401k Plan data: RICK CASE ENTERPRISES, INC. 401(K) PLAN plan

RICK CASE ENTERPRISES, INC. 401(K) PLAN 401k Plan overview

Plan Name	RICK CASE ENTERPRISES, INC. 401(K) PLAN
Plan identification number	002

RICK CASE ENTERPRISES, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICK CASE ENTERPRISES INC has sponsored the creation of one or more 401k plans.

Company Name: RICK CASE ENTERPRISES INC

Employer identification number (EIN): 311172396

NAIC Classification: 441110
NAIC Description: New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICK CASE ENTERPRISES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2018-01-01
002 2017-01-01 MARY BREWER MARY BREWER 2018-10-08
002 2016-01-01 MARY BREWER MARY BREWER 2017-10-03
002 2015-01-01 MARY R BREWER MARY R BREWER 2016-10-13
002 2014-01-01 MARY BREWER MARY BREWER 2015-09-24
002 2013-01-01 MARY R BREWER MARY R BREWER 2014-08-20
002 2012-01-01 MARY R BREWER MARY R BREWER 2013-08-13
002 2011-01-01 MARY R BREWER MARY R BREWER 2012-09-10
002 2009-01-01 MARY BREWER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01
002	2021-01-01
002	2018-01-01
002	2017-01-01	MARY BREWER	MARY BREWER	2018-10-08
002	2016-01-01	MARY BREWER	MARY BREWER	2017-10-03
002	2015-01-01	MARY R BREWER	MARY R BREWER	2016-10-13
002	2014-01-01	MARY BREWER	MARY BREWER	2015-09-24
002	2013-01-01	MARY R BREWER	MARY R BREWER	2014-08-20
002	2012-01-01	MARY R BREWER	MARY R BREWER	2013-08-13
002	2011-01-01	MARY R BREWER	MARY R BREWER	2012-09-10
002	2009-01-01	MARY BREWER

Plan Statistics for RICK CASE ENTERPRISES, INC. 401(K) PLAN

401k plan membership statisitcs for RICK CASE ENTERPRISES, INC. 401(K) PLAN

Measure Date Value
2022: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,161
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,244
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 79
Total of all active and inactive participants 2022-01-01 1,323
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 1,323
Number of participants with account balances 2022-01-01 671
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,359
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,267
Number of retired or separated participants receiving benefits 2021-01-01 2
Number of other retired or separated participants entitled to future benefits 2021-01-01 76
Total of all active and inactive participants 2021-01-01 1,345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 1,345
Number of participants with account balances 2021-01-01 691
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 31
2018: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,033
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 771
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 170
Total of all active and inactive participants 2018-01-01 941
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 941
Number of participants with account balances 2018-01-01 439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 14
2017: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,011
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 767
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 166
Total of all active and inactive participants 2017-01-01 933
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 2
Total participants 2017-01-01 935
Number of participants with account balances 2017-01-01 447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 23
2016: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,007
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 759
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 147
Total of all active and inactive participants 2016-01-01 906
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 906
Number of participants with account balances 2016-01-01 433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,310
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 749
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 196
Total of all active and inactive participants 2015-01-01 945
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 945
Number of participants with account balances 2015-01-01 456
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 18
2014: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,080
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 962
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 195
Total of all active and inactive participants 2014-01-01 1,157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1,157
Number of participants with account balances 2014-01-01 414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 11
2013: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 474
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 856
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 196
Total of all active and inactive participants 2013-01-01 1,052
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 3
Total participants 2013-01-01 1,055
Number of participants with account balances 2013-01-01 404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 6
2012: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 993
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 398
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 59
Total of all active and inactive participants 2012-01-01 457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 459
Number of participants with account balances 2012-01-01 420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 8
2011: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 942
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 788
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 205
Total of all active and inactive participants 2011-01-01 993
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 993
Number of participants with account balances 2011-01-01 400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 7
2009: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 897
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 639
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 204
Total of all active and inactive participants 2009-01-01 843
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 843
Number of participants with account balances 2009-01-01 418
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 17

