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TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN 401k Plan overview

Plan NameTRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN
Plan identification number 501

TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Health (other than dental or vision)
  • Life insurance
  • Dental
  • Vision
  • Temporary disability (accident and sickness)
  • Long-term disability cover

401k Sponsoring company profile

TRI-COUNTY MENTAL HEALTH & COUNSELING SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name:TRI-COUNTY MENTAL HEALTH & COUNSELING SERVICES, INC.
Employer identification number (EIN):310860366
NAIC Classification:621112
NAIC Description:Offices of Physicians, Mental Health Specialists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5012013-01-01AMANDA PUTNAM
5012012-01-01GEORGE P. WEIGLY GEORGE P. WEIGLY2013-07-30
5012011-01-01GEORGE P. WEIGLY
5012009-03-01GEORGE P. WEIGLY
5012009-03-01GEORGE P. WEIGLY
5012009-03-01GEORGE P. WEIGLY

Plan Statistics for TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN

401k plan membership statisitcs for TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN

Measure Date Value
2013: TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01149
Total number of active participants reported on line 7a of the Form 55002013-01-010
Total of all active and inactive participants2013-01-010
2012: TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01140
Total number of active participants reported on line 7a of the Form 55002012-01-01143
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-01143
2011: TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01134
Total number of active participants reported on line 7a of the Form 55002011-01-01143
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-01143
2009: TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN 2009 401k membership
Total participants, beginning-of-year2009-03-01117
Total number of active participants reported on line 7a of the Form 55002009-03-01129
Number of retired or separated participants receiving benefits2009-03-010
Number of other retired or separated participants entitled to future benefits2009-03-010
Total of all active and inactive participants2009-03-01129

Financial Data on TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN

Measure Date Value
2013 : TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$71,069
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$350,564
Total income from all sources (including contributions)2013-12-31$1,359,088
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,473,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,408,113
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,358,856
Value of total assets at end of year2013-12-31$0
Value of total assets at beginning of year2013-12-31$536,450
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$65,792
Total interest from all sources2013-12-31$232
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31Yes
Administrative expenses professional fees incurred2013-12-31$500
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$170,364
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$266
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-114,817
Value of net assets at end of year (total assets less liabilities)2013-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$185,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$230,824
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$230,824
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$232
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$281,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,188,492
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$305,626
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,126,462
Contract administrator fees2013-12-31$65,026
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$350,564
Did the plan have assets held for investment2013-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31ROMINE CPA'S & ASSOCIATES
Accountancy firm EIN2013-12-31263841391
2012 : TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$350,564
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$173,497
Total income from all sources (including contributions)2012-12-31$1,830,767
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,861,811
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,767,129
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,830,342
Value of total assets at end of year2012-12-31$536,450
Value of total assets at beginning of year2012-12-31$390,427
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$94,682
Total interest from all sources2012-12-31$425
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$2,900
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$438,259
Administrative expenses (other) incurred2012-12-31$501
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-31,044
Value of net assets at end of year (total assets less liabilities)2012-12-31$185,886
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$216,930
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$230,824
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$261,571
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$261,571
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$425
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$403,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,392,083
Employer contributions (assets) at end of year2012-12-31$305,626
Employer contributions (assets) at beginning of year2012-12-31$128,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,363,656
Contract administrator fees2012-12-31$91,281
Liabilities. Value of benefit claims payable at end of year2012-12-31$350,564
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$173,497
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31POLING CPA GROUP
Accountancy firm EIN2012-12-31263841391
2011 : TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$173,497
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$244,424
Total income from all sources (including contributions)2011-12-31$1,509,427
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,357,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,265,674
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,508,826
Value of total assets at end of year2011-12-31$390,427
Value of total assets at beginning of year2011-12-31$309,753
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$92,152
Total interest from all sources2011-12-31$601
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$3,400
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$297,368
Administrative expenses (other) incurred2011-12-31$189
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$151,601
Value of net assets at end of year (total assets less liabilities)2011-12-31$216,930
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$65,329
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$261,571
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$103,027
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$103,027
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$601
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$343,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,211,458
Employer contributions (assets) at end of year2011-12-31$128,856
Employer contributions (assets) at beginning of year2011-12-31$206,726
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$922,324
Contract administrator fees2011-12-31$88,563
Liabilities. Value of benefit claims payable at end of year2011-12-31$173,497
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$244,424
Did the plan have assets held for investment2011-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31THE POLING CPA GROUP
Accountancy firm EIN2011-12-31263841391
2010 : TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$244,424
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$69,138
Total income from all sources (including contributions)2010-12-31$1,427,714
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,509,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,431,695
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,427,364
Value of total assets at end of year2010-12-31$309,753
Value of total assets at beginning of year2010-12-31$216,650
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$78,202
Total interest from all sources2010-12-31$350
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$3,400
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$263,633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-82,183
Value of net assets at end of year (total assets less liabilities)2010-12-31$65,329
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$147,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$103,027
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$184,114
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$184,114
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$350
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$265,968
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,163,731
Employer contributions (assets) at end of year2010-12-31$206,726
Employer contributions (assets) at beginning of year2010-12-31$32,536
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,165,727
Contract administrator fees2010-12-31$74,802
Liabilities. Value of benefit claims payable at end of year2010-12-31$244,424
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$69,138
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31THE POLING CPA GROUP
Accountancy firm EIN2010-12-31263841391

Form 5500 Responses for TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN

2013: TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingYes
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: TRI-COUNTY MENTAL HEALTH & COUNSELING EMPLOYEE HEALTH PLAN 2009 form 5500 responses
2009-03-01Type of plan entitySingle employer plan
2009-03-01Submission has been amendedNo
2009-03-01This submission is the final filingNo
2009-03-01This return/report is a short plan year return/report (less than 12 months)No
2009-03-01Plan is a collectively bargained planNo
2009-03-01Plan funding arrangement – InsuranceYes
2009-03-01Plan funding arrangement – TrustYes
2009-03-01Plan benefit arrangement – InsuranceYes
2009-03-01Plan benefit arrangement - TrustYes

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