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MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameMID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number 003

MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

MID-OHIO ONCOLOGY/HEMATOLOGY, INC. has sponsored the creation of one or more 401k plans.

Company Name:MID-OHIO ONCOLOGY/HEMATOLOGY, INC.
Employer identification number (EIN):311141868
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032014-01-01PATRICK ELWOOD, MD
0032013-01-01PATRICK ELWOOD, MD PATRICK ELWOOD, MD2014-07-07
0032012-01-01PATRICK ELWOOD, MD PATRICK ELWOOD, MD2013-07-22
0032011-01-01PATRICK ELWOOD, MD PATRICK ELWOOD, MD2012-07-16
0032009-01-01MARK L. SEGAL, MD MARK L. SEGAL, MD2010-10-11

Plan Statistics for MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2014: MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01261
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-010
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01305
Total number of active participants reported on line 7a of the Form 55002013-01-01151
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01110
Total of all active and inactive participants2013-01-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01261
Number of participants with account balances2013-01-01261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01310
Total number of active participants reported on line 7a of the Form 55002012-01-01148
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01157
Total of all active and inactive participants2012-01-01305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01305
Number of participants with account balances2012-01-01305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0116
2011: MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01296
Total number of active participants reported on line 7a of the Form 55002011-01-01156
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01154
Total of all active and inactive participants2011-01-01310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01310
Number of participants with account balances2011-01-01310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0122
2009: MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01273
Total number of active participants reported on line 7a of the Form 55002009-01-01166
Number of retired or separated participants receiving benefits2009-01-0132
Number of other retired or separated participants entitled to future benefits2009-01-0180
Total of all active and inactive participants2009-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01278
Number of participants with account balances2009-01-01276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0124

