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MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 401k Plan overview

Plan NameMILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS)
Plan identification number 001

MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Life insurance

401k Sponsoring company profile

COMPASS EMERGENCY PHYSICIANS, PSC has sponsored the creation of one or more 401k plans.

Company Name:COMPASS EMERGENCY PHYSICIANS, PSC
Employer identification number (EIN):310867547
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS)

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-10-01
0012021-10-01
0012020-10-01
0012019-10-01DR. ANTHONY FRANCE2021-04-27
0012018-10-01DR. ANTHONY FRANCE2020-02-25
0012017-10-01
0012016-10-01
0012015-10-01
0012014-10-01
0012013-10-01JOHN C SHERMAN MD JOHN C SHERMAN MD2014-12-30
0012012-10-01JOHN C SHERMAN MD JOHN C SHERMAN MD2014-07-10
0012011-10-01JOHN C SHERMAN MD JOHN C SHERMAN MD2013-07-09
0012009-10-01JOHN C SHERMAN MD JOHN C SHERMAN MD2011-06-30
0012008-10-01JOHN SHERMAN M.D.

Plan Statistics for MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS)

401k plan membership statisitcs for MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS)

Measure Date Value
2022: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2022 401k membership
Total participants, beginning-of-year2022-10-01118
Total number of active participants reported on line 7a of the Form 55002022-10-0195
Number of retired or separated participants receiving benefits2022-10-014
Number of other retired or separated participants entitled to future benefits2022-10-0117
Total of all active and inactive participants2022-10-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-10-010
Total participants2022-10-01116
Number of participants with account balances2022-10-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-10-010
2021: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2021 401k membership
Total participants, beginning-of-year2021-10-01111
Total number of active participants reported on line 7a of the Form 55002021-10-0196
Number of retired or separated participants receiving benefits2021-10-011
Number of other retired or separated participants entitled to future benefits2021-10-0119
Total of all active and inactive participants2021-10-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-010
Total participants2021-10-01116
Number of participants with account balances2021-10-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-010
2020: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2020 401k membership
Total participants, beginning-of-year2020-10-01106
Total number of active participants reported on line 7a of the Form 55002020-10-0192
Number of retired or separated participants receiving benefits2020-10-011
Number of other retired or separated participants entitled to future benefits2020-10-0116
Total of all active and inactive participants2020-10-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-010
Total participants2020-10-01109
Number of participants with account balances2020-10-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-010
2019: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2019 401k membership
Total participants, beginning-of-year2019-10-01104
Total number of active participants reported on line 7a of the Form 55002019-10-0186
Number of retired or separated participants receiving benefits2019-10-011
Number of other retired or separated participants entitled to future benefits2019-10-0114
Total of all active and inactive participants2019-10-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-010
Total participants2019-10-01101
Number of participants with account balances2019-10-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-010
2018: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2018 401k membership
Total participants, beginning-of-year2018-10-01103
Total number of active participants reported on line 7a of the Form 55002018-10-0185
Number of retired or separated participants receiving benefits2018-10-011
Number of other retired or separated participants entitled to future benefits2018-10-0112
Total of all active and inactive participants2018-10-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-0198
Number of participants with account balances2018-10-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-010
2017: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2017 401k membership
Total participants, beginning-of-year2017-10-01104
Total number of active participants reported on line 7a of the Form 55002017-10-0186
Number of retired or separated participants receiving benefits2017-10-012
Number of other retired or separated participants entitled to future benefits2017-10-0112
Total of all active and inactive participants2017-10-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-01100
Number of participants with account balances2017-10-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
2016: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2016 401k membership
Total participants, beginning-of-year2016-10-01101
Total number of active participants reported on line 7a of the Form 55002016-10-0181
Number of retired or separated participants receiving benefits2016-10-013
Number of other retired or separated participants entitled to future benefits2016-10-0113
Total of all active and inactive participants2016-10-0197
Total participants2016-10-0197
Number of participants with account balances2016-10-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
2015: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2015 401k membership
Total participants, beginning-of-year2015-10-0189
Total number of active participants reported on line 7a of the Form 55002015-10-0174
Number of retired or separated participants receiving benefits2015-10-013
Number of other retired or separated participants entitled to future benefits2015-10-0112
Total of all active and inactive participants2015-10-0189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-0189
Number of participants with account balances2015-10-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2014: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2014 401k membership
Total participants, beginning-of-year2014-10-0145
Total number of active participants reported on line 7a of the Form 55002014-10-0177
Number of retired or separated participants receiving benefits2014-10-012
Number of other retired or separated participants entitled to future benefits2014-10-014
Total of all active and inactive participants2014-10-0183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-0183
Number of participants with account balances2014-10-0183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-010
2013: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2013 401k membership
Total participants, beginning-of-year2013-10-0146
Total number of active participants reported on line 7a of the Form 55002013-10-0143
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-012
Total of all active and inactive participants2013-10-0145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-0145
Number of participants with account balances2013-10-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2012 401k membership
Total participants, beginning-of-year2012-10-0145
Total number of active participants reported on line 7a of the Form 55002012-10-0144
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-012
Total of all active and inactive participants2012-10-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-0146
Number of participants with account balances2012-10-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2011 401k membership
Total participants, beginning-of-year2011-10-0142
Total number of active participants reported on line 7a of the Form 55002011-10-0142
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-013
Total of all active and inactive participants2011-10-0145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-0145
Number of participants with account balances2011-10-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2009: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2009 401k membership
Total participants, beginning-of-year2009-10-0138
Total number of active participants reported on line 7a of the Form 55002009-10-0140
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-010
Total of all active and inactive participants2009-10-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-0140
Number of participants with account balances2009-10-0140
2008: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2008 401k membership
Total participants, beginning-of-year2008-10-0134
Total number of active participants reported on line 7a of the Form 55002008-10-0136
Number of retired or separated participants receiving benefits2008-10-010
Number of other retired or separated participants entitled to future benefits2008-10-012
Total of all active and inactive participants2008-10-0138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-10-010
Total participants2008-10-0138
Number of participants with account balances2008-10-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-10-010

