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OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameOHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

OHIO TRANSMISSION HOLDING LLC has sponsored the creation of one or more 401k plans.

Company Name:OHIO TRANSMISSION HOLDING LLC
Employer identification number (EIN):310655871
NAIC Classification:423800

Additional information about OHIO TRANSMISSION HOLDING LLC

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1963-01-30
Company Identification Number: 317299
Legal Registered Office Address: 1300 EAST NINTH STREET
-
CLEVELAND
United States of America (USA)
44114

More information about OHIO TRANSMISSION HOLDING LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-01-01MATT D. PIATT
0022014-01-01MATT D. PIATT
0022013-01-01MATT D. PIATT
0022012-01-01MATT D. PIATT
0022011-01-01MATT D. PIATT MATT D. PIATT2012-10-15
0022009-01-01MATT PIATT ALIDA BREEN2010-10-11

Plan Statistics for OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2015: OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01358
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01332
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01358
Total of all active and inactive participants2014-01-01358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01358
Number of participants with account balances2014-01-01358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01380
Total number of active participants reported on line 7a of the Form 55002013-01-010
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01332
Total of all active and inactive participants2013-01-01332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01332
Number of participants with account balances2013-01-01332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01350
Total number of active participants reported on line 7a of the Form 55002012-01-01374
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-016
Total of all active and inactive participants2012-01-01380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01380
Number of participants with account balances2012-01-01365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0116
2011: OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01312
Total number of active participants reported on line 7a of the Form 55002011-01-01346
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-013
Total of all active and inactive participants2011-01-01349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01350
Number of participants with account balances2011-01-01339
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2009: OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01322
Total number of active participants reported on line 7a of the Form 55002009-01-01296
Number of retired or separated participants receiving benefits2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-016
Total of all active and inactive participants2009-01-01305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01305
Number of participants with account balances2009-01-01303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0117

Financial Data on OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2015 : OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-07-31$-2,369
Total unrealized appreciation/depreciation of assets2015-07-31$-2,369
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-07-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-07-31$52,940
Total income from all sources (including contributions)2015-07-31$8,136
Total loss/gain on sale of assets2015-07-31$0
Total of all expenses incurred2015-07-31$7,883,221
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-07-31$7,883,221
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-07-31$0
Value of total assets at end of year2015-07-31$0
Value of total assets at beginning of year2015-07-31$7,928,025
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-07-31$0
Total interest from all sources2015-07-31$10,505
Total dividends received (eg from common stock, registered investment company shares)2015-07-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-07-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-07-31$0
Was this plan covered by a fidelity bond2015-07-31Yes
Value of fidelity bond cover2015-07-31$1,000,000
If this is an individual account plan, was there a blackout period2015-07-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-07-31$0
Were there any nonexempt tranactions with any party-in-interest2015-07-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-07-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-07-31$453,310
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-07-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-07-31$52,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-07-31No
Value of net income/loss2015-07-31$-7,875,085
Value of net assets at end of year (total assets less liabilities)2015-07-31$0
Value of net assets at beginning of year (total assets less liabilities)2015-07-31$7,875,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-07-31No
Were any leases to which the plan was party in default or uncollectible2015-07-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-07-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-07-31$3,041,693
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-07-31$3,041,693
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-07-31$10,505
Asset value of US Government securities at end of year2015-07-31$0
Asset value of US Government securities at beginning of year2015-07-31$2,513,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-07-31Yes
Was there a failure to transmit to the plan any participant contributions2015-07-31No
Has the plan failed to provide any benefit when due under the plan2015-07-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-07-31$7,883,221
Asset. Corporate debt instrument preferred debt at end of year2015-07-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-07-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-07-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-07-31$1,919,991
Liabilities. Value of benefit claims payable at end of year2015-07-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-07-31$0
Did the plan have assets held for investment2015-07-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-07-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-07-31Yes
Opinion of an independent qualified public accountant for this plan2015-07-31Disclaimer
Accountancy firm name2015-07-31RSM US LLP
Accountancy firm EIN2015-07-31420714325
2014 : OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-5,765
Total unrealized appreciation/depreciation of assets2014-12-31$-5,765
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$52,940
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$255,983
Total income from all sources (including contributions)2014-12-31$462,884
Total loss/gain on sale of assets2014-12-31$426,826
Total of all expenses incurred2014-12-31$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$7,928,025
Value of total assets at beginning of year2014-12-31$7,668,184
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$41,823
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$453,310
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$32,089
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$52,940
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$241,170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$462,884
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,875,085
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,412,201
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Income. Interest from US Government securities2014-12-31$5,426
Income. Interest from corporate debt instruments2014-12-31$20,295
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$3,041,693
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,455,686
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,455,686
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$16,102
Asset value of US Government securities at end of year2014-12-31$2,513,031
Asset value of US Government securities at beginning of year2014-12-31$2,589,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$2,590,651
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$1,919,991
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$14,813
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$426,826
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
2013 : OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$255,983
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$5,495
Total income from all sources (including contributions)2013-12-31$4,755,450
Total loss/gain on sale of assets2013-12-31$4,748,745
Total of all expenses incurred2013-12-31$13,923,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$13,771,591
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$7,668,184
Value of total assets at beginning of year2013-12-31$16,585,496
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$151,659
Total interest from all sources2013-12-31$6,705
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$88,757
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$32,089
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$7,246
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$241,170
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$5,495
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-9,167,800
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,412,201
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$16,580,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$62,902
Income. Interest from US Government securities2013-12-31$981
Income. Interest from corporate debt instruments2013-12-31$2,310
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,455,686
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$14,704
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$14,704
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$3,414
Asset value of US Government securities at end of year2013-12-31$2,589,758
Asset value of US Government securities at beginning of year2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$16,562,986
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$13,771,591
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$2,590,651
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at end of year2013-12-31$14,813
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$21,311,222
Aggregate carrying amount (costs) on sale of assets2013-12-31$16,562,477
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGLADREY LLP
Accountancy firm EIN2013-12-31420714325
2012 : OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$11,643,604
Total unrealized appreciation/depreciation of assets2012-12-31$11,643,604
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$5,495
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,757
Total income from all sources (including contributions)2012-12-31$11,643,682
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$420,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$420,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$16,585,496
Value of total assets at beginning of year2012-12-31$5,360,455
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$78
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$7,246
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$2,769
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$5,495
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$3,757
Total non interest bearing cash at end of year2012-12-31$560
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$11,223,303
Value of net assets at end of year (total assets less liabilities)2012-12-31$16,580,001
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,356,698
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Interest earned on other investments2012-12-31$60
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$14,704
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$18,686
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$18,686
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$18
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$16,562,986
Assets. Invements in employer securities at beginning of year2012-12-31$5,339,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$420,379
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31CLARK, SCHAEFER, HACKETT & CO.
Accountancy firm EIN2012-12-31031080053
2011 : OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$1,466,936
Total unrealized appreciation/depreciation of assets2011-12-31$1,466,936
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$3,757
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,467,130
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$511,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$511,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$173
Value of total assets at end of year2011-12-31$5,360,455
Value of total assets at beginning of year2011-12-31$4,400,571
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$21
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$2,769
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$50
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$3,757
Total non interest bearing cash at beginning of year2011-12-31$4,176
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$956,127
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,356,698
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,400,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$18,686
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$18,665
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$18,665
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$21
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$5,339,000
Assets. Invements in employer securities at beginning of year2011-12-31$4,377,680
Contributions received in cash from employer2011-12-31$173
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$511,003
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$3,905
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$505,616
Aggregate carrying amount (costs) on sale of assets2011-12-31$505,616
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31CLARK, SCHAEFER, HACKETT & CO.
Accountancy firm EIN2011-12-31031080053
2010 : OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$653,119
Total unrealized appreciation/depreciation of assets2010-12-31$653,119
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$3,905
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$653,156
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$186,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$186,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$4,400,571
Value of total assets at beginning of year2010-12-31$3,930,236
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$37
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$50
Total non interest bearing cash at end of year2010-12-31$4,176
Total non interest bearing cash at beginning of year2010-12-31$611
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$466,430
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,396,666
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,930,236
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$18,665
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$18,628
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$18,628
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$37
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$4,377,680
Assets. Invements in employer securities at beginning of year2010-12-31$3,910,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$186,726
Liabilities. Value of benefit claims payable at end of year2010-12-31$3,905
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31CLARK, SCHAEFER, HACKETT & CO.
Accountancy firm EIN2010-12-31310800053
2009 : OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

2015: OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: OHIO TRANSMISSION CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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