401k Plan data: STEVEN SCHAEFER ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN plan

STEVEN SCHAEFER ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	STEVEN SCHAEFER ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

STEVEN SCHAEFER ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

STEVEN SCHAEFER ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: STEVEN SCHAEFER ASSOCIATES, INC.

Employer identification number (EIN): 310964154

NAIC Classification: 541330
NAIC Description: Engineering Services

Additional information about STEVEN SCHAEFER ASSOCIATES, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division

Incorporation Date: 1979-05-07

Company Identification Number: 535025

Legal Registered Office Address: 10411 MEDALLION DRIVE
SUITE 121
CINCINNATI
United States of America (USA)
45241

More information about STEVEN SCHAEFER ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEVEN SCHAEFER ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 NATHAN BAUGH 2023-07-26
001 2021-01-01 NATHAN BAUGH 2022-07-13
001 2020-01-01 NATHAN BAUGH 2021-07-13
001 2019-01-01 NATHAN BAUGH 2020-08-07
001 2018-01-01 NATHAN BAUGH 2019-05-14
001 2017-01-01 NATHAN BAUGH 2018-07-16
001 2016-01-01 NATHAN BAUGH 2017-09-12
001 2015-01-01 JANELLE SOEDER 2016-07-29
001 2014-01-01 CAROL WEBER 2015-06-22
001 2013-01-01 CAROL WEBER 2014-06-05
001 2012-01-01 PLAN SPONSOR 2013-07-09
001 2010-01-01 CAROL WEBER 2011-06-15
001 2008-01-01 CAROL WEBER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	NATHAN BAUGH	2023-07-26
001	2021-01-01	NATHAN BAUGH	2022-07-13
001	2020-01-01	NATHAN BAUGH	2021-07-13
001	2019-01-01	NATHAN BAUGH	2020-08-07
001	2018-01-01	NATHAN BAUGH	2019-05-14
001	2017-01-01	NATHAN BAUGH	2018-07-16
001	2016-01-01	NATHAN BAUGH	2017-09-12
001	2015-01-01	JANELLE SOEDER	2016-07-29
001	2014-01-01	CAROL WEBER	2015-06-22
001	2013-01-01	CAROL WEBER	2014-06-05
001	2012-01-01	PLAN SPONSOR	2013-07-09
001	2010-01-01	CAROL WEBER	2011-06-15
001	2008-01-01	CAROL WEBER

Plan Statistics for STEVEN SCHAEFER ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for STEVEN SCHAEFER ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2008: STEVEN SCHAEFER ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2008 401k membership
Total participants, beginning-of-year 2008-01-01 65
Total number of active participants reported on line 7a of the Form 5500 2008-01-01 57
Number of retired or separated participants receiving benefits 2008-01-01 0
Number of other retired or separated participants entitled to future benefits 2008-01-01 17
Total of all active and inactive participants 2008-01-01 74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-01-01 0
Total participants 2008-01-01 74
Number of participants with account balances 2008-01-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-01-01 3

Measure	Date	Value
2008: STEVEN SCHAEFER ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2008 401k membership
Total participants, beginning-of-year	2008-01-01	65
Total number of active participants reported on line 7a of the Form 5500	2008-01-01	57
Number of retired or separated participants receiving benefits	2008-01-01	0
Number of other retired or separated participants entitled to future benefits	2008-01-01	17
Total of all active and inactive participants	2008-01-01	74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-01-01	0
Total participants	2008-01-01	74
Number of participants with account balances	2008-01-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-01-01	3

Financial Data on STEVEN SCHAEFER ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2008 : STEVEN SCHAEFER ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2008 401k financial data
Total income from all sources	2008-12-31	$-779,928
Expenses. Total of all expenses incurred	2008-12-31	$1,249
Total plan assets at end of year	2008-12-31	$2,784,235
Total plan assets at beginning of year	2008-12-31	$3,565,412
Value of fidelity bond covering the plan	2008-12-31	$265,000
Total contributions received or receivable from participants	2008-12-31	$390,299
Contributions received from other sources (not participants or employers)	2008-12-31	$56,105
Other income received	2008-12-31	$-1,389,992
Net income (gross income less expenses)	2008-12-31	$-781,177
Net plan assets at end of year (total assets less liabilities)	2008-12-31	$2,784,235
Net plan assets at beginning of year (total assets less liabilities)	2008-12-31	$3,565,412
Assets. Value of participant loans	2008-12-31	$23,260
Total contributions received or receivable from employer(s)	2008-12-31	$163,660
Expenses. Administrative service providers (salaries,fees and commissions)	2008-12-31	$1,249

Form 5500 Responses for STEVEN SCHAEFER ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

2008: STEVEN SCHAEFER ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	Yes
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No
2008-01-01	Plan funding arrangement – Insurance	Yes
2008-01-01	Plan funding arrangement – Trust	Yes
2008-01-01	Plan benefit arrangement – Insurance	Yes
2008-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

GA-39345

Policy instance

Insurance contract or identification number	GA-39345
Number of Individuals Covered	74
Insurance policy start date	2008-01-01
Insurance policy end date	2008-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $624
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

STEVEN SCHAEFER ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN [EIN = 311096415]

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Company Name:	STEVEN SCHAEFER ASSOCIATES, INC.
Employer identification number (EIN):	310964154
NAIC Classification:	541330
NAIC Description:	Engineering Services

Jurisdiction of Incorporation:	Ohio Secretary of State Business Services Division
Incorporation Date:	1979-05-07
Company Identification Number:	535025
Legal Registered Office Address:	10411 MEDALLION DRIVE SUITE 121 CINCINNATI United States of America (USA) 45241