401k Plan data: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN plan

WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 401k Plan overview

Plan Name	WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN
Plan identification number	002

WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WINEGARDNER & HAMMONS, INC. has sponsored the creation of one or more 401k plans.

Company Name: WINEGARDNER & HAMMONS, INC.

Employer identification number (EIN): 310725098

NAIC Classification: 541600

Additional information about WINEGARDNER & HAMMONS, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division

Incorporation Date: 1966-06-28

Company Identification Number: 352189

Legal Registered Office Address: 4243 HUNT RD
-
CINCINNATI
United States of America (USA)
45242

More information about WINEGARDNER & HAMMONS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01 WILLIAM BOGGESS
002 2015-01-01 WILLIAM BOGGESS
002 2015-01-01 WILLIAM BOGGESS
002 2014-01-01 WILLIAM BOGGESS
002 2013-01-01 JOHN SLABOCH
002 2012-01-01 JOHN SLABOCH
002 2011-01-01 JOHN SLABOCH
002 2009-01-01 JOHN SLABOCH
002 2009-01-01 JOHN SLABOCH

Plan id#	Filing Submission Date	Name of Administrator
002	2016-01-01	WILLIAM BOGGESS
002	2015-01-01	WILLIAM BOGGESS
002	2015-01-01	WILLIAM BOGGESS
002	2014-01-01	WILLIAM BOGGESS
002	2013-01-01	JOHN SLABOCH
002	2012-01-01	JOHN SLABOCH
002	2011-01-01	JOHN SLABOCH
002	2009-01-01	JOHN SLABOCH
002	2009-01-01	JOHN SLABOCH

Plan Statistics for WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN

401k plan membership statisitcs for WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN

Measure Date Value
2016: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 660
Total of all active and inactive participants 2016-01-01 0
Total participants 2016-01-01 0
2015: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,778
Number of other retired or separated participants entitled to future benefits 2015-01-01 660
Total of all active and inactive participants 2015-01-01 660
Total participants 2015-01-01 660
Number of participants with account balances 2015-01-01 660
2014: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,778
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,351
Number of other retired or separated participants entitled to future benefits 2014-01-01 427
Total of all active and inactive participants 2014-01-01 1,778
Total participants 2014-01-01 1,778
Number of participants with account balances 2014-01-01 1,584
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 256
2013: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,822
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,391
Number of other retired or separated participants entitled to future benefits 2013-01-01 387
Total of all active and inactive participants 2013-01-01 1,778
Total participants 2013-01-01 1,778
Number of participants with account balances 2013-01-01 1,573
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 276
2012: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,667
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,530
Number of other retired or separated participants entitled to future benefits 2012-01-01 292
Total of all active and inactive participants 2012-01-01 1,822
Total participants 2012-01-01 1,822
Number of participants with account balances 2012-01-01 1,582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 192
2011: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,602
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,436
Number of other retired or separated participants entitled to future benefits 2011-01-01 231
Total of all active and inactive participants 2011-01-01 1,667
Total participants 2011-01-01 1,667
Number of participants with account balances 2011-01-01 1,410
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 187
2009: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,930
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,448
Number of other retired or separated participants entitled to future benefits 2009-01-01 201
Total of all active and inactive participants 2009-01-01 1,649
Total participants 2009-01-01 1,649
Number of participants with account balances 2009-01-01 1,345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 332

Measure	Date	Value
2016: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	660
Total of all active and inactive participants	2016-01-01	0
Total participants	2016-01-01	0
2015: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,778
Number of other retired or separated participants entitled to future benefits	2015-01-01	660
Total of all active and inactive participants	2015-01-01	660
Total participants	2015-01-01	660
Number of participants with account balances	2015-01-01	660
2014: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,778
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,351
Number of other retired or separated participants entitled to future benefits	2014-01-01	427
Total of all active and inactive participants	2014-01-01	1,778
Total participants	2014-01-01	1,778
Number of participants with account balances	2014-01-01	1,584
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	256
2013: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,822
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,391
Number of other retired or separated participants entitled to future benefits	2013-01-01	387
Total of all active and inactive participants	2013-01-01	1,778
Total participants	2013-01-01	1,778
Number of participants with account balances	2013-01-01	1,573
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	276
2012: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,667
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,530
Number of other retired or separated participants entitled to future benefits	2012-01-01	292
Total of all active and inactive participants	2012-01-01	1,822
Total participants	2012-01-01	1,822
Number of participants with account balances	2012-01-01	1,582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	192
2011: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,602
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,436
Number of other retired or separated participants entitled to future benefits	2011-01-01	231
Total of all active and inactive participants	2011-01-01	1,667
Total participants	2011-01-01	1,667
Number of participants with account balances	2011-01-01	1,410
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	187
2009: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,930
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,448
Number of other retired or separated participants entitled to future benefits	2009-01-01	201
Total of all active and inactive participants	2009-01-01	1,649
Total participants	2009-01-01	1,649
Number of participants with account balances	2009-01-01	1,345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	332

Financial Data on WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN

Measure	Date	Value
2016 : WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$-105,974
Total of all expenses incurred	2016-12-31	$7,742,149
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$7,742,149
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$747
Value of total assets at beginning of year	2016-12-31	$7,848,123
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2016-12-31	0
Minimum employer required contribution for this plan year	2016-12-31	$0
Amount contributed by the employer to the plan for this plan year	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-7,848,123
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$7,848,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$7,164,546
Value of interest in common/collective trusts at beginning of year	2016-12-31	$683,577
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$-109,160
Net investment gain or loss from common/collective trusts	2016-12-31	$2,439
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$747
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$7,742,149
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MICHAEL A. ROLF, CPA & CO.
Accountancy firm EIN	2016-12-31	311394621
2015 : WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2015 401k financial data
Total transfer of assets from this plan	2015-12-31	$74,056
Total income from all sources (including contributions)	2015-12-31	$2,354,342
Total of all expenses incurred	2015-12-31	$46,889,279
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$46,889,279
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,306,500
Value of total assets at end of year	2015-12-31	$7,848,123
Value of total assets at beginning of year	2015-12-31	$52,457,116
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2015-12-31	0
Minimum employer required contribution for this plan year	2015-12-31	$0
Amount contributed by the employer to the plan for this plan year	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,653,846
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$94
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-44,534,937
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$7,848,123
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$52,457,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$7,164,546
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$47,787,257
Value of interest in common/collective trusts at end of year	2015-12-31	$683,577
Value of interest in common/collective trusts at beginning of year	2015-12-31	$4,669,719
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$3,958
Net investment gain or loss from common/collective trusts	2015-12-31	$43,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$652,654
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$46
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$46,889,279
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MICHAEL A. ROLF, CPA & CO.
Accountancy firm EIN	2015-12-31	311394621
2014 : WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2014 401k financial data
Total transfer of assets to this plan	2014-12-31	$5,912
Total income from all sources (including contributions)	2014-12-31	$7,424,210
Total of all expenses incurred	2014-12-31	$3,667,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,667,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,751,619
Value of total assets at end of year	2014-12-31	$52,457,116
Value of total assets at beginning of year	2014-12-31	$48,694,211
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2014-12-31	0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,445,002
Participant contributions at end of year	2014-12-31	$94
Participant contributions at beginning of year	2014-12-31	$71
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$384,682
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$3,756,993
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$52,457,116
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$48,694,211
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$47,787,257
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$43,330,775
Value of interest in common/collective trusts at end of year	2014-12-31	$4,669,719
Value of interest in common/collective trusts at beginning of year	2014-12-31	$5,363,329
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$3,630,612
Net investment gain or loss from common/collective trusts	2014-12-31	$41,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$921,935
Employer contributions (assets) at end of year	2014-12-31	$46
Employer contributions (assets) at beginning of year	2014-12-31	$36
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,667,217
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MICHAEL A. ROLF, CPA & CO.
Accountancy firm EIN	2014-12-31	311394621
2013 : WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2013 401k financial data
Total transfer of assets to this plan	2013-12-31	$1,688,143
Total income from all sources (including contributions)	2013-12-31	$13,215,104
Total of all expenses incurred	2013-12-31	$6,172,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$6,172,983
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,278,166
Value of total assets at end of year	2013-12-31	$48,694,211
Value of total assets at beginning of year	2013-12-31	$39,963,947
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2013-12-31	0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,393,906
Participant contributions at end of year	2013-12-31	$71
Participant contributions at beginning of year	2013-12-31	$21
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$13,427
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$7,042,121
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$48,694,211
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$39,963,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$43,330,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$33,352,571
Value of interest in common/collective trusts at end of year	2013-12-31	$5,363,329
Value of interest in common/collective trusts at beginning of year	2013-12-31	$6,611,344
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$9,907,901
Net investment gain or loss from common/collective trusts	2013-12-31	$29,037
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$870,833
Employer contributions (assets) at end of year	2013-12-31	$36
Employer contributions (assets) at beginning of year	2013-12-31	$11
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$6,172,983
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MICHAEL A. ROLF, CPA & CO.
Accountancy firm EIN	2013-12-31	311394621
2012 : WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2012 401k financial data
Total transfer of assets to this plan	2012-12-31	$53,765
Total income from all sources (including contributions)	2012-12-31	$7,228,818
Total of all expenses incurred	2012-12-31	$2,408,815
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,408,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,214,628
Value of total assets at end of year	2012-12-31	$39,963,947
Value of total assets at beginning of year	2012-12-31	$35,090,179
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2012-12-31	0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,306,873
Participant contributions at end of year	2012-12-31	$21
Participant contributions at beginning of year	2012-12-31	$560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$4,820,003
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$39,963,947
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$35,090,179
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$33,352,571
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$29,230,580
Value of interest in common/collective trusts at end of year	2012-12-31	$6,611,344
Value of interest in common/collective trusts at beginning of year	2012-12-31	$5,858,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,964,340
Net investment gain or loss from common/collective trusts	2012-12-31	$49,850
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$907,755
Employer contributions (assets) at end of year	2012-12-31	$11
Employer contributions (assets) at beginning of year	2012-12-31	$244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,408,815
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MICHAEL A. ROLF, CPA & CO.
Accountancy firm EIN	2012-12-31	311394621
2011 : WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-12-31	$24,919
Total income from all sources (including contributions)	2011-12-31	$2,627,013
Total of all expenses incurred	2011-12-31	$2,102,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,102,576
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,972,746
Value of total assets at end of year	2011-12-31	$35,090,179
Value of total assets at beginning of year	2011-12-31	$34,540,823
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,158,746
Participant contributions at end of year	2011-12-31	$561
Participant contributions at beginning of year	2011-12-31	$109
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$5,620
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$524,437
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$35,090,179
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$34,540,823
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$29,230,579
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$29,142,961
Value of interest in common/collective trusts at end of year	2011-12-31	$5,858,795
Value of interest in common/collective trusts at beginning of year	2011-12-31	$5,397,698
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-395,340
Net investment gain or loss from common/collective trusts	2011-12-31	$49,607
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$808,380
Employer contributions (assets) at end of year	2011-12-31	$244
Employer contributions (assets) at beginning of year	2011-12-31	$55
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,102,576
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MICHAEL A. ROLF, CPA & CO.
Accountancy firm EIN	2011-12-31	311394621
2010 : WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2010 401k financial data
Total transfer of assets to this plan	2010-12-31	$8,040
Total transfer of assets from this plan	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$7,255,465
Total of all expenses incurred	2010-12-31	$2,110,001
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,110,001
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,998,684
Value of total assets at end of year	2010-12-31	$34,540,823
Value of total assets at beginning of year	2010-12-31	$29,387,319
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,122,492
Participant contributions at end of year	2010-12-31	$109
Participant contributions at beginning of year	2010-12-31	$243
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$53,994
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$5,145,464
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$34,540,823
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$29,387,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$29,142,961
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$24,021,561
Value of interest in common/collective trusts at end of year	2010-12-31	$5,397,698
Value of interest in common/collective trusts at beginning of year	2010-12-31	$5,365,410
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$4,175,774
Net investment gain or loss from common/collective trusts	2010-12-31	$81,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$822,198
Employer contributions (assets) at end of year	2010-12-31	$55
Employer contributions (assets) at beginning of year	2010-12-31	$105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,110,001
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MICHAEL A. ROLF, CPA & CO.
Accountancy firm EIN	2010-12-31	311394621

Form 5500 Responses for WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN

2016: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	WINEGARDNER & HAMMONS, INC.
Employer identification number (EIN):	310725098
NAIC Classification:	541600

Jurisdiction of Incorporation:	Ohio Secretary of State Business Services Division
Incorporation Date:	1966-06-28
Company Identification Number:	352189
Legal Registered Office Address:	4243 HUNT RD - CINCINNATI United States of America (USA) 45242