641,379
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Contract administrator fees2016-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$706,942
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$554,350
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$2,240,059
Aggregate carrying amount (costs) on sale of assets2016-12-31$2,102,813
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FLYNN & COMPANY
Accountancy firm EIN2016-12-31311451941
2015 : THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-36,181
Total unrealized appreciation/depreciation of assets2015-12-31$-36,181
Total transfer of assets to this plan2015-12-31$48,452
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$4,237
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,717,883
Total loss/gain on sale of assets2015-12-31$12,225
Total of all expenses incurred2015-12-31$2,770,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,758,050
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$13,852
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,569,369
Value of total assets at end of year2015-12-31$36,108,740
Value of total assets at beginning of year2015-12-31$37,108,860
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$-1,210
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$16,198
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,539,239
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,526,844
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$871,974
Participant contributions at end of year2015-12-31$418,331
Participant contributions at beginning of year2015-12-31$428,945
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$371,965
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$395,999
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$60,808
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$439
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$4,237
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-24,034
Administrative expenses (other) incurred2015-12-31$-9,902
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$-1,052,809
Value of net assets at end of year (total assets less liabilities)2015-12-31$36,104,503
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$37,108,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Investment advisory and management fees2015-12-31$8,692
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$28,245,929
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$28,386,678
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$16,167
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in master investment trust accounts at end of year2015-12-31$0
Value of interest in master investment trust accounts at beginning of year2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$5,557,658
Value of interest in common/collective trusts at beginning of year2015-12-31$6,501,062
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$323,481
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$196,809
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$196,809
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$31
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$12,103
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,425,672
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$66,739
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Assets. Value of employer real property at end of year2015-12-31$0
Assets. Value of employer real property at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$636,587
Employer contributions (assets) at end of year2015-12-31$636,587
Employer contributions (assets) at beginning of year2015-12-31$716,155
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$12,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,745,947
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Contract administrator fees2015-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$554,350
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$483,212
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$371,213
Aggregate carrying amount (costs) on sale of assets2015-12-31$358,988
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FLYNN & COMPANY
Accountancy firm EIN2015-12-31311451941
2014 : THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-43,042
Total unrealized appreciation/depreciation of assets2014-12-31$-43,042
Total transfer of assets to this plan2014-12-31$80,684
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,257,343
Total loss/gain on sale of assets2014-12-31$20,067
Total of all expenses incurred2014-12-31$1,845,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,840,361
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$791
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,585,739
Value of total assets at end of year2014-12-31$37,108,860
Value of total assets at beginning of year2014-12-31$35,616,400
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,415
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$18,507
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,001,722
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,995,003
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$852,693
Participant contributions at end of year2014-12-31$428,945
Participant contributions at beginning of year2014-12-31$419,089
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$395,999
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$450,746
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$16,891
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$25,514
Administrative expenses (other) incurred2014-12-31$2,684
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$13,070
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$1,411,776
Value of net assets at end of year (total assets less liabilities)2014-12-31$37,108,860
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$35,616,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$1,731
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$28,386,678
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$28,152,947
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$18,484
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$6,501,062
Value of interest in common/collective trusts at beginning of year2014-12-31$5,364,534
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$196,809
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$256,936
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$256,936
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$23
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$14,406
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-407,440
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$56,276
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$716,155
Employer contributions (assets) at end of year2014-12-31$716,155
Employer contributions (assets) at beginning of year2014-12-31$655,107
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$6,719
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,825,955
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$483,212
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$303,971
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$244,605
Aggregate carrying amount (costs) on sale of assets2014-12-31$224,538
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FLYNN & COMPANY
Accountancy firm EIN2014-12-31311451941
2013 : THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-14,372
Total unrealized appreciation/depreciation of assets2013-12-31$-14,372
Total transfer of assets to this plan2013-12-31$61,240
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$7,077,737
Total loss/gain on sale of assets2013-12-31$34,977
Total of all expenses incurred2013-12-31$1,013,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,002,389
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$9,566
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,510,721
Value of total assets at end of year2013-12-31$35,616,400
Value of total assets at beginning of year2013-12-31$29,490,935
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,557
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$15,411