Financial Data on MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS)

Measure Date Value
2023 : MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2023 401k financial data
Total income from all sources2023-09-30$12,782,855
Expenses. Total of all expenses incurred2023-09-30$5,827,374
Benefits paid (including direct rollovers)2023-09-30$5,629,868
Total plan assets at end of year2023-09-30$75,987,396
Total plan assets at beginning of year2023-09-30$69,031,915
Value of fidelity bond covering the plan2023-09-30$500,000
Total contributions received or receivable from participants2023-09-30$1,295,595
Expenses. Other expenses not covered elsewhere2023-09-30$197,506
Other income received2023-09-30$8,770,780
Net income (gross income less expenses)2023-09-30$6,955,481
Net plan assets at end of year (total assets less liabilities)2023-09-30$75,987,396
Net plan assets at beginning of year (total assets less liabilities)2023-09-30$69,031,915
Assets. Value of participant loans2023-09-30$211,754
Assets. Value of assets in partnership/joint-venture interests2023-09-30$33,236
Total contributions received or receivable from employer(s)2023-09-30$2,716,480
2022 : MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2022 401k financial data
Total income from all sources2022-09-30$-6,427,317
Expenses. Total of all expenses incurred2022-09-30$6,461,645
Benefits paid (including direct rollovers)2022-09-30$6,246,543
Total plan assets at end of year2022-09-30$69,031,915
Total plan assets at beginning of year2022-09-30$81,920,877
Value of fidelity bond covering the plan2022-09-30$500,000
Total contributions received or receivable from participants2022-09-30$1,265,600
Expenses. Other expenses not covered elsewhere2022-09-30$215,102
Other income received2022-09-30$-10,220,114
Net income (gross income less expenses)2022-09-30$-12,888,962
Net plan assets at end of year (total assets less liabilities)2022-09-30$69,031,915
Net plan assets at beginning of year (total assets less liabilities)2022-09-30$81,920,877
Assets. Value of participant loans2022-09-30$170,666
Assets. Value of assets in partnership/joint-venture interests2022-09-30$33,236
Total contributions received or receivable from employer(s)2022-09-30$2,527,197
2021 : MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2021 401k financial data
Total income from all sources2021-09-30$17,565,267
Expenses. Total of all expenses incurred2021-09-30$688,684
Benefits paid (including direct rollovers)2021-09-30$455,160
Total plan assets at end of year2021-09-30$81,920,877
Total plan assets at beginning of year2021-09-30$65,044,294
Value of fidelity bond covering the plan2021-09-30$500,000
Total contributions received or receivable from participants2021-09-30$1,087,453
Contributions received from other sources (not participants or employers)2021-09-30$56,583
Other income received2021-09-30$14,196,502
Net income (gross income less expenses)2021-09-30$16,876,583
Net plan assets at end of year (total assets less liabilities)2021-09-30$81,920,877
Net plan assets at beginning of year (total assets less liabilities)2021-09-30$65,044,294
Assets. Value of participant loans2021-09-30$224,051
Assets. Value of assets in partnership/joint-venture interests2021-09-30$33,914
Total contributions received or receivable from employer(s)2021-09-30$2,224,729
Expenses. Administrative service providers (salaries,fees and commissions)2021-09-30$233,524
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
2020 : MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2020 401k financial data
Total income from all sources2020-09-30$6,660,635
Expenses. Total of all expenses incurred2020-09-30$918,359
Benefits paid (including direct rollovers)2020-09-30$708,294
Total plan assets at end of year2020-09-30$65,044,294
Total plan assets at beginning of year2020-09-30$59,302,018
Value of fidelity bond covering the plan2020-09-30$500,000
Total contributions received or receivable from participants2020-09-30$1,068,064
Contributions received from other sources (not participants or employers)2020-09-30$2,012
Other income received2020-09-30$3,591,644
Net income (gross income less expenses)2020-09-30$5,742,276
Net plan assets at end of year (total assets less liabilities)2020-09-30$65,044,294
Net plan assets at beginning of year (total assets less liabilities)2020-09-30$59,302,018
Assets. Value of participant loans2020-09-30$184,769
Assets. Value of assets in partnership/joint-venture interests2020-09-30$34,836
Total contributions received or receivable from employer(s)2020-09-30$1,998,915
Expenses. Administrative service providers (salaries,fees and commissions)2020-09-30$210,065
2019 : MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2019 401k financial data
Total income from all sources2019-09-30$5,292,324
Expenses. Total of all expenses incurred2019-09-30$3,343,727
Benefits paid (including direct rollovers)2019-09-30$3,137,628
Total plan assets at end of year2019-09-30$59,302,018
Total plan assets at beginning of year2019-09-30$57,353,421
Value of fidelity bond covering the plan2019-09-30$500,000
Total contributions received or receivable from participants2019-09-30$1,157,728
Other income received2019-09-30$1,944,333
