?>
Logo

UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 401k Plan overview

Plan NameUNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN
Plan identification number 001

UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNIVERSITY OTOLARYNGOLOGISTS, INC. has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSITY OTOLARYNGOLOGISTS, INC.
Employer identification number (EIN):310682633
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about UNIVERSITY OTOLARYNGOLOGISTS, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1964-05-29
Company Identification Number: 330733
Legal Registered Office Address: 1810 MACKENZIE DR
-
COLUMBUS
United States of America (USA)
43220

More information about UNIVERSITY OTOLARYNGOLOGISTS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JEFFREY HILTBRAND
0012016-01-01JEFFREY HILTBRAND
0012015-01-01JEFFERY HILTBRAND
0012014-01-01JEFFERY HILTBRAND
0012013-01-01JEFFERY HILTBRAND
0012012-01-01JEFFERY HILTBRAND
0012011-01-01JEFFERY HILTBRAND
0012009-01-01JEFFERY HILTBRAND

Plan Statistics for UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN

401k plan membership statisitcs for UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN

Measure Date Value
2022: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01328
Total number of active participants reported on line 7a of the Form 55002022-01-01193
Number of retired or separated participants receiving benefits2022-01-0130
Number of other retired or separated participants entitled to future benefits2022-01-0195
Total of all active and inactive participants2022-01-01318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01318
Number of participants with account balances2022-01-01318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0119
2021: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01302
Total number of active participants reported on line 7a of the Form 55002021-01-01198
Number of retired or separated participants receiving benefits2021-01-0130
Number of other retired or separated participants entitled to future benefits2021-01-0184
Total of all active and inactive participants2021-01-01312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01312
Number of participants with account balances2021-01-01312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0120
2020: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01274
Total number of active participants reported on line 7a of the Form 55002020-01-01192
Number of retired or separated participants receiving benefits2020-01-0123
Number of other retired or separated participants entitled to future benefits2020-01-0166
Total of all active and inactive participants2020-01-01281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01281
Number of participants with account balances2020-01-01280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0110
2019: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01259
Total number of active participants reported on line 7a of the Form 55002019-01-01183
Number of retired or separated participants receiving benefits2019-01-0118
Number of other retired or separated participants entitled to future benefits2019-01-0160
Total of all active and inactive participants2019-01-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01261
Number of participants with account balances2019-01-01261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0110
2018: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01244
Total number of active participants reported on line 7a of the Form 55002018-01-01175
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0167
Total of all active and inactive participants2018-01-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01242
Number of participants with account balances2018-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0114
2017: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01225
Total number of active participants reported on line 7a of the Form 55002017-01-01173
Number of retired or separated participants receiving benefits2017-01-0116
Number of other retired or separated participants entitled to future benefits2017-01-0143
Total of all active and inactive participants2017-01-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01232
Number of participants with account balances2017-01-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01207
Total number of active participants reported on line 7a of the Form 55002016-01-01162
Number of retired or separated participants receiving benefits2016-01-0114
Number of other retired or separated participants entitled to future benefits2016-01-0136
Total of all active and inactive participants2016-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01212
Number of participants with account balances2016-01-01209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01206
Total number of active participants reported on line 7a of the Form 55002015-01-01156
Number of retired or separated participants receiving benefits2015-01-0147
Total of all active and inactive participants2015-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01203
Number of participants with account balances2015-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01174
Total number of active participants reported on line 7a of the Form 55002014-01-01120
Number of other retired or separated participants entitled to future benefits2014-01-0149
Total of all active and inactive participants2014-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01169
Number of participants with account balances2014-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0111
2013: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01164
Total number of active participants reported on line 7a of the Form 55002013-01-01123
Number of retired or separated participants receiving benefits2013-01-0142
Total of all active and inactive participants2013-01-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01165
Number of participants with account balances2013-01-01165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01164
Total number of active participants reported on line 7a of the Form 55002012-01-01115
Number of other retired or separated participants entitled to future benefits2012-01-0142
Total of all active and inactive participants2012-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01157
Number of participants with account balances2012-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01156
Total number of active participants reported on line 7a of the Form 55002011-01-01115
Number of retired or separated participants receiving benefits2011-01-0144
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01159
Number of participants with account balances2011-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-018
2009: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01138
Total number of active participants reported on line 7a of the Form 55002009-01-01112
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0131
