401k Plan data: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN plan

ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 401k Plan overview

Plan Name	ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN
Plan identification number	002

ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

ARIEL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: ARIEL CORPORATION

Employer identification number (EIN): 310721681

NAIC Classification: 331200

Additional information about ARIEL CORPORATION

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division

Incorporation Date: 1966-04-20

Company Identification Number: 350217

Legal Registered Office Address: 35 BLACKJACK ROAD
-
MOUNT VERNON
United States of America (USA)
43050

More information about ARIEL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 BRIAN HUPRICH
002 2016-01-01 DAVID STULLER
002 2015-01-01 DAVID STULLER
002 2014-01-01 DAVID STULLER
002 2013-01-01 DAVID STULLER
002 2012-01-01 DAVID STULLER DAVID STULLER 2013-10-17
002 2011-01-01 DAVID STULLER

Plan Statistics for ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN

401k plan membership statisitcs for ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN

Measure Date Value
2022: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,678
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,473
Number of retired or separated participants receiving benefits 2022-01-01 8
Number of other retired or separated participants entitled to future benefits 2022-01-01 178
Total of all active and inactive participants 2022-01-01 1,659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 1,659
Number of participants with account balances 2022-01-01 1,620
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 80
2021: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,779
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,531
Number of retired or separated participants receiving benefits 2021-01-01 6
Number of other retired or separated participants entitled to future benefits 2021-01-01 141
Total of all active and inactive participants 2021-01-01 1,678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 1,678
Number of participants with account balances 2021-01-01 1,677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 69
2020: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,851
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 1,658
Number of retired or separated participants receiving benefits 2020-01-01 5
Number of other retired or separated participants entitled to future benefits 2020-01-01 115
Total of all active and inactive participants 2020-01-01 1,778
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 1,779
Number of participants with account balances 2020-01-01 1,778
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 35
2019: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,683
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,758
Number of retired or separated participants receiving benefits 2019-01-01 5
Number of other retired or separated participants entitled to future benefits 2019-01-01 88
Total of all active and inactive participants 2019-01-01 1,851
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 1,851
Number of participants with account balances 2019-01-01 1,846
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 19
2018: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,429
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1,591
Number of retired or separated participants receiving benefits 2018-01-01 4
Number of other retired or separated participants entitled to future benefits 2018-01-01 88
Total of all active and inactive participants 2018-01-01 1,683
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 1,683
Number of participants with account balances 2018-01-01 1,672
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 22
2017: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,392
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,344
Number of retired or separated participants receiving benefits 2017-01-01 2
Number of other retired or separated participants entitled to future benefits 2017-01-01 81
Total of all active and inactive participants 2017-01-01 1,427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 2
Total participants 2017-01-01 1,429
Number of participants with account balances 2017-01-01 1,427
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 36
2016: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,518
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,307
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 82
Total of all active and inactive participants 2016-01-01 1,390
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 2
Total participants 2016-01-01 1,392
Number of participants with account balances 2016-01-01 1,391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 46
2015: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,218
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,447
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 67
Total of all active and inactive participants 2015-01-01 1,514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 4
Total participants 2015-01-01 1,518
Number of participants with account balances 2015-01-01 1,517
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 26
2014: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,086
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,165
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 51
Total of all active and inactive participants 2014-01-01 1,216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 2
Total participants 2014-01-01 1,218
Number of participants with account balances 2014-01-01 1,214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 20
2013: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,057
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,041
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 43
Total of all active and inactive participants 2013-01-01 1,084
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 1,086
Number of participants with account balances 2013-01-01 1,077
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 19
2012: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 932
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,011
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 45
Total of all active and inactive participants 2012-01-01 1,056
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 1,057
Number of participants with account balances 2012-01-01 1,045
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 893
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 903
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 27
Total of all active and inactive participants 2011-01-01 930
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 932
Number of participants with account balances 2011-01-01 911
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2022: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,678
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,473
Number of retired or separated participants receiving benefits	2022-01-01	8
Number of other retired or separated participants entitled to future benefits	2022-01-01	178
Total of all active and inactive participants	2022-01-01	1,659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	1,659
Number of participants with account balances	2022-01-01	1,620
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	80
2021: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,779
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,531
Number of retired or separated participants receiving benefits	2021-01-01	6
Number of other retired or separated participants entitled to future benefits	2021-01-01	141
Total of all active and inactive participants	2021-01-01	1,678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	1,678
Number of participants with account balances	2021-01-01	1,677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	69
2020: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,851
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,658
Number of retired or separated participants receiving benefits	2020-01-01	5
Number of other retired or separated participants entitled to future benefits	2020-01-01	115
Total of all active and inactive participants	2020-01-01	1,778
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	1,779
Number of participants with account balances	2020-01-01	1,778
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	35
2019: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,683
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,758
Number of retired or separated participants receiving benefits	2019-01-01	5
Number of other retired or separated participants entitled to future benefits	2019-01-01	88
Total of all active and inactive participants	2019-01-01	1,851
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	1,851
Number of participants with account balances	2019-01-01	1,846
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	19
2018: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,429
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,591
Number of retired or separated participants receiving benefits	2018-01-01	4
Number of other retired or separated participants entitled to future benefits	2018-01-01	88
Total of all active and inactive participants	2018-01-01	1,683
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1,683
Number of participants with account balances	2018-01-01	1,672
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	22
2017: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,392
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,344
Number of retired or separated participants receiving benefits	2017-01-01	2
Number of other retired or separated participants entitled to future benefits	2017-01-01	81
Total of all active and inactive participants	2017-01-01	1,427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	2
Total participants	2017-01-01	1,429
Number of participants with account balances	2017-01-01	1,427
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	36
2016: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,518
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,307
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	82
Total of all active and inactive participants	2016-01-01	1,390
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	2
Total participants	2016-01-01	1,392
Number of participants with account balances	2016-01-01	1,391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	46
2015: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,218
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,447
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	67
Total of all active and inactive participants	2015-01-01	1,514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	4
Total participants	2015-01-01	1,518
Number of participants with account balances	2015-01-01	1,517
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	26
2014: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,086
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,165
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	51
Total of all active and inactive participants	2014-01-01	1,216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	2
Total participants	2014-01-01	1,218
Number of participants with account balances	2014-01-01	1,214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	20
2013: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,057
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,041
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	43
Total of all active and inactive participants	2013-01-01	1,084
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	1,086
Number of participants with account balances	2013-01-01	1,077
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	19
2012: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	932
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,011
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	45
Total of all active and inactive participants	2012-01-01	1,056
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	1,057
Number of participants with account balances	2012-01-01	1,045
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	893
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	903
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	27
Total of all active and inactive participants	2011-01-01	930
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	932
Number of participants with account balances	2011-01-01	911
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN

