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VAUGHAN INSURANCE PROFIT SHARING PLAN 401k Plan overview

Plan NameVAUGHAN INSURANCE PROFIT SHARING PLAN
Plan identification number 001

VAUGHAN INSURANCE PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Plan covering Self-Employed individuals.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

JAMES M. VAUGHAN,VAUGHAN INSURANCE has sponsored the creation of one or more 401k plans.

Company Name:JAMES M. VAUGHAN,VAUGHAN INSURANCE
Employer identification number (EIN):311170290
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VAUGHAN INSURANCE PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01JAMES M. VAUGHAN JAMES M. VAUGHAN2018-07-24
0012016-01-01JAMES M. VAUGHAN JAMES M. VAUGHAN2017-06-22
0012015-01-01JAMES M. VAUGHAN JAMES M. VAUGHAN2016-06-14
0012014-01-01JAMES M. VAUGHAN JAMES M. VAUGHAN2015-07-21
0012013-01-01JAMES M. VAUGHAN JAMES M. VAUGHAN2014-07-14
0012012-01-01JAMES M. VAUGHAN JAMES M. VAUGHAN2013-07-16
0012011-01-01JAMES M. VAUGHAN JAMES M. VAUGHAN2012-07-20
0012010-01-01JAMES M. VAUGHAN JAMES M. VAUGHAN2011-07-28
0012009-01-01JAMES M, VAUGHAN
0012009-01-01JAMES M, VAUGHAN
0012009-01-01JAMES M, VAUGHAN JAMES M. VAUGHAN2010-07-25

Plan Statistics for VAUGHAN INSURANCE PROFIT SHARING PLAN

401k plan membership statisitcs for VAUGHAN INSURANCE PROFIT SHARING PLAN

Measure Date Value
2019: VAUGHAN INSURANCE PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-014
Total number of active participants reported on line 7a of the Form 55002019-01-014
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-014
Number of participants with account balances2019-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: VAUGHAN INSURANCE PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014
Total number of active participants reported on line 7a of the Form 55002018-01-014
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-014
Number of participants with account balances2018-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: VAUGHAN INSURANCE PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014
Total number of active participants reported on line 7a of the Form 55002017-01-014
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-014
Number of participants with account balances2017-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: VAUGHAN INSURANCE PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014
Total number of active participants reported on line 7a of the Form 55002016-01-014
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-014
Number of participants with account balances2016-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: VAUGHAN INSURANCE PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014
Total number of active participants reported on line 7a of the Form 55002015-01-014
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-014
Number of participants with account balances2015-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: VAUGHAN INSURANCE PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014
Total number of active participants reported on line 7a of the Form 55002014-01-014
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-014
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: VAUGHAN INSURANCE PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015
Total number of active participants reported on line 7a of the Form 55002013-01-014
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-014
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: VAUGHAN INSURANCE PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-015
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-015
Number of participants with account balances2012-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: VAUGHAN INSURANCE PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015
Total number of active participants reported on line 7a of the Form 55002011-01-015
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015
Number of participants with account balances2011-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: VAUGHAN INSURANCE PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015
Total number of active participants reported on line 7a of the Form 55002010-01-015
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-015
Number of participants with account balances2010-01-015
2009: VAUGHAN INSURANCE PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-016
Total number of active participants reported on line 7a of the Form 55002009-01-015
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-015
Number of participants with account balances2009-01-015