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,202,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,199,504
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$855,428
Participant contributions at end of year2013-12-31$419,089
Participant contributions at beginning of year2013-12-31$344,206
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$16,080
Assets. Other investments not covered elsewhere at end of year2013-12-31$450,746
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$475,455
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$-24,870
Administrative expenses (other) incurred2013-12-31$1,557
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$13,070
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$6,064,225
Value of net assets at end of year (total assets less liabilities)2013-12-31$35,616,400
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$29,490,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$28,152,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$22,027,364
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$15,084
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$5,364,534
Value of interest in common/collective trusts at beginning of year2013-12-31$5,444,778
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$256,936
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$319,658
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$319,658
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$327
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$16,022
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,288,667
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$64,480
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$655,293
Employer contributions (assets) at end of year2013-12-31$655,107
Employer contributions (assets) at beginning of year2013-12-31$750,000
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$3,219
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$986,367
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$303,971
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$113,394
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$276,304
Aggregate carrying amount (costs) on sale of assets2013-12-31$241,327
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FLYNN & COMPANY
Accountancy firm EIN2013-12-31311451941
2012 : THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-11,763
Total unrealized appreciation/depreciation of assets2012-12-31$-11,763
Total transfer of assets to this plan2012-12-31$133,153
Total transfer of assets from this plan2012-12-31$18,734
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$5,432,756
Total loss/gain on sale of assets2012-12-31$11,673
Total of all expenses incurred2012-12-31$1,443,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,441,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,603,023
Value of total assets at end of year2012-12-31$29,490,935
Value of total assets at beginning of year2012-12-31$25,387,608
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,808
Total interest from all sources2012-12-31$39,815
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$651,112
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$648,854
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$769,424
Participant contributions at end of year2012-12-31$344,206
Participant contributions at beginning of year2012-12-31$324,785
Participant contributions at end of year2012-12-31$16,080
Participant contributions at beginning of year2012-12-31$0
Assets. Other investments not covered elsewhere at end of year2012-12-31$475,455
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$447,323
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$408,599
Administrative expenses (other) incurred2012-12-31$2,808
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,988,908
Value of net assets at end of year (total assets less liabilities)2012-12-31$29,490,935
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$25,387,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$22,027,364
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$17,958,452
Interest on participant loans2012-12-31$11,662
Interest earned on other investments2012-12-31$28,133
Value of interest in common/collective trusts at end of year2012-12-31$5,444,778
Value of interest in common/collective trusts at beginning of year2012-12-31$6,593,476
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$319,658
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$8,636
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$8,636
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,043,048
Net investment gain or loss from common/collective trusts2012-12-31$95,848
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,425,000
Employer contributions (assets) at end of year2012-12-31$750,000
Employer contributions (assets) at beginning of year2012-12-31$0
Income. Dividends from common stock2012-12-31$2,258
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,441,040
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$113,394
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$54,936
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$255,593
Aggregate carrying amount (costs) on sale of assets2012-12-31$243,920
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FLYNN & COMPANY
Accountancy firm EIN2012-12-31311451941
2011 : THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2011 401k financial data
Total transfer of assets from this plan2011-10-31$12,124,940
Total income from all sources (including contributions)2011-10-31$646,227
Total of all expenses incurred2011-10-31$776,472
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-10-31$774,972
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-10-31$642,000
Value of total assets at end of year2011-10-31$0
Value of total assets at beginning of year2011-10-31$12,255,185
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-10-31$1,500
Total dividends received (eg from common stock, registered investment company shares)2011-10-31$130,203
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-10-31$130,203
Was this plan covered by a fidelity bond2011-10-31Yes
Value of fidelity bond cover2011-10-31$5,000,000
If this is an individual account plan, was there a blackout period2011-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-10-31$0
Were there any nonexempt tranactions with any party-in-interest2011-10-31No
Assets. Other investments not covered elsewhere at beginning of year2011-10-31$425,335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-31No
Value of net income/loss2011-10-31$-130,245
Value of net assets at end of year (total assets less liabilities)2011-10-31$0
Value of net assets at beginning of year (total assets less liabilities)2011-10-31$12,255,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-10-31No
Were any leases to which the plan was party in default or uncollectible2011-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-10-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-10-31$8,916,577
Value of interest in common/collective trusts at end of year2011-10-31$0
Value of interest in common/collective trusts at beginning of year2011-10-31$2,913,273
Expenses. Payments to insurance carriers foe the provision of benefits2011-10-31$14,337
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-10-31$-149,190
Net investment gain or loss from common/collective trusts2011-10-31$23,214
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-10-31No
Was there a failure to transmit to the plan any participant contributions2011-10-31No
Has the plan failed to provide any benefit when due under the plan2011-10-31No
Contributions received in cash from employer2011-10-31$642,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-10-31$760,635
Contract administrator fees2011-10-31$1,500
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-10-31No
Did the plan have assets held for investment2011-10-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-10-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-10-31Yes
Opinion of an independent qualified public accountant for this plan2011-10-31Disclaimer
Accountancy firm name2011-10-31FLYNN & COMPANY, INC.