Measure	Date	Value
2022 : ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets	2022-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$-8,878,374
Total unrealized appreciation/depreciation of assets	2022-12-31	$-8,878,374
Total transfer of assets to this plan	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$19,484
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$11,667
Expenses. Interest paid	2022-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-29,384,477
Total loss/gain on sale of assets	2022-12-31	$-3,356,484
Total of all expenses incurred	2022-12-31	$26,408,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$26,270,449
Expenses. Certain deemed distributions of participant loans	2022-12-31	$0
Value of total corrective distributions	2022-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$24,436,322
Value of total assets at end of year	2022-12-31	$299,870,610
Value of total assets at beginning of year	2022-12-31	$355,655,414
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$137,695
Total income from rents	2022-12-31	$0
Total interest from all sources	2022-12-31	$1,142,435
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$6,633,494
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$6,117,525
Assets. Real estate other than employer real property at end of year	2022-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2022-12-31	$0
Administrative expenses professional fees incurred	2022-12-31	$137,695
Assets. Corporate prefeered stocks other than exployer securities at end of year	2022-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2022-12-31	$0
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$9,354,943
Participant contributions at end of year	2022-12-31	$5,374,821
Participant contributions at beginning of year	2022-12-31	$5,658,458
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$208,045
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$239,242
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$270,730
Assets. Loans (other than to participants) at end of year	2022-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$0
Other income not declared elsewhere	2022-12-31	$0
Administrative expenses (other) incurred	2022-12-31	$0
Liabilities. Value of operating payables at end of year	2022-12-31	$11,667
Liabilities. Value of operating payables at beginning of year	2022-12-31	$11,667
Total non interest bearing cash at end of year	2022-12-31	$47,390
Total non interest bearing cash at beginning of year	2022-12-31	$64,015
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Income. Non cash contributions	2022-12-31	$0
Value of net income/loss	2022-12-31	$-55,792,621
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$299,851,126
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$355,643,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Assets. partnership/joint venture interests at end of year	2022-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2022-12-31	$0
Investment advisory and management fees	2022-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$207,058,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$251,208,009
Value of interest in pooled separate accounts at end of year	2022-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$0
Interest on participant loans	2022-12-31	$542,696
Income. Interest from loans (other than to participants)	2022-12-31	$0
Interest earned on other investments	2022-12-31	$0
Income. Interest from US Government securities	2022-12-31	$0
Income. Interest from corporate debt instruments	2022-12-31	$560,581
Value of interest in master investment trust accounts at end of year	2022-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2022-12-31	$0
Value of interest in common/collective trusts at end of year	2022-12-31	$20,976,287
Value of interest in common/collective trusts at beginning of year	2022-12-31	$18,819,957
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$4,383,027
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$1,288,961
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$1,288,961
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$39,158
Assets. Value of investments in 103.12 investment entities at end of year	2022-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2022-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2022-12-31	$0
Asset value of US Government securities at end of year	2022-12-31	$0
Asset value of US Government securities at beginning of year	2022-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-49,696,656
Net investment gain/loss from pooled separate accounts	2022-12-31	$0
Net investment gain or loss from common/collective trusts	2022-12-31	$334,786
Net gain/loss from 103.12 investment entities	2022-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	Yes
Assets. Invements in employer securities at end of year	2022-12-31	$40,320,843
Assets. Invements in employer securities at beginning of year	2022-12-31	$55,832,999
Assets. Value of employer real property at end of year	2022-12-31	$0
Assets. Value of employer real property at beginning of year	2022-12-31	$0
Contributions received in cash from employer	2022-12-31	$14,873,334
Employer contributions (assets) at end of year	2022-12-31	$8,681,545
Employer contributions (assets) at beginning of year	2022-12-31	$5,916,194
Income. Dividends from preferred stock	2022-12-31	$0
Income. Dividends from common stock	2022-12-31	$515,969
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$26,270,449
Asset. Corporate debt instrument preferred debt at end of year	2022-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2022-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2022-12-31	$12,788,907
Asset. Corporate debt instrument debt (other) at beginning of year	2022-12-31	$16,596,091
Contract administrator fees	2022-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2022-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2022-12-31	$7,817
Liabilities. Value of benefit claims payable at beginning of year	2022-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2022-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2022-12-31	$0
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$11,848,768
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$15,205,252
Liabilities. Value of acquisition indebtedness at end of year	2022-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2022-12-31	$0
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2022-12-31	341310124
2021 : ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets	2021-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$8,767,144
Total unrealized appreciation/depreciation of assets	2021-12-31	$8,767,144
Total transfer of assets to this plan	2021-12-31	$0
Total transfer of assets from this plan	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$11,667
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$11,667
Expenses. Interest paid	2021-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$53,651,571
Total loss/gain on sale of assets	2021-12-31	$1,335,190
Total of all expenses incurred	2021-12-31	$13,585,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$13,416,965
Expenses. Certain deemed distributions of participant loans	2021-12-31	$0
Value of total corrective distributions	2021-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$19,838,322
Value of total assets at end of year	2021-12-31	$355,655,414
Value of total assets at beginning of year	2021-12-31	$315,589,230
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$168,422
Total income from rents	2021-12-31	$0
Total interest from all sources	2021-12-31	$1,103,456
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$12,943,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$12,384,347
Assets. Real estate other than employer real property at end of year	2021-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2021-12-31	$0
Administrative expenses professional fees incurred	2021-12-31	$168,422
Assets. Corporate prefeered stocks other than exployer securities at end of year	2021-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2021-12-31	$0
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$8,188,208
Participant contributions at end of year	2021-12-31	$5,658,458
Participant contributions at beginning of year	2021-12-31	$5,303,524
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$180,727
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$270,730