Total of all active and inactive participants2009-01-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01143
Number of participants with account balances2009-01-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN

Measure Date Value
2022 : UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,874,570
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,437,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,264,388
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,121,925
Value of total assets at end of year2022-12-31$48,678,719
Value of total assets at beginning of year2022-12-31$60,990,866
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$173,189
Total interest from all sources2022-12-31$13,109
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$320,377
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,315,935
Participant contributions at end of year2022-12-31$268,713
Participant contributions at beginning of year2022-12-31$341,282
Participant contributions at end of year2022-12-31$4,916
Participant contributions at beginning of year2022-12-31$2,174
Assets. Other investments not covered elsewhere at end of year2022-12-31$19,995,979
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$26,690,269
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,312
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$-4,332,449
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-12,312,147
Value of net assets at end of year (total assets less liabilities)2022-12-31$48,678,719
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$60,990,866
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$173,189
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$26,445,130
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$31,677,193
Interest on participant loans2022-12-31$13,109
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$880,685
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,136,575
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,997,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,803,678
Employer contributions (assets) at end of year2022-12-31$1,083,296
Employer contributions (assets) at beginning of year2022-12-31$1,143,373
Income. Dividends from common stock2022-12-31$320,377
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,264,388
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GBQ PARTNERS
Accountancy firm EIN2022-12-31202122306
2021 : UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$11,320,092
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,026,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,826,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,006,298
Value of total assets at end of year2021-12-31$60,990,866
Value of total assets at beginning of year2021-12-31$52,697,314
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$200,145
Total interest from all sources2021-12-31$17,592
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$542,748
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,270,799
Participant contributions at end of year2021-12-31$341,282
Participant contributions at beginning of year2021-12-31$326,975
Participant contributions at end of year2021-12-31$2,174
Participant contributions at beginning of year2021-12-31$4,490
Assets. Other investments not covered elsewhere at end of year2021-12-31$26,690,269
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$24,655,007
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$919,357
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$358
Other income not declared elsewhere2021-12-31$2,696,708
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,293,552
Value of net assets at end of year (total assets less liabilities)2021-12-31$60,990,866
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$52,697,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$200,145
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$31,677,193
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$25,312,127
Interest on participant loans2021-12-31$17,592
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,136,575
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,345,422
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,056,746
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,816,142
Employer contributions (assets) at end of year2021-12-31$1,143,373
Employer contributions (assets) at beginning of year2021-12-31$1,052,935
Income. Dividends from common stock2021-12-31$542,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,826,395
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GBQ PARTNERS
Accountancy firm EIN2021-12-31202122306
2020 : UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$9,495,227
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$8,475,177
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$8,289,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,683,891
Value of total assets at end of year2020-12-31$52,697,314
Value of total assets at beginning of year2020-12-31$51,677,264
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$185,544
Total interest from all sources2020-12-31$17,555
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$592,788
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,179,666
Participant contributions at end of year2020-12-31$326,975
Participant contributions at beginning of year2020-12-31$397,875
Participant contributions at end of year2020-12-31$4,490
Participant contributions at beginning of year2020-12-31$20,990
Assets. Other investments not covered elsewhere at end of year2020-12-31$24,655,007
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$28,119,636
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$816,051
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$358
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$358
Other income not declared elsewhere2020-12-31$1,666,414
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,020,050
Value of net assets at end of year (total assets less liabilities)2020-12-31$52,697,314
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$51,677,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$185,544
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$25,312,127
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$20,867,473
Interest on participant loans2020-12-31$17,555
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,345,422
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,158,451
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,534,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,688,174
Employer contributions (assets) at end of year2020-12-31$1,052,935
Employer contributions (assets) at beginning of year2020-12-31$1,112,481
Income. Dividends from common stock2020-12-31$592,788
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$8,289,633
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31GBQ PARTNERS
Accountancy firm EIN2020-12-31202122306