Financial Data on VAUGHAN INSURANCE PROFIT SHARING PLAN

Measure Date Value
2019 : VAUGHAN INSURANCE PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-12-31$362,267
Expenses. Total of all expenses incurred2019-12-31$10,910
Total plan assets at end of year2019-12-31$1,793,919
Total plan assets at beginning of year2019-12-31$1,442,562
Value of fidelity bond covering the plan2019-12-31$50,000
Expenses. Other expenses not covered elsewhere2019-12-31$10,910
Other income received2019-12-31$317,438
Net income (gross income less expenses)2019-12-31$351,357
Net plan assets at end of year (total assets less liabilities)2019-12-31$1,793,919
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,442,562
Total contributions received or receivable from employer(s)2019-12-31$44,829
2018 : VAUGHAN INSURANCE PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$-127,764
Expenses. Total of all expenses incurred2018-12-31$14,999
Benefits paid (including direct rollovers)2018-12-31$5,000
Total plan assets at end of year2018-12-31$1,442,562
Total plan assets at beginning of year2018-12-31$1,585,325
Value of fidelity bond covering the plan2018-12-31$50,000
Other income received2018-12-31$-182,282
Net income (gross income less expenses)2018-12-31$-142,763
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,442,562
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,585,325
Total contributions received or receivable from employer(s)2018-12-31$54,518
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$9,999
2017 : VAUGHAN INSURANCE PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$298,703
Expenses. Total of all expenses incurred2017-12-31$11,109
Total plan assets at end of year2017-12-31$1,585,325
Total plan assets at beginning of year2017-12-31$1,297,731
Value of fidelity bond covering the plan2017-12-31$50,000
Other income received2017-12-31$248,744
Net income (gross income less expenses)2017-12-31$287,594
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,585,325
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,297,731
Total contributions received or receivable from employer(s)2017-12-31$49,959
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$11,109
2016 : VAUGHAN INSURANCE PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$127,927
Expenses. Total of all expenses incurred2016-12-31$8,145
Total plan assets at end of year2016-12-31$1,297,731
Total plan assets at beginning of year2016-12-31$1,177,949
Value of fidelity bond covering the plan2016-12-31$50,000
Other income received2016-12-31$66,712
Net income (gross income less expenses)2016-12-31$119,782
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,297,731
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,177,949
Total contributions received or receivable from employer(s)2016-12-31$61,215
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$8,145
2015 : VAUGHAN INSURANCE PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$4,346
Expenses. Total of all expenses incurred2015-12-31$9,451
Total plan assets at end of year2015-12-31$1,177,949
Total plan assets at beginning of year2015-12-31$1,183,054
Value of fidelity bond covering the plan2015-12-31$50,000
Other income received2015-12-31$-59,698
Net income (gross income less expenses)2015-12-31$-5,105
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,177,949
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,183,054
Total contributions received or receivable from employer(s)2015-12-31$64,044
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$9,451
2014 : VAUGHAN INSURANCE PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$70,722
Expenses. Total of all expenses incurred2014-12-31$7,471
Total plan assets at end of year2014-12-31$1,183,054
Total plan assets at beginning of year2014-12-31$1,119,803
Value of fidelity bond covering the plan2014-12-31$50,000
Other income received2014-12-31$20,120
Net income (gross income less expenses)2014-12-31$63,251
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,183,054
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,119,803
Total contributions received or receivable from employer(s)2014-12-31$50,602
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$7,471
2013 : VAUGHAN INSURANCE PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$208,679
Expenses. Total of all expenses incurred2013-12-31$126,453
Benefits paid (including direct rollovers)2013-12-31$117,404
Total plan assets at end of year2013-12-31$1,119,803
Total plan assets at beginning of year2013-12-31$1,037,577
Value of fidelity bond covering the plan2013-12-31$50,000
Other income received2013-12-31$157,167
Net income (gross income less expenses)2013-12-31$82,226
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,119,803
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,037,577
Total contributions received or receivable from employer(s)2013-12-31$51,512
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$9,049
2012 : VAUGHAN INSURANCE PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$155,229
Expenses. Total of all expenses incurred2012-12-31$6,650
Total plan assets at end of year2012-12-31$1,037,577
Total plan assets at beginning of year2012-12-31$888,998
Value of fidelity bond covering the plan2012-12-31$50,000
Other income received2012-12-31$99,266
Net income (gross income less expenses)2012-12-31$148,579
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,037,577
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$888,998
Total contributions received or receivable from employer(s)2012-12-31$55,963
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$6,650
2011 : VAUGHAN INSURANCE PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$-18,111
Expenses. Total of all expenses incurred2011-12-31$8,659
Total plan assets at end of year2011-12-31$888,998
Total plan assets at beginning of year2011-12-31$915,768
Value of fidelity bond covering the plan2011-12-31$50,000
Other income received2011-12-31$-60,523
Net income (gross income less expenses)2011-12-31$-26,770
Net plan assets at end of year (total assets less liabilities)2011-12-31$888,998
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$915,768
Total contributions received or receivable from employer(s)2011-12-31$42,412
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$8,659
2010 : VAUGHAN INSURANCE PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$-1,000
Total income from all sources2010-12-31$139,244
Expenses. Total of all expenses incurred2010-12-31$6,295
Total plan assets at end of year2010-12-31$915,768
Total plan assets at beginning of year2010-12-31$783,819
Value of fidelity bond covering the plan2010-12-31$50,000
Other income received2010-12-31$97,044
Net income (gross income less expenses)2010-12-31$132,949
Net plan assets at end of year (total assets less liabilities)2010-12-31$915,768
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$783,819
Total contributions received or receivable from employer(s)2010-12-31$42,200
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$6,295

Form 5500 Responses for VAUGHAN INSURANCE PROFIT SHARING PLAN

2019: VAUGHAN INSURANCE PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: VAUGHAN INSURANCE PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: VAUGHAN INSURANCE PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: VAUGHAN INSURANCE PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: VAUGHAN INSURANCE PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: VAUGHAN INSURANCE PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: VAUGHAN INSURANCE PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: VAUGHAN INSURANCE PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: VAUGHAN INSURANCE PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: VAUGHAN INSURANCE PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: VAUGHAN INSURANCE PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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