Accountancy firm EIN2011-10-31311451941
2010 : THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,666,081
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$42,231
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$41,861
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$552,147
Value of total assets at end of year2010-12-31$12,255,185
Value of total assets at beginning of year2010-12-31$10,631,335
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$370
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$103,017
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$103,017
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$0
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$425,335
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$407,321
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,147
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$1,623,850
Value of net assets at end of year (total assets less liabilities)2010-12-31$12,255,185
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$10,631,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$370
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,916,577
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,245,762
Interest on participant loans2010-12-31$0
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$2,913,273
Value of interest in common/collective trusts at beginning of year2010-12-31$2,978,252
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$13,967
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$969,460
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$41,457
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$550,000
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$27,894
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FLYNN & COMPANY, INC.
Accountancy firm EIN2010-12-31311451941
2009 : THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN

2018: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingYes
2011-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE SHEPHERD CHEMICAL COMPANY RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number24117
Policy instance 1
Insurance contract or identification number24117
Number of Individuals Covered8
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $135
Total amount of fees paid to insurance companyUSD $118
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9
Amount paid for insurance broker fees87
Additional information about fees paid to insurance brokerSERVICE FEE
Insurance broker organization code?3
Insurance broker nameKELLEY FNCL GRP INC
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number24117
Policy instance 1
Insurance contract or identification number24117
Number of Individuals Covered21
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $180
Total amount of fees paid to insurance companyUSD $154
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31
Amount paid for insurance broker fees117
Additional information about fees paid to insurance brokerPERSISTENCY FEES AND OTHER COMP
Insurance broker organization code?3
Insurance broker nameKELLY FNCL GRP
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number24117
Policy instance 1
Insurance contract or identification number24117
Number of Individuals Covered25
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $358
Total amount of fees paid to insurance companyUSD $211
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $148
Amount paid for insurance broker fees31
Insurance broker organization code?3
Insurance broker nameKELLEY FNCL GRP INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number3949243
Policy instance 2
Insurance contract or identification number3949243
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker name
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number24117
Policy instance 1
Insurance contract or identification number24117
Number of Individuals Covered26
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $491
Total amount of fees paid to insurance companyUSD $243
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $191
Amount paid for insurance broker fees24
Additional information about fees paid to insurance brokerMANAGING PARTNER
Insurance broker organization code?3
Insurance broker nameTIMOTHY CAILOR MILLER
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number3949243
Policy instance 1
Insurance contract or identification number3949243
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number24117
Policy instance 2
Insurance contract or identification number24117
Number of Individuals Covered31
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $2,142
Total amount of fees paid to insurance companyUSD $756
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $980
Amount paid for insurance broker fees200
Additional information about fees paid to insurance brokerFINANCIAL REPRESENTATIVE
Insurance broker organization code?3
Insurance broker nameTIMOTHY CALLOR MILLER
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number24117
Policy instance 1
Insurance contract or identification number24117
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-10-31
Total amount of commissions paid to insurance brokerUSD $153
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number24117
Policy instance 1
Insurance contract or identification number24117
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $153
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $82
Insurance broker organization code?3
Insurance broker nameJEFFREY W RICH

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