2019 : UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$11,255,877
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,499,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,298,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,910,593
Value of total assets at end of year2019-12-31$51,677,264
Value of total assets at beginning of year2019-12-31$41,920,845
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$200,863
Total interest from all sources2019-12-31$23,271
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$560,462
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$100,000
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,147,612
Participant contributions at end of year2019-12-31$397,875
Participant contributions at beginning of year2019-12-31$433,349
Participant contributions at end of year2019-12-31$20,990
Participant contributions at beginning of year2019-12-31$24,647
Assets. Other investments not covered elsewhere at end of year2019-12-31$28,119,636
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$22,586,300
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$30,518
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$358
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$147
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$3,874,328
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$9,756,419
Value of net assets at end of year (total assets less liabilities)2019-12-31$51,677,264
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$41,920,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$330,500
Investment advisory and management fees2019-12-31$200,863
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$20,867,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$16,324,317
Interest on participant loans2019-12-31$23,271
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,158,451
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,065,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,887,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,732,463
Employer contributions (assets) at end of year2019-12-31$1,112,481
Employer contributions (assets) at beginning of year2019-12-31$1,055,711
Income. Dividends from common stock2019-12-31$560,462
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,298,595
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31GBQ PARTNERS
Accountancy firm EIN2019-12-31202122306
2018 : UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,482,785
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,033,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,836,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,451,830
Value of total assets at end of year2018-12-31$41,920,845
Value of total assets at beginning of year2018-12-31$45,471,476
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$196,692
Total interest from all sources2018-12-31$17,990
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$572,776
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Assets. Real estate other than employer real property at end of year2018-12-31$100,000
Assets. Real estate other than employer real property at beginning of year2018-12-31$100,000
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,101,268
Participant contributions at end of year2018-12-31$433,349
Participant contributions at beginning of year2018-12-31$282,084
Participant contributions at end of year2018-12-31$24,647
Participant contributions at beginning of year2018-12-31$45,400
Assets. Other investments not covered elsewhere at end of year2018-12-31$22,586,300
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$25,951,684
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$686,744
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$147
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$-1,099
Assets. Loans (other than to participants) at end of year2018-12-31$0
Assets. Loans (other than to participants) at beginning of year2018-12-31$45,993
Other income not declared elsewhere2018-12-31$-1,514,853
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,550,631
Value of net assets at end of year (total assets less liabilities)2018-12-31$41,920,845
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$45,471,476
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$330,500
Assets. partnership/joint venture interests at beginning of year2018-12-31$338,500
Investment advisory and management fees2018-12-31$196,692
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$16,324,317
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$17,683,138
Interest on participant loans2018-12-31$17,990
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,065,874
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,044,958
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,663,818
Employer contributions (assets) at end of year2018-12-31$1,055,711
Employer contributions (assets) at beginning of year2018-12-31$1,025,776
Income. Dividends from common stock2018-12-31$572,776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,836,724
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31GBQ PARTNERS
Accountancy firm EIN2018-12-31202122306
2017 : UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$11,610,124
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$7,109,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,902,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,301,872
Value of total assets at end of year2017-12-31$45,471,476
Value of total assets at beginning of year2017-12-31$40,971,024
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$206,798
Total interest from all sources2017-12-31$12,735
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Assets. Real estate other than employer real property at end of year2017-12-31$100,000
Assets. Real estate other than employer real property at beginning of year2017-12-31$100,000
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,001,864
Participant contributions at end of year2017-12-31$282,084
Participant contributions at beginning of year2017-12-31$296,148
Participant contributions at end of year2017-12-31$45,400
Participant contributions at beginning of year2017-12-31$22,283
Assets. Other investments not covered elsewhere at end of year2017-12-31$25,951,684
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$25,153,377
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,746,222
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$-1,099
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$-1,099
Assets. Loans (other than to participants) at end of year2017-12-31$45,993
Assets. Loans (other than to participants) at beginning of year2017-12-31$45,993
Other income not declared elsewhere2017-12-31$2,725,802
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,500,452
Value of net assets at end of year (total assets less liabilities)2017-12-31$45,471,476