Measure	Date	Value
2022: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,161
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,244
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	79
Total of all active and inactive participants	2022-01-01	1,323
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	1,323
Number of participants with account balances	2022-01-01	671
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,359
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,267
Number of retired or separated participants receiving benefits	2021-01-01	2
Number of other retired or separated participants entitled to future benefits	2021-01-01	76
Total of all active and inactive participants	2021-01-01	1,345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	1,345
Number of participants with account balances	2021-01-01	691
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	31
2018: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,033
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	771
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	170
Total of all active and inactive participants	2018-01-01	941
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	941
Number of participants with account balances	2018-01-01	439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	14
2017: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,011
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	767
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	166
Total of all active and inactive participants	2017-01-01	933
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	2
Total participants	2017-01-01	935
Number of participants with account balances	2017-01-01	447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	23
2016: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,007
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	759
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	147
Total of all active and inactive participants	2016-01-01	906
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	906
Number of participants with account balances	2016-01-01	433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,310
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	749
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	196
Total of all active and inactive participants	2015-01-01	945
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	945
Number of participants with account balances	2015-01-01	456
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	18
2014: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,080
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	962
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	195
Total of all active and inactive participants	2014-01-01	1,157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1,157
Number of participants with account balances	2014-01-01	414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	11
2013: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	474
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	856
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	196
Total of all active and inactive participants	2013-01-01	1,052
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	3
Total participants	2013-01-01	1,055
Number of participants with account balances	2013-01-01	404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	6
2012: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	993
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	398
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	59
Total of all active and inactive participants	2012-01-01	457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	459
Number of participants with account balances	2012-01-01	420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	8
2011: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	942
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	788
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	205
Total of all active and inactive participants	2011-01-01	993
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	993
Number of participants with account balances	2011-01-01	400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	7
2009: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	897
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	639
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	204
Total of all active and inactive participants	2009-01-01	843
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	843
Number of participants with account balances	2009-01-01	418
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	17

Financial Data on RICK CASE ENTERPRISES, INC. 401(K) PLAN

Measure	Date	Value
2022 : RICK CASE ENTERPRISES, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-72,367
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$2,014,176
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,892,834
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$4,380,659
Value of total assets at end of year	2022-12-31	$24,382,783
Value of total assets at beginning of year	2022-12-31	$26,469,326
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$121,342
Total interest from all sources	2022-12-31	$58
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$164
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$240,268
Other income not declared elsewhere	2022-12-31	$276,903
Total non interest bearing cash at end of year	2022-12-31	$23,612,277
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-2,086,543
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$24,382,783
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$26,469,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$144,179
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$16,084,960
Value of interest in pooled separate accounts at end of year	2022-12-31	$36,023
Interest earned on other investments	2022-12-31	$58
Value of interest in common/collective trusts at beginning of year	2022-12-31	$8,161,902
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$60,169
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$1,813,218
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-4,729,944
Net investment gain/loss from pooled separate accounts	2022-12-31	$-207
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$4,140,391
Employer contributions (assets) at end of year	2022-12-31	$530,135
Employer contributions (assets) at beginning of year	2022-12-31	$409,246
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,892,834
Contract administrator fees	2022-12-31	$121,342
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	Yes
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	HENDERONHUTCHERSONMCDULLOUGHPLLC
Accountancy firm EIN	2022-12-31	611114363
2021 : RICK CASE ENTERPRISES, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$14,049
Total income from all sources (including contributions)	2021-12-31	$7,408,128
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$3,008,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$2,846,575
Expenses. Certain deemed distributions of participant loans	2021-12-31	$0
Value of total corrective distributions	2021-12-31	$16,229
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$3,984,702
Value of total assets at end of year	2021-12-31	$26,469,326
Value of total assets at beginning of year	2021-12-31	$22,083,376
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$145,325
Total interest from all sources	2021-12-31	$54,774
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,664,364
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,664,364
Administrative expenses professional fees incurred	2021-12-31	$0
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2021-12-31	$0
Minimum employer required contribution for this plan year	2021-12-31	$0
Amount contributed by the employer to the plan for this plan year	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$3,375,971
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$45,500
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$9
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$221,242
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$14,049
Other income not declared elsewhere	2021-12-31	$0
Administrative expenses (other) incurred	2021-12-31	$7,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$4,399,999
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$26,469,326
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$22,069,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$126,140
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$16,084,960
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$12,408,576
Value of interest in pooled separate accounts at end of year	2021-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$0
Interest on participant loans	2021-12-31	$0
Interest earned on other investments	2021-12-31	$54,774
Value of interest in common/collective trusts at end of year	2021-12-31	$8,161,902
Value of interest in common/collective trusts at beginning of year	2021-12-31	$6,916,449
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$1,813,218
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$2,375,253
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$719,519
Net investment gain/loss from pooled separate accounts	2021-12-31	$0
Net investment gain or loss from common/collective trusts	2021-12-31	$984,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Assets. Invements in employer securities at end of year	2021-12-31	$0
Assets. Invements in employer securities at beginning of year	2021-12-31	$0
Contributions received in cash from employer	2021-12-31	$387,489
Employer contributions (assets) at end of year	2021-12-31	$409,246
Employer contributions (assets) at beginning of year	2021-12-31	$337,589
Income. Dividends from common stock	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$2,846,575
Contract administrator fees	2021-12-31	$12,008
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	RSM US LLP
Accountancy firm EIN	2021-12-31	420714325
2018 : RICK CASE ENTERPRISES, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$98,276
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$130,285
Total income from all sources (including contributions)	2018-12-31	$923,213
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,350,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,173,434
Value of total corrective distributions	2018-12-31	$109,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,690,528
Value of total assets at end of year	2018-12-31	$13,495,648
Value of total assets at beginning of year	2018-12-31	$13,955,347
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$67,803
Total interest from all sources	2018-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$238,613
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$238,613
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,447,268
Participant contributions at end of year	2018-12-31	$188,809
Participant contributions at beginning of year	2018-12-31	$75,063
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$53,285
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$98,276
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$130,285
Administrative expenses (other) incurred	2018-12-31	$67,803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-427,690
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$13,397,372
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$13,825,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$11,817,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$12,123,266
Value of interest in common/collective trusts at end of year	2018-12-31	$1,489,160
Value of interest in common/collective trusts at beginning of year	2018-12-31	$1,601,105
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,005,928
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$189,975
Employer contributions (assets) at beginning of year	2018-12-31	$155,913
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,173,434
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	RSM US LLP
Accountancy firm EIN	2018-12-31	120714325
2017 : RICK CASE ENTERPRISES, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$130,285
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$176,629
Total income from all sources (including contributions)	2017-12-31	$3,669,269
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,724,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,483,662
Value of total corrective distributions	2017-12-31	$176,629
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,624,771
Value of total assets at end of year	2017-12-31	$13,955,347
Value of total assets at beginning of year	2017-12-31	$12,056,696
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$63,983
Total interest from all sources	2017-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$160,989
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$160,989
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,468,858
Participant contributions at end of year	2017-12-31	$75,063
Participant contributions at beginning of year	2017-12-31	$260
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$130,285
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$176,629
Other income not declared elsewhere	2017-12-31	$4,247
Administrative expenses (other) incurred	2017-12-31	$63,983
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,944,995
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$13,825,062
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$11,880,067
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$12,123,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$10,458,107
Value of interest in common/collective trusts at end of year	2017-12-31	$1,601,105
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,598,306
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,879,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$155,913
Employer contributions (assets) at end of year	2017-12-31	$155,913
Employer contributions (assets) at beginning of year	2017-12-31	$23
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,483,662
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	RSM US LLP
Accountancy firm EIN	2017-12-31	420714325
2016 : RICK CASE ENTERPRISES, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$176,629
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$18,086
Total income from all sources (including contributions)	2016-12-31	$2,188,316
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$937,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$844,933
Value of total corrective distributions	2016-12-31	$35,120
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,576,231
Value of total assets at end of year	2016-12-31	$12,056,696
Value of total assets at beginning of year	2016-12-31	$10,647,596
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$57,706
Total interest from all sources	2016-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$171,153
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$171,153
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,386,456
Participant contributions at end of year	2016-12-31	$260
Participant contributions at beginning of year	2016-12-31	$470
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$176,629
Other income not declared elsewhere	2016-12-31	$4,827
Administrative expenses (other) incurred	2016-12-31	$57,706
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,250,557
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$11,880,067
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$10,629,510
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$10,458,107
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$9,155,554
Value of interest in common/collective trusts at end of year	2016-12-31	$1,598,306
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,491,527
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$436,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$189,775
Employer contributions (assets) at end of year	2016-12-31	$23
Employer contributions (assets) at beginning of year	2016-12-31	$45
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$844,933
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$18,086
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	RSM US LLP
Accountancy firm EIN	2016-12-31	420714325
2015 : RICK CASE ENTERPRISES, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$18,086
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,385,911
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,060,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$997,226
Value of total corrective distributions	2015-12-31	$10,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,573,834
Value of total assets at end of year	2015-12-31	$10,647,596
Value of total assets at beginning of year	2015-12-31	$10,303,763
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$52,525
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$148,648
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$148,648
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,302,747
Participant contributions at end of year	2015-12-31	$470
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$117,218
Other income not declared elsewhere	2015-12-31	$-55,441
Administrative expenses (other) incurred	2015-12-31	$52,525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$325,747
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$10,629,510
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$10,303,763
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$9,155,554
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$8,493,625
Value of interest in common/collective trusts at end of year	2015-12-31	$1,491,527
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,667,627
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-258,334
Net investment gain or loss from common/collective trusts	2015-12-31	$-22,796
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$153,869
Employer contributions (assets) at end of year	2015-12-31	$45
Employer contributions (assets) at beginning of year	2015-12-31	$142,511
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$997,226
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$18,086
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	RSM LLP
Accountancy firm EIN	2015-12-31	420714325
2014 : RICK CASE ENTERPRISES, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$106,812
Total income from all sources (including contributions)	2014-12-31	$1,657,177
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$731,008
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$574,405
Value of total corrective distributions	2014-12-31	$116,177
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,170,188
Value of total assets at end of year	2014-12-31	$10,303,763
Value of total assets at beginning of year	2014-12-31	$9,484,406
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$40,426
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$654,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$654,773
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,027,677
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$106,812
Other income not declared elsewhere	2014-12-31	$55,443
Administrative expenses (other) incurred	2014-12-31	$40,426
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$926,169
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$10,303,763
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,377,594
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$8,493,625
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$7,800,150
Value of interest in common/collective trusts at end of year	2014-12-31	$1,667,627
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,545,869
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-247,411
Net investment gain or loss from common/collective trusts	2014-12-31	$24,184
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$142,511
Employer contributions (assets) at end of year	2014-12-31	$142,511
Employer contributions (assets) at beginning of year	2014-12-31	$138,387
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$574,405
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MCGLADREY LLP
Accountancy firm EIN	2014-12-31	420714325
2013 : RICK CASE ENTERPRISES, INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$79
Total unrealized appreciation/depreciation of assets	2013-12-31	$79
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$106,812
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,454,878
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,144,834