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$218,000
Assets. Loans (other than to participants) at end of year	2021-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$0
Other income not declared elsewhere	2021-12-31	$0
Administrative expenses (other) incurred	2021-12-31	$0
Liabilities. Value of operating payables at end of year	2021-12-31	$11,667
Liabilities. Value of operating payables at beginning of year	2021-12-31	$11,667
Total non interest bearing cash at end of year	2021-12-31	$64,015
Total non interest bearing cash at beginning of year	2021-12-31	$48,686
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Income. Non cash contributions	2021-12-31	$0
Value of net income/loss	2021-12-31	$40,066,184
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$355,643,747
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$315,577,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Assets. partnership/joint venture interests at end of year	2021-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2021-12-31	$0
Investment advisory and management fees	2021-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$251,208,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$217,327,601
Value of interest in pooled separate accounts at end of year	2021-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$0
Interest on participant loans	2021-12-31	$543,295
Income. Interest from loans (other than to participants)	2021-12-31	$0
Interest earned on other investments	2021-12-31	$0
Income. Interest from US Government securities	2021-12-31	$0
Income. Interest from corporate debt instruments	2021-12-31	$559,949
Value of interest in master investment trust accounts at end of year	2021-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2021-12-31	$0
Value of interest in common/collective trusts at end of year	2021-12-31	$18,819,957
Value of interest in common/collective trusts at beginning of year	2021-12-31	$13,388,347
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$1,288,961
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$996,479
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$996,479
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$212
Assets. Value of investments in 103.12 investment entities at end of year	2021-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$0
Asset value of US Government securities at end of year	2021-12-31	$0
Asset value of US Government securities at beginning of year	2021-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$9,396,504
Net investment gain/loss from pooled separate accounts	2021-12-31	$0
Net investment gain or loss from common/collective trusts	2021-12-31	$267,573
Net gain/loss from 103.12 investment entities	2021-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	Yes
Assets. Invements in employer securities at end of year	2021-12-31	$55,832,999
Assets. Invements in employer securities at beginning of year	2021-12-31	$56,471,874
Assets. Value of employer real property at end of year	2021-12-31	$0
Assets. Value of employer real property at beginning of year	2021-12-31	$0
Contributions received in cash from employer	2021-12-31	$11,469,387
Employer contributions (assets) at end of year	2021-12-31	$5,916,194
Employer contributions (assets) at beginning of year	2021-12-31	$6,566,730
Income. Dividends from preferred stock	2021-12-31	$0
Income. Dividends from common stock	2021-12-31	$559,035
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$13,416,965
Asset. Corporate debt instrument preferred debt at end of year	2021-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2021-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2021-12-31	$16,596,091
Asset. Corporate debt instrument debt (other) at beginning of year	2021-12-31	$15,267,989
Contract administrator fees	2021-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2021-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2021-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2021-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2021-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2021-12-31	$0
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$18,495,972
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$17,160,782
Liabilities. Value of acquisition indebtedness at end of year	2021-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2021-12-31	$0
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2021-12-31	341310124
2020 : ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$11,145,878
Total unrealized appreciation/depreciation of assets	2020-12-31	$11,145,878
Total transfer of assets to this plan	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$11,667
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$16,475
Expenses. Interest paid	2020-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$59,973,914
Total loss/gain on sale of assets	2020-12-31	$383,223
Total of all expenses incurred	2020-12-31	$37,287,578
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$36,871,577
Expenses. Certain deemed distributions of participant loans	2020-12-31	$6,513
Value of total corrective distributions	2020-12-31	$3,566
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$15,693,330
Value of total assets at end of year	2020-12-31	$309,022,499
Value of total assets at beginning of year	2020-12-31	$286,340,971
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$405,922
Total income from rents	2020-12-31	$0
Total interest from all sources	2020-12-31	$1,038,861
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$7,137,774
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$6,426,435
Assets. Real estate other than employer real property at end of year	2020-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2020-12-31	$0
Administrative expenses professional fees incurred	2020-12-31	$288,694
Assets. Corporate prefeered stocks other than exployer securities at end of year	2020-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$8,734,898
Participant contributions at end of year	2020-12-31	$5,303,524
Participant contributions at beginning of year	2020-12-31	$4,908,081
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$780,047
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$218,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$238,227
Assets. Loans (other than to participants) at end of year	2020-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$4,775
Other income not declared elsewhere	2020-12-31	$0
Administrative expenses (other) incurred	2020-12-31	$117,228
Liabilities. Value of operating payables at end of year	2020-12-31	$11,667
Liabilities. Value of operating payables at beginning of year	2020-12-31	$11,700
Total non interest bearing cash at end of year	2020-12-31	$48,686
Total non interest bearing cash at beginning of year	2020-12-31	$231,232
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Income. Non cash contributions	2020-12-31	$0
Value of net income/loss	2020-12-31	$22,686,336
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$309,010,832
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$286,324,496
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Assets. partnership/joint venture interests at end of year	2020-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$217,327,601
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$173,614,196
Value of interest in pooled separate accounts at end of year	2020-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$0
Interest on participant loans	2020-12-31	$507,663
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$0
Income. Interest from US Government securities	2020-12-31	$0
Income. Interest from corporate debt instruments	2020-12-31	$524,868
Value of interest in master investment trust accounts at end of year	2020-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2020-12-31	$0
Value of interest in common/collective trusts at end of year	2020-12-31	$13,388,347
Value of interest in common/collective trusts at beginning of year	2020-12-31	$15,637,300
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$996,478
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$4,626,805
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$4,626,805
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$6,330
Assets. Value of investments in 103.12 investment entities at end of year	2020-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Asset value of US Government securities at end of year	2020-12-31	$0