Net income (gross income less expenses)2019-09-30$1,948,597
Net plan assets at end of year (total assets less liabilities)2019-09-30$59,302,018
Net plan assets at beginning of year (total assets less liabilities)2019-09-30$57,353,421
Assets. Value of participant loans2019-09-30$245,438
Assets. Value of assets in partnership/joint-venture interests2019-09-30$35,328
Total contributions received or receivable from employer(s)2019-09-30$2,190,263
Expenses. Administrative service providers (salaries,fees and commissions)2019-09-30$206,099
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
2018 : MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2018 401k financial data
Total income from all sources2018-09-30$8,105,569
Expenses. Total of all expenses incurred2018-09-30$816,681
Benefits paid (including direct rollovers)2018-09-30$623,912
Total plan assets at end of year2018-09-30$57,353,421
Total plan assets at beginning of year2018-09-30$50,064,533
Value of fidelity bond covering the plan2018-09-30$500,000
Total contributions received or receivable from participants2018-09-30$1,069,996
Contributions received from other sources (not participants or employers)2018-09-30$306,199
Other income received2018-09-30$4,717,020
Net income (gross income less expenses)2018-09-30$7,288,888
Net plan assets at end of year (total assets less liabilities)2018-09-30$57,353,421
Net plan assets at beginning of year (total assets less liabilities)2018-09-30$50,064,533
Assets. Value of participant loans2018-09-30$263,638
Assets. Value of assets in partnership/joint-venture interests2018-09-30$36,569
Total contributions received or receivable from employer(s)2018-09-30$2,012,354
Expenses. Administrative service providers (salaries,fees and commissions)2018-09-30$192,769
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
2017 : MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2017 401k financial data
Total plan liabilities at end of year2017-09-30$0
Total plan liabilities at beginning of year2017-09-30$331
Total income from all sources2017-09-30$9,028,038
Expenses. Total of all expenses incurred2017-09-30$2,567,590
Benefits paid (including direct rollovers)2017-09-30$2,396,934
Total plan assets at end of year2017-09-30$50,064,533
Total plan assets at beginning of year2017-09-30$43,604,416
Value of fidelity bond covering the plan2017-09-30$500,000
Total contributions received or receivable from participants2017-09-30$1,135,924
Contributions received from other sources (not participants or employers)2017-09-30$198,703
Other income received2017-09-30$5,745,578
Net income (gross income less expenses)2017-09-30$6,460,448
Net plan assets at end of year (total assets less liabilities)2017-09-30$50,064,533
Net plan assets at beginning of year (total assets less liabilities)2017-09-30$43,604,085
Assets. Value of participant loans2017-09-30$274,812
Assets. Value of assets in partnership/joint-venture interests2017-09-30$36,853
Total contributions received or receivable from employer(s)2017-09-30$1,947,833
Expenses. Administrative service providers (salaries,fees and commissions)2017-09-30$170,656
2016 : MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2016 401k financial data
Total plan liabilities at end of year2016-09-30$331
Total plan liabilities at beginning of year2016-09-30$0
Total income from all sources2016-09-30$10,734,225
Expenses. Total of all expenses incurred2016-09-30$2,677,809
Benefits paid (including direct rollovers)2016-09-30$2,541,731
Total plan assets at end of year2016-09-30$43,604,416
Total plan assets at beginning of year2016-09-30$35,547,669
Value of fidelity bond covering the plan2016-09-30$500,000
Total contributions received or receivable from participants2016-09-30$1,082,255
Contributions received from other sources (not participants or employers)2016-09-30$3,927,801
Other income received2016-09-30$3,803,488
Net income (gross income less expenses)2016-09-30$8,056,416
Net plan assets at end of year (total assets less liabilities)2016-09-30$43,604,085
Net plan assets at beginning of year (total assets less liabilities)2016-09-30$35,547,669
Assets. Value of participant loans2016-09-30$270,547
Assets. Value of assets in partnership/joint-venture interests2016-09-30$0
Total contributions received or receivable from employer(s)2016-09-30$1,920,681
Expenses. Administrative service providers (salaries,fees and commissions)2016-09-30$136,078
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
2015 : MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2015 401k financial data
Transfers to/from the plan2015-09-30$17,265,422
Total income from all sources2015-09-30$1,974,247
Expenses. Total of all expenses incurred2015-09-30$5,148,782
Benefits paid (including direct rollovers)2015-09-30$5,087,507
Total plan assets at end of year2015-09-30$35,547,669
Total plan assets at beginning of year2015-09-30$21,456,782
Value of fidelity bond covering the plan2015-09-30$500,000
Total contributions received or receivable from participants2015-09-30$1,018,612
Expenses. Other expenses not covered elsewhere2015-09-30$0
Contributions received from other sources (not participants or employers)2015-09-30$93,237
Other income received2015-09-30$-805,235
