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Plan Name | COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | COHEN BROTHERS INC. |
Employer identification number (EIN): | 310530745 |
NAIC Classification: | 332110 |
Additional information about COHEN BROTHERS INC.
Jurisdiction of Incorporation: | Ohio Secretary of State Business Services Division |
Incorporation Date: | 1949-12-30 |
Company Identification Number: | 216007 |
Legal Registered Office Address: |
1723 WOODLAWN AVE - MIDDLETOWN United States of America (USA) 45042 |
More information about COHEN BROTHERS INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2015-01-01 | PHIL DOBER | |||
002 | 2014-01-01 | PHIL DOBER | |||
002 | 2013-01-01 | JAMES C. WILLIAMS | |||
002 | 2012-01-01 | JAMES C. WILLIAMS | |||
002 | 2011-01-01 | JAMES C. WILLIAMS | |||
002 | 2010-01-01 | JAMES C. WILLIAMS | JAMES C. WILLIAMS | 2011-10-14 | |
002 | 2009-01-01 | JAMES C. WILLIAMS | JAMES C. WILLIAMS | 2010-10-14 |
Measure | Date | Value |
---|---|---|
2015: COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 508 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 392 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 55 |
Total of all active and inactive participants | 2015-01-01 | 447 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 447 |
Number of participants with account balances | 2015-01-01 | 292 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 16 |
2014: COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 438 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 461 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 47 |
Total of all active and inactive participants | 2014-01-01 | 508 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 508 |
Number of participants with account balances | 2014-01-01 | 352 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 12 |
2013: COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 427 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 399 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 38 |
Total of all active and inactive participants | 2013-01-01 | 437 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 1 |
Total participants | 2013-01-01 | 438 |
Number of participants with account balances | 2013-01-01 | 349 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 11 |
2012: COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 422 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 376 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 50 |
Total of all active and inactive participants | 2012-01-01 | 426 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 1 |
Total participants | 2012-01-01 | 427 |
Number of participants with account balances | 2012-01-01 | 360 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 31 |
2011: COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 301 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 397 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 25 |
Total of all active and inactive participants | 2011-01-01 | 422 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 422 |
Number of participants with account balances | 2011-01-01 | 329 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 1 |
2010: COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 227 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 269 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 32 |
Total of all active and inactive participants | 2010-01-01 | 301 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 301 |
Number of participants with account balances | 2010-01-01 | 228 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 19 |
2009: COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 357 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 303 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 22 |
Total of all active and inactive participants | 2009-01-01 | 325 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 325 |
Number of participants with account balances | 2009-01-01 | 266 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 6 |
Measure | Date | Value |
---|---|---|
2015 : COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $3,676,369 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $30,233 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $536,396 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $2,077,762 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,033,894 |
Value of total corrective distributions | 2015-12-31 | $30,233 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $520,202 |
Value of total assets at end of year | 2015-12-31 | $19,294,294 |
Value of total assets at beginning of year | 2015-12-31 | $17,129,058 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $13,635 |
Total interest from all sources | 2015-12-31 | $9,364 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $643,828 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $643,828 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $427,280 |
Participant contributions at end of year | 2015-12-31 | $264,359 |
Participant contributions at beginning of year | 2015-12-31 | $231,090 |
Participant contributions at end of year | 2015-12-31 | $7,257 |
Participant contributions at beginning of year | 2015-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $91,915 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $30,233 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
Total non interest bearing cash at end of year | 2015-12-31 | $211,006 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $9,165 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-1,541,366 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $19,264,061 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $17,129,058 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $14,182,785 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $12,628,058 |
Income. Interest from loans (other than to participants) | 2015-12-31 | $9,364 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $4,628,873 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $4,260,745 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-694,342 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $57,344 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,007 |
Employer contributions (assets) at end of year | 2015-12-31 | $14 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,033,894 |
Contract administrator fees | 2015-12-31 | $13,635 |
Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $0 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | CLARK SCHAEFER HACKETT |
Accountancy firm EIN | 2015-12-31 | 310800053 |
2014 : COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $338,863 |
Total income from all sources (including contributions) | 2014-12-31 | $1,254,971 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $717,937 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $654,021 |
Value of total corrective distributions | 2014-12-31 | $53,385 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $481,712 |
Value of total assets at end of year | 2014-12-31 | $17,129,058 |
Value of total assets at beginning of year | 2014-12-31 | $16,930,887 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $10,531 |
Total interest from all sources | 2014-12-31 | $7,812 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $810,033 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $810,033 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $480,303 |
Participant contributions at end of year | 2014-12-31 | $231,090 |
Participant contributions at beginning of year | 2014-12-31 | $193,732 |
Total non interest bearing cash at end of year | 2014-12-31 | $9,165 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $345,251 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $537,034 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $17,129,058 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $16,592,024 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $10,531 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $12,628,058 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $12,045,482 |
Interest on participant loans | 2014-12-31 | $7,812 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $4,260,745 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $4,346,422 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-39,703 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $-4,883 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,409 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $654,021 |
Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $338,863 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | FLAGEL HUBER FLAGEL |
Accountancy firm EIN | 2014-12-31 | 310796034 |
2013 : COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $338,863 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $2,715,294 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,328,753 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,276,625 |