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,107,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,113,030
Value of total assets at end of year	2013-12-31	$9,484,406
Value of total assets at beginning of year	2013-12-31	$8,067,550
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$37,763
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$371,931
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$371,931
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$935,843
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$43,427
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$106,812
Other income not declared elsewhere	2013-12-31	$170
Administrative expenses (other) incurred	2013-12-31	$37,763
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,310,044
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,377,594
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,067,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,800,150
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,383,880
Value of interest in common/collective trusts at end of year	2013-12-31	$1,545,869
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,582,876
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$985,838
Net investment gain or loss from common/collective trusts	2013-12-31	$-16,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$133,760
Employer contributions (assets) at end of year	2013-12-31	$138,387
Employer contributions (assets) at beginning of year	2013-12-31	$100,794
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,107,071
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MCGLADREY LLP
Accountancy firm EIN	2013-12-31	420714325
2012 : RICK CASE ENTERPRISES, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,993,241
Total loss/gain on sale of assets	2012-12-31	$10,980
Total of all expenses incurred	2012-12-31	$833,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$805,725
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,250,109
Value of total assets at end of year	2012-12-31	$8,067,550
Value of total assets at beginning of year	2012-12-31	$6,908,295
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$28,261
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$180,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$180,038
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,004,464
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$19,547
Other income not declared elsewhere	2012-12-31	$28
Administrative expenses (other) incurred	2012-12-31	$28,261
Total non interest bearing cash at end of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,159,255
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$8,067,550
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,908,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,383,880
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,396,279
Value of interest in common/collective trusts at end of year	2012-12-31	$1,582,876
Value of interest in common/collective trusts at beginning of year	2012-12-31	$3,512,016
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$358,852
Net investment gain or loss from common/collective trusts	2012-12-31	$193,234
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$226,098
Employer contributions (assets) at end of year	2012-12-31	$100,794
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$805,725
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$1,651,583
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$1,640,603
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MCGLADREY LLP
Accountancy firm EIN	2012-12-31	420714325
2011 : RICK CASE ENTERPRISES, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$659,183
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$503,943
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$462,129
Value of total corrective distributions	2011-12-31	$15,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$988,195
Value of total assets at end of year	2011-12-31	$6,908,295
Value of total assets at beginning of year	2011-12-31	$6,753,055
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$26,230
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$24,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$24,450
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$877,331
Other income not declared elsewhere	2011-12-31	$14,273
Administrative expenses (other) incurred	2011-12-31	$26,230
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$155,240
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$6,908,295
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,753,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,396,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,653,023
Value of interest in common/collective trusts at end of year	2011-12-31	$3,512,016
Value of interest in common/collective trusts at beginning of year	2011-12-31	$3,100,032
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-396,110
Net investment gain or loss from common/collective trusts	2011-12-31	$28,375
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$110,864
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$462,129
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MCGLADREY LLP
Accountancy firm EIN	2011-12-31	420714325
2010 : RICK CASE ENTERPRISES, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,619,036
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$852,438
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$829,817
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$874,096
Value of total assets at end of year	2010-12-31	$6,753,055
Value of total assets at beginning of year	2010-12-31	$5,986,457
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$22,621
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$28,182
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$28,182
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$762,557
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$1,194
Administrative expenses (other) incurred	2010-12-31	$22,621
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$766,598
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,753,055
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,986,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,353,414
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,138,513
Value of interest in common/collective trusts at end of year	2010-12-31	$3,399,641
Value of interest in common/collective trusts at beginning of year	2010-12-31	$2,847,944
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$510,887
Net investment gain or loss from common/collective trusts	2010-12-31	$205,871
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$110,345
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$829,817
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MCGLADREY & PULLEN
Accountancy firm EIN	2010-12-31	420714325
2009 : RICK CASE ENTERPRISES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for RICK CASE ENTERPRISES, INC. 401(K) PLAN

2022: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2018: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: RICK CASE ENTERPRISES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

634274

Policy instance

Insurance contract or identification number	634274
Number of Individuals Covered	1323
Insurance policy start date	2022-12-15
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

467968

Policy instance

Insurance contract or identification number	467968
Number of Individuals Covered	1323
Insurance policy start date	2022-12-15
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

63158

Policy instance

Insurance contract or identification number	63158
Number of Individuals Covered	1323
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 63158

Policy instance

Insurance contract or identification number	MR 63158
Number of Individuals Covered	1345
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	RICK CASE ENTERPRISES INC
Employer identification number (EIN):	311172396
NAIC Classification:	441110
NAIC Description:	New Car Dealers