Net income (gross income less expenses)2015-09-30$-3,174,535
Net plan assets at end of year (total assets less liabilities)2015-09-30$35,547,669
Net plan assets at beginning of year (total assets less liabilities)2015-09-30$21,456,782
Assets. Value of participant loans2015-09-30$244,005
Assets. Value of assets in partnership/joint-venture interests2015-09-30$96,925
Total contributions received or receivable from employer(s)2015-09-30$1,667,633
Expenses. Administrative service providers (salaries,fees and commissions)2015-09-30$61,275
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
2014 : MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2014 401k financial data
Transfers to/from the plan2014-09-30$-7,168,320
Total income from all sources2014-09-30$4,130,719
Expenses. Total of all expenses incurred2014-09-30$111,571
Total plan assets at end of year2014-09-30$21,456,782
Total plan assets at beginning of year2014-09-30$24,605,954
Total contributions received or receivable from participants2014-09-30$579,744
Expenses. Other expenses not covered elsewhere2014-09-30$20,859
Other income received2014-09-30$2,407,668
Net income (gross income less expenses)2014-09-30$4,019,148
Net plan assets at end of year (total assets less liabilities)2014-09-30$21,456,782
Net plan assets at beginning of year (total assets less liabilities)2014-09-30$24,605,954
Assets. Value of participant loans2014-09-30$208,254
Assets. Value of assets in partnership/joint-venture interests2014-09-30$97,271
Total contributions received or receivable from employer(s)2014-09-30$1,143,307
Expenses. Administrative service providers (salaries,fees and commissions)2014-09-30$90,712
2013 : MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2013 401k financial data
Transfers to/from the plan2013-09-30$-278,679
Total income from all sources2013-09-30$3,827,911
Expenses. Total of all expenses incurred2013-09-30$92,026
Total plan assets at end of year2013-09-30$24,605,954
Total plan assets at beginning of year2013-09-30$21,148,748
Total contributions received or receivable from participants2013-09-30$526,903
Expenses. Other expenses not covered elsewhere2013-09-30$17,837
Other income received2013-09-30$2,178,302
Net income (gross income less expenses)2013-09-30$3,735,885
Net plan assets at end of year (total assets less liabilities)2013-09-30$24,605,954
Net plan assets at beginning of year (total assets less liabilities)2013-09-30$21,148,748
Assets. Value of participant loans2013-09-30$257,851
Assets. Value of assets in partnership/joint-venture interests2013-09-30$97,498
Assets. Value of real-estate (other than employer real property)2013-09-30$353,720
Total contributions received or receivable from employer(s)2013-09-30$1,122,706
Expenses. Administrative service providers (salaries,fees and commissions)2013-09-30$74,189
2012 : MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2012 401k financial data
Transfers to/from the plan2012-09-30$-392,980
Total income from all sources2012-09-30$4,196,124
Expenses. Total of all expenses incurred2012-09-30$69,433
Total plan assets at end of year2012-09-30$21,148,748
Total plan assets at beginning of year2012-09-30$17,415,037
Value of fidelity bond covering the plan2012-09-30$900,000
Total contributions received or receivable from participants2012-09-30$463,712
Expenses. Other expenses not covered elsewhere2012-09-30$15,668
Other income received2012-09-30$2,681,551
Net income (gross income less expenses)2012-09-30$4,126,691
Net plan assets at end of year (total assets less liabilities)2012-09-30$21,148,748
Net plan assets at beginning of year (total assets less liabilities)2012-09-30$17,415,037
Assets. Value of participant loans2012-09-30$205,787
Assets. Value of assets in partnership/joint-venture interests2012-09-30$122,558
Assets. Value of real-estate (other than employer real property)2012-09-30$353,720
Total contributions received or receivable from employer(s)2012-09-30$1,050,861
Expenses. Administrative service providers (salaries,fees and commissions)2012-09-30$53,765
2011 : MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2011 401k financial data
Transfers to/from the plan2011-09-30$-621,509
Total income from all sources2011-09-30$1,174,448
Expenses. Total of all expenses incurred2011-09-30$53,592
Total plan assets at end of year2011-09-30$17,415,037
Total plan assets at beginning of year2011-09-30$16,915,690
Value of fidelity bond covering the plan2011-09-30$900,000
Total contributions received or receivable from participants2011-09-30$373,414
Expenses. Other expenses not covered elsewhere2011-09-30$12,610
Other income received2011-09-30$-147,519
Net income (gross income less expenses)2011-09-30$1,120,856
Net plan assets at end of year (total assets less liabilities)2011-09-30$17,415,037
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$16,915,690
Assets. Value of participant loans2011-09-30$215,672
Assets. Value of assets in partnership/joint-venture interests2011-09-30$162,155
Assets. Value of real-estate (other than employer real property)2011-09-30$353,720
Total contributions received or receivable from employer(s)2011-09-30$948,553
Expenses. Administrative service providers (salaries,fees and commissions)2011-09-30$40,982