Value of total corrective distributions | 2013-12-31 | $40,847 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $484,502 |
Value of total assets at end of year | 2013-12-31 | $16,930,887 |
Value of total assets at beginning of year | 2013-12-31 | $15,205,483 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $11,281 |
Total interest from all sources | 2013-12-31 | $7,429 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $414,355 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $414,355 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $473,779 |
Participant contributions at end of year | 2013-12-31 | $193,732 |
Participant contributions at beginning of year | 2013-12-31 | $143,660 |
Participant contributions at end of year | 2013-12-31 | $0 |
Participant contributions at beginning of year | 2013-12-31 | $11,175 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $8,402 |
Total non interest bearing cash at end of year | 2013-12-31 | $345,251 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,386,541 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $16,592,024 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $15,205,483 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $12,045,482 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $10,405,227 |
Interest on participant loans | 2013-12-31 | $7,429 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $4,346,422 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $4,645,154 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,864,900 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $-55,892 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $2,321 |
Employer contributions (assets) at end of year | 2013-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $267 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,276,625 |
Contract administrator fees | 2013-12-31 | $11,281 |
Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $338,863 |
Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $0 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | FLAGEL HUBER FLAGEL |
Accountancy firm EIN | 2013-12-31 | 310796034 |
2012 : COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $2,278,141 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $996,060 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $988,080 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $823,198 |
Value of total assets at end of year | 2012-12-31 | $15,205,483 |
Value of total assets at beginning of year | 2012-12-31 | $13,923,402 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $7,980 |
Total interest from all sources | 2012-12-31 | $4,252 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $323,057 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $323,057 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $502,362 |
Participant contributions at end of year | 2012-12-31 | $143,660 |
Participant contributions at beginning of year | 2012-12-31 | $89,052 |
Participant contributions at end of year | 2012-12-31 | $11,175 |
Participant contributions at beginning of year | 2012-12-31 | $20,569 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $264,468 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,282,081 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $15,205,483 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $13,923,402 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $10,405,227 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $8,547,433 |
Interest on participant loans | 2012-12-31 | $4,252 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $4,645,154 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $5,012,159 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,063,942 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $63,692 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $56,368 |
Employer contributions (assets) at end of year | 2012-12-31 | $267 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $254,189 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $988,080 |
Contract administrator fees | 2012-12-31 | $7,980 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | FLAGEL HUBER FLAGEL |
Accountancy firm EIN | 2012-12-31 | 310796034 |
2011 : COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets to this plan | 2011-12-31 | $630,279 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $751,885 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $495,500 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $460,285 |
Value of total corrective distributions | 2011-12-31 | $28,560 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $859,023 |
Value of total assets at end of year | 2011-12-31 | $13,923,402 |
Value of total assets at beginning of year | 2011-12-31 | $13,036,738 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $6,655 |
Total interest from all sources | 2011-12-31 | $4,068 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $204,467 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $204,467 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $527,504 |
Participant contributions at end of year | 2011-12-31 | $89,052 |
Participant contributions at beginning of year | 2011-12-31 | $94,606 |
Participant contributions at end of year | 2011-12-31 | $20,569 |
Participant contributions at beginning of year | 2011-12-31 | $20,045 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $24,478 |
Administrative expenses (other) incurred | 2011-12-31 | $50 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $256,385 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $13,923,402 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $13,036,738 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $8,547,433 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $8,334,224 |
Interest on participant loans | 2011-12-31 | $4,068 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $5,012,159 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $4,336,784 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-419,304 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $103,631 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $307,041 |
Employer contributions (assets) at end of year | 2011-12-31 | $254,189 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $251,079 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $460,285 |
Contract administrator fees | 2011-12-31 | $6,605 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | FLAGEL HUBER FLAGEL & CO. CPAS |
Accountancy firm EIN | 2011-12-31 | 310796034 |
2010 : COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $1,918,899 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $433,526 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $429,486 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $780,207 |
Value of total assets at end of year | 2010-12-31 | $13,036,738 |
Value of total assets at beginning of year | 2010-12-31 | $11,551,365 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $4,040 |
Total interest from all sources | 2010-12-31 | $4,222 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $167,091 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $167,091 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $477,987 |
Participant contributions at end of year | 2010-12-31 | $94,606 |
Participant contributions at beginning of year | 2010-12-31 | $98,604 |
Participant contributions at end of year | 2010-12-31 | $20,045 |
Participant contributions at beginning of year | 2010-12-31 | $26,621 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $4,274 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,485,373 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $13,036,738 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $11,551,365 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $8,334,224 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $7,207,727 |
Interest on participant loans | 2010-12-31 | $4,222 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $4,336,784 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $3,963,192 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $791,540 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $175,839 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $297,946 |
Employer contributions (assets) at end of year | 2010-12-31 | $251,079 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $255,221 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $429,486 |
Contract administrator fees | 2010-12-31 | $4,040 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | FLAGEL, HUBER, FLAGEL & CO. |
Accountancy firm EIN | 2010-12-31 | 310796034 |
2009 : COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2015: COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2015 form 5500 responses | ||
---|---|---|
2015-01-01 | Type of plan entity | Mulitple employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Mulitple employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: COHEN BROTHERS, INC. REVISED PROFIT SHARING PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |