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| Plan Name | WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN |
| Plan identification number | 002 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
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| Company Name: | WINEGARDNER & HAMMONS, INC. |
| Employer identification number (EIN): | 310725098 |
| NAIC Classification: | 541600 |
Additional information about WINEGARDNER & HAMMONS, INC.
| Jurisdiction of Incorporation: | Ohio Secretary of State Business Services Division |
| Incorporation Date: | 1966-06-28 |
| Company Identification Number: | 352189 |
| Legal Registered Office Address: |
4243 HUNT RD - CINCINNATI United States of America (USA) 45242 |
More information about WINEGARDNER & HAMMONS, INC.
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 002 | 2016-01-01 | WILLIAM BOGGESS | |||
| 002 | 2015-01-01 | WILLIAM BOGGESS | |||
| 002 | 2015-01-01 | WILLIAM BOGGESS | |||
| 002 | 2014-01-01 | WILLIAM BOGGESS | |||
| 002 | 2013-01-01 | JOHN SLABOCH | |||
| 002 | 2012-01-01 | JOHN SLABOCH | |||
| 002 | 2011-01-01 | JOHN SLABOCH | |||
| 002 | 2009-01-01 | JOHN SLABOCH | |||
| 002 | 2009-01-01 | JOHN SLABOCH |
| Measure | Date | Value |
|---|---|---|
| 2016 : WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2016 401k financial data | ||
| Total income from all sources (including contributions) | 2016-12-31 | $-105,974 |
| Total of all expenses incurred | 2016-12-31 | $7,742,149 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $7,742,149 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $747 |
| Value of total assets at beginning of year | 2016-12-31 | $7,848,123 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers | 2016-12-31 | 0 |
| Minimum employer required contribution for this plan year | 2016-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-7,848,123 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $7,848,123 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $7,164,546 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $683,577 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $-109,160 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $2,439 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $747 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $7,742,149 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | MICHAEL A. ROLF, CPA & CO. |
| Accountancy firm EIN | 2016-12-31 | 311394621 |
| 2015 : WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2015 401k financial data | ||
| Total transfer of assets from this plan | 2015-12-31 | $74,056 |
| Total income from all sources (including contributions) | 2015-12-31 | $2,354,342 |
| Total of all expenses incurred | 2015-12-31 | $46,889,279 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $46,889,279 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,306,500 |
| Value of total assets at end of year | 2015-12-31 | $7,848,123 |
| Value of total assets at beginning of year | 2015-12-31 | $52,457,116 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2015-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers | 2015-12-31 | 0 |
| Minimum employer required contribution for this plan year | 2015-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,653,846 |
| Participant contributions at end of year | 2015-12-31 | $0 |
| Participant contributions at beginning of year | 2015-12-31 | $94 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-44,534,937 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $7,848,123 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $52,457,116 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $7,164,546 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $47,787,257 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $683,577 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $4,669,719 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $3,958 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $43,884 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $652,654 |
| Employer contributions (assets) at end of year | 2015-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $46 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $46,889,279 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | MICHAEL A. ROLF, CPA & CO. |
| Accountancy firm EIN | 2015-12-31 | 311394621 |
| 2014 : WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2014 401k financial data | ||
| Total transfer of assets to this plan | 2014-12-31 | $5,912 |
| Total income from all sources (including contributions) | 2014-12-31 | $7,424,210 |
| Total of all expenses incurred | 2014-12-31 | $3,667,217 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,667,217 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $3,751,619 |
| Value of total assets at end of year | 2014-12-31 | $52,457,116 |
| Value of total assets at beginning of year | 2014-12-31 | $48,694,211 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers | 2014-12-31 | 0 |
| Minimum employer required contribution for this plan year | 2014-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $2,445,002 |
| Participant contributions at end of year | 2014-12-31 | $94 |
| Participant contributions at beginning of year | 2014-12-31 | $71 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $384,682 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $3,756,993 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $52,457,116 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $48,694,211 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $47,787,257 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $43,330,775 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $4,669,719 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $5,363,329 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $3,630,612 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $41,979 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $921,935 |
| Employer contributions (assets) at end of year | 2014-12-31 | $46 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $36 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $3,667,217 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | MICHAEL A. ROLF, CPA & CO. |
| Accountancy firm EIN | 2014-12-31 | 311394621 |
| 2013 : WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2013 401k financial data | ||
| Total transfer of assets to this plan | 2013-12-31 | $1,688,143 |
| Total income from all sources (including contributions) | 2013-12-31 | $13,215,104 |
| Total of all expenses incurred | 2013-12-31 | $6,172,983 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $6,172,983 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $3,278,166 |
| Value of total assets at end of year | 2013-12-31 | $48,694,211 |
| Value of total assets at beginning of year | 2013-12-31 | $39,963,947 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers | 2013-12-31 | 0 |
| Minimum employer required contribution for this plan year | 2013-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $2,393,906 |
| Participant contributions at end of year | 2013-12-31 | $71 |
| Participant contributions at beginning of year | 2013-12-31 | $21 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $13,427 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $7,042,121 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $48,694,211 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $39,963,947 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $43,330,775 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $33,352,571 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $5,363,329 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $6,611,344 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $9,907,901 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $29,037 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $870,833 |
| Employer contributions (assets) at end of year | 2013-12-31 | $36 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $11 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $6,172,983 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | MICHAEL A. ROLF, CPA & CO. |
| Accountancy firm EIN | 2013-12-31 | 311394621 |
| 2012 : WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2012 401k financial data | ||
| Total transfer of assets to this plan | 2012-12-31 | $53,765 |
| Total income from all sources (including contributions) | 2012-12-31 | $7,228,818 |
| Total of all expenses incurred | 2012-12-31 | $2,408,815 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,408,815 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $3,214,628 |
| Value of total assets at end of year | 2012-12-31 | $39,963,947 |
| Value of total assets at beginning of year | 2012-12-31 | $35,090,179 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
| Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers | 2012-12-31 | 0 |
| Minimum employer required contribution for this plan year | 2012-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $2,306,873 |
| Participant contributions at end of year | 2012-12-31 | $21 |
| Participant contributions at beginning of year | 2012-12-31 | $560 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $4,820,003 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $39,963,947 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $35,090,179 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $33,352,571 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $29,230,580 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $6,611,344 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $5,858,795 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $3,964,340 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $49,850 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $907,755 |
| Employer contributions (assets) at end of year | 2012-12-31 | $11 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $244 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $2,408,815 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | MICHAEL A. ROLF, CPA & CO. |
| Accountancy firm EIN | 2012-12-31 | 311394621 |
| 2011 : WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2011 401k financial data | ||
| Total transfer of assets to this plan | 2011-12-31 | $24,919 |
| Total income from all sources (including contributions) | 2011-12-31 | $2,627,013 |
| Total of all expenses incurred | 2011-12-31 | $2,102,576 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,102,576 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,972,746 |
| Value of total assets at end of year | 2011-12-31 | $35,090,179 |
| Value of total assets at beginning of year | 2011-12-31 | $34,540,823 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
| Minimum employer required contribution for this plan year | 2011-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $2,158,746 |
| Participant contributions at end of year | 2011-12-31 | $561 |
| Participant contributions at beginning of year | 2011-12-31 | $109 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $5,620 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $524,437 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $35,090,179 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $34,540,823 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $29,230,579 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $29,142,961 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $5,858,795 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $5,397,698 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-395,340 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $49,607 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $808,380 |
| Employer contributions (assets) at end of year | 2011-12-31 | $244 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $55 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,102,576 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | MICHAEL A. ROLF, CPA & CO. |
| Accountancy firm EIN | 2011-12-31 | 311394621 |
| 2010 : WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2010 401k financial data | ||
| Total transfer of assets to this plan | 2010-12-31 | $8,040 |
| Total transfer of assets from this plan | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $7,255,465 |
| Total of all expenses incurred | 2010-12-31 | $2,110,001 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,110,001 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,998,684 |
| Value of total assets at end of year | 2010-12-31 | $34,540,823 |
| Value of total assets at beginning of year | 2010-12-31 | $29,387,319 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $2,122,492 |
| Participant contributions at end of year | 2010-12-31 | $109 |
| Participant contributions at beginning of year | 2010-12-31 | $243 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $53,994 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $5,145,464 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $34,540,823 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $29,387,319 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $29,142,961 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $24,021,561 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $5,397,698 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $5,365,410 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $4,175,774 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $81,007 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $822,198 |
| Employer contributions (assets) at end of year | 2010-12-31 | $55 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $105 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,110,001 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MICHAEL A. ROLF, CPA & CO. |
| Accountancy firm EIN | 2010-12-31 | 311394621 |
| 2016: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2016 form 5500 responses | ||
|---|---|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2015 form 5500 responses | ||
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2014 form 5500 responses | ||
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2013 form 5500 responses | ||
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2012 form 5500 responses | ||
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2011 form 5500 responses | ||
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: WINEGARDNER & HAMMONS, INC. RETIREMENT PLAN 2009 form 5500 responses | ||
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
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