Asset value of US Government securities at beginning of year	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$24,311,910
Net investment gain/loss from pooled separate accounts	2020-12-31	$0
Net investment gain or loss from common/collective trusts	2020-12-31	$262,938
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Assets. Invements in employer securities at end of year	2020-12-31	$56,471,874
Assets. Invements in employer securities at beginning of year	2020-12-31	$60,613,111
Assets. Value of employer real property at end of year	2020-12-31	$0
Assets. Value of employer real property at beginning of year	2020-12-31	$0
Contributions received in cash from employer	2020-12-31	$6,178,385
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$10,020,886
Income. Dividends from preferred stock	2020-12-31	$0
Income. Dividends from common stock	2020-12-31	$711,339
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$36,871,577
Asset. Corporate debt instrument preferred debt at end of year	2020-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2020-12-31	$1,361,516
Asset. Corporate debt instrument debt (other) at end of year	2020-12-31	$15,267,989
Asset. Corporate debt instrument debt (other) at beginning of year	2020-12-31	$15,089,617
Contract administrator fees	2020-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2020-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2020-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2020-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$29,454,419
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$29,071,196
Liabilities. Value of acquisition indebtedness at end of year	2020-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2020-12-31	341310124
2019 : ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$14,496,712
Total unrealized appreciation/depreciation of assets	2019-12-31	$14,496,712
Total transfer of assets to this plan	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$16,475
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$24,437
Expenses. Interest paid	2019-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$74,941,841
Total loss/gain on sale of assets	2019-12-31	$1,972,721
Total of all expenses incurred	2019-12-31	$8,919,421
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$8,790,784
Expenses. Certain deemed distributions of participant loans	2019-12-31	$15,634
Value of total corrective distributions	2019-12-31	$2,581
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$28,794,211
Value of total assets at end of year	2019-12-31	$286,340,971
Value of total assets at beginning of year	2019-12-31	$220,326,513
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$110,422
Total income from rents	2019-12-31	$0
Total interest from all sources	2019-12-31	$1,119,910
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$15,636,007
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$14,812,297
Assets. Real estate other than employer real property at end of year	2019-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2019-12-31	$0
Administrative expenses professional fees incurred	2019-12-31	$110,422
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$0
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$9,872,066
Participant contributions at end of year	2019-12-31	$4,908,081
Participant contributions at beginning of year	2019-12-31	$4,233,657
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,725,150
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$238,227
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$260,923
Assets. Loans (other than to participants) at end of year	2019-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$4,775
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$0
Administrative expenses (other) incurred	2019-12-31	$0
Liabilities. Value of operating payables at end of year	2019-12-31	$11,700
Liabilities. Value of operating payables at beginning of year	2019-12-31	$24,437
Total non interest bearing cash at end of year	2019-12-31	$231,232
Total non interest bearing cash at beginning of year	2019-12-31	$38,793
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Income. Non cash contributions	2019-12-31	$0
Value of net income/loss	2019-12-31	$66,022,420
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$286,324,496
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$220,302,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Assets. partnership/joint venture interests at end of year	2019-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$0
Investment advisory and management fees	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$173,614,196
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$122,717,636
Value of interest in pooled separate accounts at end of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Interest on participant loans	2019-12-31	$445,758
Income. Interest from loans (other than to participants)	2019-12-31	$0
Interest earned on other investments	2019-12-31	$0
Income. Interest from US Government securities	2019-12-31	$0
Income. Interest from corporate debt instruments	2019-12-31	$563,337
Value of interest in master investment trust accounts at end of year	2019-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$15,637,300
Value of interest in common/collective trusts at beginning of year	2019-12-31	$12,747,769
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$4,626,805
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$7,618,854
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$7,618,854
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$110,815
Assets. Value of investments in 103.12 investment entities at end of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2019-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Asset value of US Government securities at end of year	2019-12-31	$0
Asset value of US Government securities at beginning of year	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$12,686,747
Net investment gain/loss from pooled separate accounts	2019-12-31	$0
Net investment gain or loss from common/collective trusts	2019-12-31	$235,533
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Assets. Invements in employer securities at end of year	2019-12-31	$60,613,111
Assets. Invements in employer securities at beginning of year	2019-12-31	$49,430,151
Assets. Value of employer real property at end of year	2019-12-31	$0
Assets. Value of employer real property at beginning of year	2019-12-31	$0
Contributions received in cash from employer	2019-12-31	$17,196,995
Employer contributions (assets) at end of year	2019-12-31	$10,020,886
Employer contributions (assets) at beginning of year	2019-12-31	$8,527,957
Income. Dividends from preferred stock	2019-12-31	$0
Income. Dividends from common stock	2019-12-31	$823,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$8,790,784
Asset. Corporate debt instrument preferred debt at end of year	2019-12-31	$1,361,516
Asset. Corporate debt instrument preferred debt at beginning of year	2019-12-31	$3,458,611
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$15,089,617
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$11,292,162
Contract administrator fees	2019-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2019-12-31	$0
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$18,685,714
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$16,712,993
Liabilities. Value of acquisition indebtedness at end of year	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2019-12-31	341310124
2018 : ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-6,155,110
Total unrealized appreciation/depreciation of assets	2018-12-31	$-6,155,110
Total transfer of assets to this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$24,437
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$983,179
Expenses. Interest paid	2018-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$7,473,200
Total loss/gain on sale of assets	2018-12-31	$-1,009,535
Total of all expenses incurred	2018-12-31	$8,240,994
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$8,097,310
Expenses. Certain deemed distributions of participant loans	2018-12-31	$2,540
Value of total corrective distributions	2018-12-31	$964
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$23,570,829
Value of total assets at end of year	2018-12-31	$220,326,513
Value of total assets at beginning of year	2018-12-31	$222,053,049