Form 5500 Responses for MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS)

2022: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2022 form 5500 responses
2022-10-01Type of plan entitySingle employer plan
2022-10-01Submission has been amendedNo
2022-10-01This submission is the final filingNo
2022-10-01This return/report is a short plan year return/report (less than 12 months)No
2022-10-01Plan is a collectively bargained planNo
2022-10-01Plan funding arrangement – TrustYes
2022-10-01Plan benefit arrangement - TrustYes
2021: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement - TrustYes
2020: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement - TrustYes
2019: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement - TrustYes
2018: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2009: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes
2008: MILLS,SHERMAN, GILLIAM & GOODWIN PSC PROFIT SHARING PLAN (WITH 401(K) SAFE HARBOR PROVISIONS) 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo
2008-10-01Plan funding arrangement – TrustYes
2008-10-01Plan benefit arrangement – InsuranceYes
2008-10-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number30677
Policy instance 1
Insurance contract or identification number30677
Number of Individuals Covered1
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number3214238
Policy instance 2
Insurance contract or identification number3214238
Number of Individuals Covered1
Insurance policy start date2013-12-01
Insurance policy end date2014-11-30
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4927284
Policy instance 3
Insurance contract or identification number4927284
Number of Individuals Covered1
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameSACHER MICHAEL JASON
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number30677
Policy instance 1
Insurance contract or identification number30677
Number of Individuals Covered2
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number30677
Policy instance 1
Insurance contract or identification number30677
Number of Individuals Covered2
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number30677
Policy instance 1
Insurance contract or identification number30677
Number of Individuals Covered2
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number30677
Policy instance 1
Insurance contract or identification number30677
Number of Individuals Covered2
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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