Financial Data on MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2014 : MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total transfer of assets from this plan2014-12-31$19,940,068
Total income from all sources (including contributions)2014-12-31$1,764,024
Total of all expenses incurred2014-12-31$3,109,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,096,296
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$891,986
Value of total assets at end of year2014-12-31$0
Value of total assets at beginning of year2014-12-31$21,285,216
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$12,876
Total interest from all sources2014-12-31$4,966
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$155,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$155,450
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$581,102
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,390
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$-643
Administrative expenses (other) incurred2014-12-31$12,876
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$746
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,345,148
Value of net assets at end of year (total assets less liabilities)2014-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$21,285,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,618,555
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$12,927,547
Interest earned on other investments2014-12-31$4,966
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$732,955
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$732,955
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$637,044
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$316,713
Net investment gain/loss from pooled separate accounts2014-12-31$394,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$309,494
Employer contributions (assets) at beginning of year2014-12-31$260,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,096,296
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$2,108,910
Did the plan have assets held for investment2014-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31NORMAN, JONES, ENLOW & CO.
Accountancy firm EIN2014-12-31311282719
2013 : MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,410,095
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$692,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$637,143
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,224,203
Value of total assets at end of year2013-12-31$21,285,216
Value of total assets at beginning of year2013-12-31$17,567,422
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$55,158
Total interest from all sources2013-12-31$15
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$202,749
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$176,411
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$551,511
Participant contributions at beginning of year2013-12-31$26,452
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$-643
Total non interest bearing cash at end of year2013-12-31$746
Total non interest bearing cash at beginning of year2013-12-31$1,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,717,794
Value of net assets at end of year (total assets less liabilities)2013-12-31$21,285,216
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$17,567,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$55,158
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,618,555
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,548,204
Value of interest in pooled separate accounts at end of year2013-12-31$12,927,547
Value of interest in pooled separate accounts at beginning of year2013-12-31$10,051,420
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$732,955
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$92,180
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$92,180
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$637,044
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$683,261
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$965
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$540,884
Net investment gain/loss from pooled separate accounts2013-12-31$2,442,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$672,692
Employer contributions (assets) at end of year2013-12-31$260,102
Employer contributions (assets) at beginning of year2013-12-31$807,875
Income. Dividends from common stock2013-12-31$26,338
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$636,178
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$2,108,910
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$1,356,974
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31NORMAN, JONES, ENLOW & CO.
Accountancy firm EIN2013-12-31311282719
2012 : MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,350,030
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$778,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$731,607
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,683,768
Value of total assets at end of year2012-12-31$17,567,422
Value of total assets at beginning of year2012-12-31$14,996,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$47,248
Total interest from all sources2012-12-31$6
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$201,147
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$166,981
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$567,277
Participant contributions at end of year2012-12-31$26,452
Participant contributions at beginning of year2012-12-31$11,681
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$23,113
Total non interest bearing cash at end of year2012-12-31$1,056
Total non interest bearing cash at beginning of year2012-12-31$217
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,571,175
Value of net assets at end of year (total assets less liabilities)2012-12-31$17,567,422
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$14,996,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$47,248
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,548,204
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,405,031
Value of interest in pooled separate accounts at end of year2012-12-31$10,051,420
Value of interest in pooled separate accounts at beginning of year2012-12-31$8,102,524
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$92,180
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$234,336
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$234,336
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$6
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$683,261
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,023,663
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$244,497
Net investment gain/loss from pooled separate accounts2012-12-31$1,220,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,093,378
Employer contributions (assets) at end of year2012-12-31$807,875
Employer contributions (assets) at beginning of year2012-12-31$358,240
Income. Dividends from common stock2012-12-31$34,166
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$731,607
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$1,356,974
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$860,555
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31NORMAN, JONES, ENLOW & CO.
Accountancy firm EIN2012-12-31311282719
2011 : MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$125
Total income from all sources (including contributions)2011-12-31$914,670
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$457,037
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$412,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,201,068
Value of total assets at end of year2011-12-31$14,996,247
Value of total assets at beginning of year2011-12-31$14,538,739
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$44,404
Total interest from all sources2011-12-31$39
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$192,921
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$163,868
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$538,101
Participant contributions at end of year2011-12-31$11,681
Participant contributions at beginning of year2011-12-31$11,656
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$26,169
Total non interest bearing cash at end of year2011-12-31$217
Total non interest bearing cash at beginning of year2011-12-31$67
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$457,633
Value of net assets at end of year (total assets less liabilities)2011-12-31$14,996,247
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,538,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$44,404
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,405,031
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,688,292
Value of interest in pooled separate accounts at end of year2011-12-31$8,102,524
Value of interest in pooled separate accounts at beginning of year2011-12-31$8,059,996
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$234,336
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$104,204
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$104,204
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$39
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,023,663
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$747,255
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-244,344
Net investment gain/loss from pooled separate accounts2011-12-31$-235,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$636,798
Employer contributions (assets) at end of year2011-12-31$358,240
Employer contributions (assets) at beginning of year2011-12-31$8,478
Income. Dividends from common stock2011-12-31$29,053
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$412,633
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$860,555
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$918,791
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$125
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31NORMAN, JONES, ENLOW & CO.
Accountancy firm EIN2011-12-31311282719
2010 : MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$94,617
Total unrealized appreciation/depreciation of assets2010-12-31$94,617
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$125
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$125
Total income from all sources (including contributions)2010-12-31$2,308,565
Total loss/gain on sale of assets2010-12-31$-1,039
Total of all expenses incurred2010-12-31$281,892
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$241,081
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$817,652
Value of total assets at end of year2010-12-31$14,538,739
Value of total assets at beginning of year2010-12-31$12,512,066
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$40,811
Total interest from all sources2010-12-31$317
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$188,560
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$153,391
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$521,224
Participant contributions at end of year2010-12-31$11,656
Participant contributions at beginning of year2010-12-31$11,530
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$7,996
Administrative expenses (other) incurred2010-12-31$-4,331
Total non interest bearing cash at end of year2010-12-31$67
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,026,673
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,538,614
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,511,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$45,142
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,688,292
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,107,141
Value of interest in pooled separate accounts at end of year2010-12-31$8,059,996
Value of interest in pooled separate accounts at beginning of year2010-12-31$6,558,443
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$104,204
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$305,534
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$305,534
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$317
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$747,255
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$671,695
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$277,767
Net investment gain/loss from pooled separate accounts2010-12-31$930,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$288,432
Employer contributions (assets) at end of year2010-12-31$8,478
Employer contributions (assets) at beginning of year2010-12-31$8,731
Income. Dividends from common stock2010-12-31$35,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$241,081
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$918,791
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$848,992
Liabilities. Value of benefit claims payable at end of year2010-12-31$125
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$125
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$726,341
Aggregate carrying amount (costs) on sale of assets2010-12-31$727,380
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31NORMAN, JONES, ENLOW & CO.
Accountancy firm EIN2010-12-31311282719

Form 5500 Responses for MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST

2014: MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: MID-OHIO ONCOLOGY/HEMATOLOGY, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number938129-01
Policy instance 1
Insurance contract or identification number938129-01
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-08-21
Total amount of commissions paid to insurance brokerUSD $35,368
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $35,368
Insurance broker organization code?3
Insurance broker nameCHRIS BARDOS WELLS FARGO ADVISORS
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number938129-01
Policy instance 1
Insurance contract or identification number938129-01
Number of Individuals Covered213
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $48,186
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $48,186
Insurance broker organization code?3
Insurance broker nameCHRIS BARDOS
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number938129-01
Policy instance 1
Insurance contract or identification number938129-01
Number of Individuals Covered262
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $40,435
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $40,435
Insurance broker organization code?3
Insurance broker nameCHRIS BARDOS
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number938129-01
Policy instance 1
Insurance contract or identification number938129-01
Number of Individuals Covered271
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $36,530
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number938129-01
Policy instance 1
Insurance contract or identification number938129-01
Number of Individuals Covered253
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $30,579
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $30,579
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS FINANCIAL

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