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$140,180
Total income from rents	2018-12-31	$0
Total interest from all sources	2018-12-31	$959,328
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$8,147,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$7,206,062
Assets. Real estate other than employer real property at end of year	2018-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2018-12-31	$0
Administrative expenses professional fees incurred	2018-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2018-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$7,948,578
Participant contributions at end of year	2018-12-31	$4,233,657
Participant contributions at beginning of year	2018-12-31	$2,931,539
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,107,657
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$260,923
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$281,690
Assets. Loans (other than to participants) at end of year	2018-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$354,827
Other income not declared elsewhere	2018-12-31	$0
Administrative expenses (other) incurred	2018-12-31	$140,180
Liabilities. Value of operating payables at end of year	2018-12-31	$24,437
Liabilities. Value of operating payables at beginning of year	2018-12-31	$24,435
Total non interest bearing cash at end of year	2018-12-31	$38,793
Total non interest bearing cash at beginning of year	2018-12-31	$43,694
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Income. Non cash contributions	2018-12-31	$0
Value of net income/loss	2018-12-31	$-767,794
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$220,302,076
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$221,069,870
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Assets. partnership/joint venture interests at end of year	2018-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2018-12-31	$0
Investment advisory and management fees	2018-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$122,717,636
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$115,894,307
Value of interest in pooled separate accounts at end of year	2018-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$0
Interest on participant loans	2018-12-31	$346,934
Income. Interest from loans (other than to participants)	2018-12-31	$0
Interest earned on other investments	2018-12-31	$0
Income. Interest from US Government securities	2018-12-31	$0
Income. Interest from corporate debt instruments	2018-12-31	$580,929
Value of interest in master investment trust accounts at end of year	2018-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2018-12-31	$0
Value of interest in common/collective trusts at end of year	2018-12-31	$12,747,769
Value of interest in common/collective trusts at beginning of year	2018-12-31	$9,689,627
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$7,618,854
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$1,352,051
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$1,352,051
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$31,465
Assets. Value of investments in 103.12 investment entities at end of year	2018-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2018-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$0
Asset value of US Government securities at end of year	2018-12-31	$0
Asset value of US Government securities at beginning of year	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-18,069,021
Net investment gain/loss from pooled separate accounts	2018-12-31	$0
Net investment gain or loss from common/collective trusts	2018-12-31	$28,765
Net gain/loss from 103.12 investment entities	2018-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Assets. Invements in employer securities at end of year	2018-12-31	$49,430,151
Assets. Invements in employer securities at beginning of year	2018-12-31	$0
Assets. Value of employer real property at end of year	2018-12-31	$0
Assets. Value of employer real property at beginning of year	2018-12-31	$0
Contributions received in cash from employer	2018-12-31	$14,514,594
Employer contributions (assets) at end of year	2018-12-31	$8,527,957
Employer contributions (assets) at beginning of year	2018-12-31	$6,995,393
Income. Dividends from preferred stock	2018-12-31	$0
Income. Dividends from common stock	2018-12-31	$941,882
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$8,097,310
Asset. Corporate debt instrument preferred debt at end of year	2018-12-31	$3,458,611
Asset. Corporate debt instrument preferred debt at beginning of year	2018-12-31	$2,444,179
Asset. Corporate debt instrument debt (other) at end of year	2018-12-31	$11,292,162
Asset. Corporate debt instrument debt (other) at beginning of year	2018-12-31	$11,141,516
Contract administrator fees	2018-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$71,279,053
Liabilities. Value of benefit claims payable at end of year	2018-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$603,917
Assets. Value of buildings and other operty used in plan operation at end of year	2018-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2018-12-31	$0
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$25,142,436
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$26,151,971
Liabilities. Value of acquisition indebtedness at end of year	2018-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2018-12-31	341310124
2017 : ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$0
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$983,179
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$192,613
Expenses. Interest paid	2017-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$47,157,791
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$5,634,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$5,493,324
Expenses. Certain deemed distributions of participant loans	2017-12-31	$10,143
Value of total corrective distributions	2017-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$17,825,044
Value of total assets at end of year	2017-12-31	$222,053,049
Value of total assets at beginning of year	2017-12-31	$179,738,989
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$130,830
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$292,278
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$3,471,517
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$3,471,517
Assets. Real estate other than employer real property at end of year	2017-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2017-12-31	$0
Administrative expenses professional fees incurred	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$6,087,049
Participant contributions at end of year	2017-12-31	$2,931,539
Participant contributions at beginning of year	2017-12-31	$2,453,571
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$390,480
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$281,690
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$642,140
Assets. Loans (other than to participants) at end of year	2017-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$354,827
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$130,830
Liabilities. Value of operating payables at end of year	2017-12-31	$24,435
Liabilities. Value of operating payables at beginning of year	2017-12-31	$192,613
Total non interest bearing cash at end of year	2017-12-31	$43,694
Total non interest bearing cash at beginning of year	2017-12-31	$488,763
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$41,523,494
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$221,069,870
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$179,546,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$0
Investment advisory and management fees	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$115,894,307
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$91,410,877
Value of interest in pooled separate accounts at end of year	2017-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$0
Interest on participant loans	2017-12-31	$262,692
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$0
Income. Interest from US Government securities	2017-12-31	$0
Income. Interest from corporate debt instruments	2017-12-31	$0
Value of interest in master investment trust accounts at end of year	2017-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$9,689,627
Value of interest in common/collective trusts at beginning of year	2017-12-31	$8,429,347
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$1,352,051