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$40,971,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$338,500
Assets. partnership/joint venture interests at beginning of year2017-12-31$388,000
Investment advisory and management fees2017-12-31$206,798
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$17,683,138
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$13,970,496
Interest on participant loans2017-12-31$12,735
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,569,715
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,553,786
Employer contributions (assets) at end of year2017-12-31$1,025,776
Employer contributions (assets) at beginning of year2017-12-31$995,826
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,902,874
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31GBQ PARTNERS
Accountancy firm EIN2017-12-31202122306
2016 : UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,171,151
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,335,513
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,066,081
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,482,331
Value of total assets at end of year2016-12-31$40,971,024
Value of total assets at beginning of year2016-12-31$38,135,386
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$269,432
Total interest from all sources2016-12-31$12,886
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Assets. Real estate other than employer real property at end of year2016-12-31$100,000
Assets. Real estate other than employer real property at beginning of year2016-12-31$100,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$978,412
Participant contributions at end of year2016-12-31$296,148
Participant contributions at beginning of year2016-12-31$295,822
Participant contributions at end of year2016-12-31$22,283
Participant contributions at beginning of year2016-12-31$22,198
Assets. Other investments not covered elsewhere at end of year2016-12-31$25,153,377
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$24,739,792
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$11,421
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$-1,099
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$-1,299
Assets. Loans (other than to participants) at end of year2016-12-31$45,993
Assets. Loans (other than to participants) at beginning of year2016-12-31$100,000
Other income not declared elsewhere2016-12-31$1,723,996
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,835,638
Value of net assets at end of year (total assets less liabilities)2016-12-31$40,971,024
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$38,135,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$388,000
Assets. partnership/joint venture interests at beginning of year2016-12-31$384,750
Investment advisory and management fees2016-12-31$269,432
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$13,970,496
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,495,084
Interest on participant loans2016-12-31$12,886
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$951,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,492,498
Employer contributions (assets) at end of year2016-12-31$995,826
Employer contributions (assets) at beginning of year2016-12-31$999,039
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,066,081
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31GBQ PARTNERS
Accountancy firm EIN2016-12-31202122306
2015 : UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,652,562
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,605,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,397,331
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,586,300
Value of total assets at end of year2015-12-31$38,135,386
Value of total assets at beginning of year2015-12-31$39,087,869
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$207,714
Total interest from all sources2015-12-31$25,708
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Assets. Real estate other than employer real property at end of year2015-12-31$100,000
Assets. Real estate other than employer real property at beginning of year2015-12-31$100,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$972,351
Participant contributions at end of year2015-12-31$295,822
Participant contributions at beginning of year2015-12-31$344,148
Participant contributions at end of year2015-12-31$22,198
Participant contributions at beginning of year2015-12-31$24,479
Assets. Other investments not covered elsewhere at end of year2015-12-31$24,739,792
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$26,764,010
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$108,544
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$-1,299
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$-1,521
Assets. Loans (other than to participants) at end of year2015-12-31$100,000
Assets. Loans (other than to participants) at beginning of year2015-12-31$100,000
Other income not declared elsewhere2015-12-31$-567,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-952,483
Value of net assets at end of year (total assets less liabilities)2015-12-31$38,135,386
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$39,087,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$384,750
Assets. partnership/joint venture interests at beginning of year2015-12-31$572,500
Investment advisory and management fees2015-12-31$207,714
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,495,084
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$10,449,274
Interest on participant loans2015-12-31$13,708
Income. Interest from loans (other than to participants)2015-12-31$12,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-391,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,505,405
Employer contributions (assets) at end of year2015-12-31$999,039
Employer contributions (assets) at beginning of year2015-12-31$734,979
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,397,331
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31GBQ PARTNERS
Accountancy firm EIN2015-12-31202122306
2014 : UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,251,915
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$6,587,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,409,699
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,018,787
Value of total assets at end of year2014-12-31$39,087,869
Value of total assets at beginning of year2014-12-31$41,423,707
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$178,054
Total interest from all sources2014-12-31$17,877
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Assets. Real estate other than employer real property at end of year2014-12-31$100,000
Assets. Real estate other than employer real property at beginning of year2014-12-31$100,000
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$804,209
Participant contributions at end of year2014-12-31$344,148
Participant contributions at beginning of year2014-12-31$357,002