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$1,742,517
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$1,742,517
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$29,586
Assets. Value of investments in 103.12 investment entities at end of year	2017-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$0
Asset value of US Government securities at end of year	2017-12-31	$0
Asset value of US Government securities at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$13,408,321
Net investment gain/loss from pooled separate accounts	2017-12-31	$12,076,053
Net investment gain or loss from common/collective trusts	2017-12-31	$84,578
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$0
Assets. Invements in employer securities at beginning of year	2017-12-31	$0
Assets. Value of employer real property at end of year	2017-12-31	$0
Assets. Value of employer real property at beginning of year	2017-12-31	$0
Contributions received in cash from employer	2017-12-31	$11,347,515
Employer contributions (assets) at end of year	2017-12-31	$6,995,393
Employer contributions (assets) at beginning of year	2017-12-31	$3,367,337
Income. Dividends from preferred stock	2017-12-31	$0
Income. Dividends from common stock	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$5,493,324
Asset. Corporate debt instrument preferred debt at end of year	2017-12-31	$2,444,179
Asset. Corporate debt instrument preferred debt at beginning of year	2017-12-31	$1,404,893
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$11,141,516
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$10,692,357
Contract administrator fees	2017-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$71,279,053
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$59,107,187
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$603,917
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2017-12-31	341310124
2016 : ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$4,533,797
Total unrealized appreciation/depreciation of assets	2016-12-31	$4,533,797
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$192,613
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$49,069
Expenses. Interest paid	2016-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$23,669,311
Total loss/gain on sale of assets	2016-12-31	$734,895
Total of all expenses incurred	2016-12-31	$18,552,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$18,492,221
Expenses. Certain deemed distributions of participant loans	2016-12-31	$25,288
Value of total corrective distributions	2016-12-31	$3,471
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$10,025,544
Value of total assets at end of year	2016-12-31	$179,738,989
Value of total assets at beginning of year	2016-12-31	$174,478,387
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$31,273
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$837,350
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$4,317,596
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$3,491,612
Assets. Real estate other than employer real property at end of year	2016-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$4,025,633
Participant contributions at end of year	2016-12-31	$2,453,571
Participant contributions at beginning of year	2016-12-31	$2,066,169
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$309,055
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$642,140
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$1,815,081
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$31,273
Liabilities. Value of operating payables at end of year	2016-12-31	$192,613
Liabilities. Value of operating payables at beginning of year	2016-12-31	$49,069
Total non interest bearing cash at end of year	2016-12-31	$488,763
Total non interest bearing cash at beginning of year	2016-12-31	$33,093
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$5,117,058
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$179,546,376
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$174,429,318
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$91,410,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$76,971,819
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$225,699
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$591,429
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$8,429,347
Value of interest in common/collective trusts at beginning of year	2016-12-31	$9,350,666
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$1,742,517
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$1,021,432
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$1,021,432
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$20,222
Assets. Value of investments in 103.12 investment entities at end of year	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Asset value of US Government securities at end of year	2016-12-31	$0
Asset value of US Government securities at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$3,110,433
Net investment gain/loss from pooled separate accounts	2016-12-31	$-14
Net investment gain or loss from common/collective trusts	2016-12-31	$109,710
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$0
Assets. Invements in employer securities at beginning of year	2016-12-31	$0
Assets. Value of employer real property at end of year	2016-12-31	$0
Assets. Value of employer real property at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$5,690,856
Employer contributions (assets) at end of year	2016-12-31	$3,367,337
Employer contributions (assets) at beginning of year	2016-12-31	$10,209,416
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$825,984
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$18,492,221
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$1,404,893
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$895,325
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$10,692,357
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$10,424,101
Contract administrator fees	2016-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$59,107,187
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$61,691,285
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$20,077,523
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$19,342,628
Liabilities. Value of acquisition indebtedness at end of year	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2016-12-31	341310124
2015 : ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-1,752,073
Total unrealized appreciation/depreciation of assets	2015-12-31	$-1,752,073
Total transfer of assets to this plan	2015-12-31	$4,862,349
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$49,069
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$36,566
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$15,982,784
Total loss/gain on sale of assets	2015-12-31	$356,650
Total of all expenses incurred	2015-12-31	$8,270,185
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$8,216,983
Expenses. Certain deemed distributions of participant loans	2015-12-31	$1,768
Value of total corrective distributions	2015-12-31	$25,580
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$18,179,885
Value of total assets at end of year	2015-12-31	$174,478,387
Value of total assets at beginning of year	2015-12-31	$161,890,936
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$25,854
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$795,374
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$4,406,306
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$3,406,412
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$4,554,175
Participant contributions at end of year	2015-12-31	$2,066,169
Participant contributions at beginning of year	2015-12-31	$1,441,833
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$280,623
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$1,815,081
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$257,703
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$25,854
Liabilities. Value of operating payables at end of year	2015-12-31	$49,069
Liabilities. Value of operating payables at beginning of year	2015-12-31	$36,566
Total non interest bearing cash at end of year	2015-12-31	$33,093
Total non interest bearing cash at beginning of year	2015-12-31	$8,581
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$7,712,599
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$174,429,318
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$161,854,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$76,971,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$66,330,063
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$173,347
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$606,184
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$9,350,666
Value of interest in common/collective trusts at beginning of year	2015-12-31	$9,145,998
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$1,021,432
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$1,634,635
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$1,634,635
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$15,843
Assets. Value of investments in 103.12 investment entities at end of year	2015-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Asset value of US Government securities at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-6,105,588
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$102,230
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Assets. Value of employer real property at end of year	2015-12-31	$0
Assets. Value of employer real property at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$13,345,087
Employer contributions (assets) at end of year	2015-12-31	$10,209,416
Employer contributions (assets) at beginning of year	2015-12-31	$9,003,111
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$999,894
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$8,216,983
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$895,325
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$1,531,080
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$10,424,101
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$9,901,782
Contract administrator fees	2015-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$61,691,285
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$62,636,150
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$11,630,134
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$11,273,484
Liabilities. Value of acquisition indebtedness at end of year	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2015-12-31	341310124
2014 : ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$5,593,509
Total unrealized appreciation/depreciation of assets	2014-12-31	$5,593,509
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$36,566
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$81,087
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$25,009,304
Total loss/gain on sale of assets	2014-12-31	$247,762
Total of all expenses incurred	2014-12-31	$5,781,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$5,745,844
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$16,127
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$15,908,385
Value of total assets at end of year	2014-12-31	$161,890,936
Value of total assets at beginning of year	2014-12-31	$142,707,249
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$19,125
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$750,133
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$3,976,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$3,247,186
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$4,010,714
Participant contributions at end of year	2014-12-31	$1,441,833
Participant contributions at beginning of year	2014-12-31	$1,112,283
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$110,135
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$257,703
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$220,797
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$19,125
Liabilities. Value of operating payables at end of year	2014-12-31	$36,566
Liabilities. Value of operating payables at beginning of year	2014-12-31	$81,087
Total non interest bearing cash at end of year	2014-12-31	$8,581
Total non interest bearing cash at beginning of year	2014-12-31	$21,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$19,228,208
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$161,854,370
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$142,626,162
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$66,330,063
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$60,166,330
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$131,876
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$592,079
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$9,145,998
Value of interest in common/collective trusts at beginning of year	2014-12-31	$4,990,947
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$1,634,635
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$1,695,523
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$1,695,523
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$26,178
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-1,539,126
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$72,366
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$11,787,536
Employer contributions (assets) at end of year	2014-12-31	$9,003,111
Employer contributions (assets) at beginning of year	2014-12-31	$7,900,672
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$729,089
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$5,745,844
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$1,531,080
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$203,572
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$9,901,782
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$11,463,508
Contract administrator fees	2014-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$62,636,150
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$54,931,759
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$8,908,467
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$8,660,705
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2014-12-31	341310124
2013 : ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$13,654,331
Total unrealized appreciation/depreciation of assets	2013-12-31	$13,654,331
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$81,087
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$47,722
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$35,903,942
Total loss/gain on sale of assets	2013-12-31	$25,745
Total of all expenses incurred	2013-12-31	$2,933,122
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,845,054
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$11,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$13,787,317
Value of total assets at end of year	2013-12-31	$142,707,249
Value of total assets at beginning of year	2013-12-31	$109,703,064
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$76,556
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$589,798
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$3,202,911
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,617,286
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,249,170
Participant contributions at end of year	2013-12-31	$1,112,283
Participant contributions at beginning of year	2013-12-31	$577,550
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$191,420
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$220,797
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$337,338
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$47,722
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$76,556
Liabilities. Value of operating payables at end of year	2013-12-31	$81,087
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$21,858
Total non interest bearing cash at beginning of year	2013-12-31	$71,093
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$32,970,820
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$142,626,162
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$109,655,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$60,166,330
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$42,764,137
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$73,427
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$516,371
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$4,990,947
Value of interest in common/collective trusts at beginning of year	2013-12-31	$3,796,142
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,695,523
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$3,620,171
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$3,620,171
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$4,525,024
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$118,816