Participant contributions at end of year2014-12-31$24,479
Participant contributions at beginning of year2014-12-31$23,274
Assets. Other investments not covered elsewhere at end of year2014-12-31$26,764,010
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$30,253,872
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$74,125
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$-1,521
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$-1,818
Assets. Loans (other than to participants) at end of year2014-12-31$100,000
Assets. Loans (other than to participants) at beginning of year2014-12-31$100,000
Other income not declared elsewhere2014-12-31$1,771,103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-2,335,838
Value of net assets at end of year (total assets less liabilities)2014-12-31$39,087,869
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$41,423,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$572,500
Assets. partnership/joint venture interests at beginning of year2014-12-31$625,750
Investment advisory and management fees2014-12-31$178,054
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$10,449,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,283,658
Interest on participant loans2014-12-31$14,277
Income. Interest from loans (other than to participants)2014-12-31$3,600
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$444,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,140,453
Employer contributions (assets) at end of year2014-12-31$734,979
Employer contributions (assets) at beginning of year2014-12-31$681,969
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,409,699
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31GBQ PARTNERS
Accountancy firm EIN2014-12-31202122306
2013 : UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,305,945
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,033,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,842,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,859,681
Value of total assets at end of year2013-12-31$41,423,707
Value of total assets at beginning of year2013-12-31$35,151,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$191,040
Total interest from all sources2013-12-31$33,739
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Assets. Real estate other than employer real property at end of year2013-12-31$100,000
Assets. Real estate other than employer real property at beginning of year2013-12-31$100,000
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$746,902
Participant contributions at end of year2013-12-31$357,002
Participant contributions at beginning of year2013-12-31$299,603
Participant contributions at end of year2013-12-31$23,274
Participant contributions at beginning of year2013-12-31$23,168
Assets. Other investments not covered elsewhere at end of year2013-12-31$30,253,872
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$25,694,146
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$49,907
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$-1,818
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$-1,490
Assets. Loans (other than to participants) at end of year2013-12-31$100,000
Assets. Loans (other than to participants) at beginning of year2013-12-31$100,000
Other income not declared elsewhere2013-12-31$5,094,402
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,272,572
Value of net assets at end of year (total assets less liabilities)2013-12-31$41,423,707
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$35,151,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$625,750
Assets. partnership/joint venture interests at beginning of year2013-12-31$597,500
Investment advisory and management fees2013-12-31$191,040
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,283,658
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$7,664,667
Interest on participant loans2013-12-31$15,439
Income. Interest from loans (other than to participants)2013-12-31$18,300
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,318,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,062,872
Employer contributions (assets) at end of year2013-12-31$681,969
Employer contributions (assets) at beginning of year2013-12-31$673,541
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,842,333
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31GBQ PARTNERS
Accountancy firm EIN2013-12-31202122306
2012 : UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$5,457,491
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,084,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$902,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,821,569
Value of total assets at end of year2012-12-31$35,151,135
Value of total assets at beginning of year2012-12-31$30,777,858
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$182,123
Total interest from all sources2012-12-31$27,335
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Assets. Real estate other than employer real property at end of year2012-12-31$100,000
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$747,642
Participant contributions at end of year2012-12-31$299,603
Participant contributions at beginning of year2012-12-31$341,861
Participant contributions at end of year2012-12-31$23,168
Participant contributions at beginning of year2012-12-31$24,021
Assets. Other investments not covered elsewhere at end of year2012-12-31$25,694,146
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$22,938,777
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$14,093
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$-1,490
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$-53
Assets. Loans (other than to participants) at end of year2012-12-31$100,000
Assets. Loans (other than to participants) at beginning of year2012-12-31$100,000
Other income not declared elsewhere2012-12-31$2,800,756
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,373,277
Value of net assets at end of year (total assets less liabilities)2012-12-31$35,151,135
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$30,777,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$597,500
Assets. partnership/joint venture interests at beginning of year2012-12-31$475,250
Investment advisory and management fees2012-12-31$182,123
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$7,664,667
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,245,293
Interest on participant loans2012-12-31$12,935
Income. Interest from loans (other than to participants)2012-12-31$14,400
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$807,831
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,059,834
Employer contributions (assets) at end of year2012-12-31$673,541
Employer contributions (assets) at beginning of year2012-12-31$652,709
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$902,091
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31GBQ PARTNERS
Accountancy firm EIN2012-12-31202122306