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$10,346,727
Employer contributions (assets) at end of year	2013-12-31	$7,900,672
Employer contributions (assets) at beginning of year	2013-12-31	$7,129,796
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$585,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,845,054
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$203,572
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$212,847
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$11,463,508
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$11,279,427
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$54,931,759
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$39,914,563
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$4,001,967
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$3,976,222
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2013-12-31	341310124
2012 : ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$1,463,361
Total unrealized appreciation/depreciation of assets	2012-12-31	$1,463,361
Total transfer of assets to this plan	2012-12-31	$83,509,366
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$47,722
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$10,357,907
Total loss/gain on sale of assets	2012-12-31	$92,580
Total of all expenses incurred	2012-12-31	$1,091,988
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,003,414
Expenses. Certain deemed distributions of participant loans	2012-12-31	$-2,351
Value of total corrective distributions	2012-12-31	$19,808
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$5,541,102
Value of total assets at end of year	2012-12-31	$102,655,366
Value of total assets at beginning of year	2012-12-31	$9,832,359
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$71,117
Total interest from all sources	2012-12-31	$269,945
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,142,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$961,144
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,997,579
Participant contributions at end of year	2012-12-31	$577,550
Participant contributions at beginning of year	2012-12-31	$241,284
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$201,002
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$337,339
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$47,722
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$71,117
Total non interest bearing cash at end of year	2012-12-31	$71,093
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$9,265,919
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$102,607,644
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$9,832,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$42,764,137
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$9,440,328
Interest on participant loans	2012-12-31	$35,671
Income. Interest from corporate debt instruments	2012-12-31	$148,334
Value of interest in common/collective trusts at end of year	2012-12-31	$3,878,239
Value of interest in common/collective trusts at beginning of year	2012-12-31	$150,747
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$3,620,171
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$85,940
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,755,639
Net investment gain or loss from common/collective trusts	2012-12-31	$92,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,342,521
Employer contributions (assets) at end of year	2012-12-31	$7,129,796
Employer contributions (assets) at beginning of year	2012-12-31	$0
Income. Dividends from common stock	2012-12-31	$181,702
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,003,414
Asset. Corporate debt instrument preferred debt at end of year	2012-12-31	$212,847
Asset. Corporate debt instrument preferred debt at beginning of year	2012-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$11,279,427
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$39,914,563
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$2,956,135
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$2,863,555
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2012-12-31	341310124
2011 : ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$4,412,445
Total of all expenses incurred	2011-12-31	$206,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$177,840
Expenses. Certain deemed distributions of participant loans	2011-12-31	$2,351
Value of total corrective distributions	2011-12-31	$15,516
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,717,903
Value of total assets at end of year	2011-12-31	$9,832,359
Value of total assets at beginning of year	2011-12-31	$5,626,117
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$10,496
Total interest from all sources	2011-12-31	$11,859
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$329,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$329,695
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,542,846
Participant contributions at end of year	2011-12-31	$241,284
Participant contributions at beginning of year	2011-12-31	$65,212
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$112,492
Administrative expenses (other) incurred	2011-12-31	$10,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$4,206,242
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$9,832,359
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,626,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$9,440,328
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,513,755
Interest on participant loans	2011-12-31	$11,859
Value of interest in common/collective trusts at end of year	2011-12-31	$150,747
Value of interest in common/collective trusts at beginning of year	2011-12-31	$47,150
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-651,600
Net investment gain or loss from common/collective trusts	2011-12-31	$4,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,062,565
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$177,840
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	REA & ASSOCIATES
Accountancy firm EIN	2011-12-31	341310124
2010 : ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2010 401k financial data
Total transfer of assets to this plan	2010-12-31	$1,433,210
Total income from all sources (including contributions)	2010-12-31	$4,219,750
Total of all expenses incurred	2010-12-31	$26,843
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$22,962
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,631,166
Value of total assets at end of year	2010-12-31	$5,626,117
Value of total assets at beginning of year	2010-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,881
Total interest from all sources	2010-12-31	$3,192
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$113,040
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$113,040
Was this plan covered by a fidelity bond	2010-12-31	No
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,833,183
Participant contributions at end of year	2010-12-31	$65,212
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$262,267
Administrative expenses (other) incurred	2010-12-31	$3,881
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,192,907
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,626,117
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,513,755
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$0
Interest on participant loans	2010-12-31	$3,192
Value of interest in common/collective trusts at end of year	2010-12-31	$47,150
Value of interest in common/collective trusts at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$471,685
Net investment gain or loss from common/collective trusts	2010-12-31	$667
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,535,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$22,962
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2010-12-31	341310124

Form 5500 Responses for ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN

2022: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	Yes
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ARIEL CORPORATION EMPLOYEE RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	ARIEL CORPORATION
Employer identification number (EIN):	310721681
NAIC Classification:	331200

Jurisdiction of Incorporation:	Ohio Secretary of State Business Services Division
Incorporation Date:	1966-04-20
Company Identification Number:	350217
Legal Registered Office Address:	35 BLACKJACK ROAD - MOUNT VERNON United States of America (USA) 43050