2011 : UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,067,632
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$608,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$477,160
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,722,234
Value of total assets at end of year2011-12-31$30,777,858
Value of total assets at beginning of year2011-12-31$30,318,965
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$131,579
Total interest from all sources2011-12-31$25,132
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$695,187
Participant contributions at end of year2011-12-31$341,861
Participant contributions at beginning of year2011-12-31$329,707
Participant contributions at end of year2011-12-31$24,021
Participant contributions at beginning of year2011-12-31$27,604
Assets. Other investments not covered elsewhere at end of year2011-12-31$22,938,777
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$22,359,809
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$-53
Assets. Loans (other than to participants) at end of year2011-12-31$100,000
Assets. Loans (other than to participants) at beginning of year2011-12-31$100,000
Other income not declared elsewhere2011-12-31$-451,793
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$458,893
Value of net assets at end of year (total assets less liabilities)2011-12-31$30,777,858
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$30,318,965
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$475,250
Assets. partnership/joint venture interests at beginning of year2011-12-31$551,500
Investment advisory and management fees2011-12-31$131,579
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,245,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,313,982
Interest on participant loans2011-12-31$14,255
Income. Interest from loans (other than to participants)2011-12-31$10,507
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-227,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,027,047
Employer contributions (assets) at end of year2011-12-31$652,709
Employer contributions (assets) at beginning of year2011-12-31$636,363
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$477,160
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31GBQ PARTNERS
Accountancy firm EIN2011-12-31202122306
2010 : UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,967,497
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,610,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,500,794
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,643,480
Value of total assets at end of year2010-12-31$30,318,965
Value of total assets at beginning of year2010-12-31$28,961,772
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$109,510
Total interest from all sources2010-12-31$15,569
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$629,119
Participant contributions at end of year2010-12-31$329,707
Participant contributions at beginning of year2010-12-31$246,271
Participant contributions at end of year2010-12-31$27,604
Participant contributions at beginning of year2010-12-31$23,883
Assets. Other investments not covered elsewhere at end of year2010-12-31$22,459,809
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$20,757,136
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$30,163
Assets. Loans (other than to participants) at end of year2010-12-31$100,000
Other income not declared elsewhere2010-12-31$2,522,740
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,357,193
Value of net assets at end of year (total assets less liabilities)2010-12-31$30,318,965
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$28,961,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$551,500
Assets. partnership/joint venture interests at beginning of year2010-12-31$690,750
Investment advisory and management fees2010-12-31$109,510
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,313,982
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,706,740
Interest on participant loans2010-12-31$14,168
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,401
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$785,708
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$984,198
Employer contributions (assets) at end of year2010-12-31$636,363
Employer contributions (assets) at beginning of year2010-12-31$536,992
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,500,794
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31GBQ PARTNERS
Accountancy firm EIN2010-12-31202122306
2009 : UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN

2022: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number327-80020
Policy instance 1
Insurance contract or identification number327-80020
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-05-09
Total amount of commissions paid to insurance brokerUSD $1,068
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,068
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerINVESTMENT MANAGEMENT
Insurance broker organization code?7
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number327-80020
Policy instance 1
Insurance contract or identification number327-80020
Number of Individuals Covered312
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $1,818
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,818
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerINVESTMENT MANAGEMENT
Insurance broker organization code?7
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number327-80020
Policy instance 1
Insurance contract or identification number327-80020
Number of Individuals Covered281
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $2,113
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,113
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerINVESTMENT MANAGEMENT
Insurance broker organization code?7
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number327-80020
Policy instance 1
Insurance contract or identification number327-80020
Number of Individuals Covered262
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,908
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1908
Additional information about fees paid to insurance brokerINVESTMENT MANAGEMENT
Insurance broker organization code?7
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number327-80020
Policy instance 1
Insurance contract or identification number327-80020
Number of Individuals Covered239
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,695
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,695
Insurance broker organization code?7
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number020H09824824
Policy instance 1
Insurance contract or identification number020H09824824
Number of Individuals Covered5
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $19,226
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,226
Insurance broker organization code?7
Insurance broker nameAXA ADVISORS LLC

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3