401k Plan data: THE SHEAKLEY GROUP OF COMPANIES 401(K) plan

THE SHEAKLEY GROUP OF COMPANIES 401(K) 401k Plan overview

Plan Name	THE SHEAKLEY GROUP OF COMPANIES 401(K)
Plan identification number	002

THE SHEAKLEY GROUP OF COMPANIES 401(K) Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SHEAKLEY GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: SHEAKLEY GROUP, INC.

Employer identification number (EIN): 311176227

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SHEAKLEY GROUP OF COMPANIES 401(K)

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-01-01 SHANNON CASE SHANNON CASE 2018-07-11
002 2016-01-01 SHANNON CASE SHANNON CASE 2017-07-05
002 2015-01-01 HARRY LYDON HARRY LYDON 2016-06-30

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2017-01-01	SHANNON CASE	SHANNON CASE	2018-07-11
002	2016-01-01	SHANNON CASE	SHANNON CASE	2017-07-05
002	2015-01-01	HARRY LYDON	HARRY LYDON	2016-06-30

Plan Statistics for THE SHEAKLEY GROUP OF COMPANIES 401(K)

401k plan membership statisitcs for THE SHEAKLEY GROUP OF COMPANIES 401(K)

Measure Date Value
2017: THE SHEAKLEY GROUP OF COMPANIES 401(K) 2017 401k membership
Total participants, beginning-of-year 2017-01-01 452
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 330
Number of retired or separated participants receiving benefits 2017-01-01 11
Number of other retired or separated participants entitled to future benefits 2017-01-01 105
Total of all active and inactive participants 2017-01-01 446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 446
Number of participants with account balances 2017-01-01 427
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 33
2016: THE SHEAKLEY GROUP OF COMPANIES 401(K) 2016 401k membership
Total participants, beginning-of-year 2016-01-01 440
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 351
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 91
Total of all active and inactive participants 2016-01-01 442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 442
Number of participants with account balances 2016-01-01 416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 6
2015: THE SHEAKLEY GROUP OF COMPANIES 401(K) 2015 401k membership
Total participants, beginning-of-year 2015-01-01 437
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 340
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 89
Total of all active and inactive participants 2015-01-01 429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 429
Number of participants with account balances 2015-01-01 404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 25

Measure	Date	Value
2017: THE SHEAKLEY GROUP OF COMPANIES 401(K) 2017 401k membership
Total participants, beginning-of-year	2017-01-01	452
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	330
Number of retired or separated participants receiving benefits	2017-01-01	11
Number of other retired or separated participants entitled to future benefits	2017-01-01	105
Total of all active and inactive participants	2017-01-01	446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	446
Number of participants with account balances	2017-01-01	427
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	33
2016: THE SHEAKLEY GROUP OF COMPANIES 401(K) 2016 401k membership
Total participants, beginning-of-year	2016-01-01	440
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	351
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	91
Total of all active and inactive participants	2016-01-01	442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	442
Number of participants with account balances	2016-01-01	416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	6
2015: THE SHEAKLEY GROUP OF COMPANIES 401(K) 2015 401k membership
Total participants, beginning-of-year	2015-01-01	437
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	340
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	89
Total of all active and inactive participants	2015-01-01	429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	429
Number of participants with account balances	2015-01-01	404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	25

Financial Data on THE SHEAKLEY GROUP OF COMPANIES 401(K)

Measure	Date	Value
2017 : THE SHEAKLEY GROUP OF COMPANIES 401(K) 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$9,315
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$8,004
Total income from all sources (including contributions)	2017-12-31	$4,476,077
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,297,340
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,275,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,459,130
Value of total assets at end of year	2017-12-31	$20,127,635
Value of total assets at beginning of year	2017-12-31	$16,947,587
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$22,002
Total interest from all sources	2017-12-31	$14,579
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,058,367
Participant contributions at end of year	2017-12-31	$267,017
Participant contributions at beginning of year	2017-12-31	$377,493
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$14,486
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$1,080
Liabilities. Value of operating payables at end of year	2017-12-31	$9,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,178,737
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$20,118,320
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$16,939,583
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$14,180
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$17,696,413
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$14,563,002
Interest on participant loans	2017-12-31	$14,579
Value of interest in common/collective trusts at end of year	2017-12-31	$2,048,505
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,909,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$9,374
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$705
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$705
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,002,368
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$386,277
Employer contributions (assets) at end of year	2017-12-31	$105,246
Employer contributions (assets) at beginning of year	2017-12-31	$96,613
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,275,338
Contract administrator fees	2017-12-31	$7,822
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$8,004
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	VONLEHMAN
Accountancy firm EIN	2017-12-31	310505417
2016 : THE SHEAKLEY GROUP OF COMPANIES 401(K) 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$8,004
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$26,286
Total income from all sources (including contributions)	2016-12-31	$2,578,337
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,390,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,380,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,400,566
Value of total assets at end of year	2016-12-31	$16,947,587
Value of total assets at beginning of year	2016-12-31	$15,777,908
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$9,661
Total interest from all sources	2016-12-31	$15,775
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$960,594
Participant contributions at end of year	2016-12-31	$377,493
Participant contributions at beginning of year	2016-12-31	$403,355
Participant contributions at beginning of year	2016-12-31	$353
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$70,445
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,187,961
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$16,939,583
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$15,751,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$136
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$14,563,002
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$15,274,093
Interest on participant loans	2016-12-31	$15,775
Value of interest in common/collective trusts at end of year	2016-12-31	$1,909,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$705
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$1,490
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$1,490
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,161,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$369,527
Employer contributions (assets) at end of year	2016-12-31	$96,613
Employer contributions (assets) at beginning of year	2016-12-31	$98,617
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,380,715
Contract administrator fees	2016-12-31	$9,525
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$8,004
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$26,286
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	VONLEHMAN
Accountancy firm EIN	2016-12-31	310505417
2015 : THE SHEAKLEY GROUP OF COMPANIES 401(K) 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$26,286
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$22,810
Total income from all sources (including contributions)	2015-12-31	$1,408,325
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,547,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,530,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,456,498
Value of total assets at end of year	2015-12-31	$15,777,908
Value of total assets at beginning of year	2015-12-31	$15,913,159
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$16,287
Total interest from all sources	2015-12-31	$18,044
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$973,893
Participant contributions at end of year	2015-12-31	$403,355
Participant contributions at beginning of year	2015-12-31	$394,552
Participant contributions at end of year	2015-12-31	$353
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$121,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-138,727
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$15,751,622
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$15,890,349
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$16,287
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$15,274,093
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$14,246,470
Interest on participant loans	2015-12-31	$18,044
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$1,490
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$1,182,380
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$1,182,380
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-66,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$361,605
Employer contributions (assets) at end of year	2015-12-31	$98,617
Employer contributions (assets) at beginning of year	2015-12-31	$89,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,530,765
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$26,286
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$22,810
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	VONLEHMAN
Accountancy firm EIN	2015-12-31	310505417

Form 5500 Responses for THE SHEAKLEY GROUP OF COMPANIES 401(K)

2017: THE SHEAKLEY GROUP OF COMPANIES 401(K) 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE SHEAKLEY GROUP OF COMPANIES 401(K) 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE SHEAKLEY GROUP OF COMPANIES 401(K) 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SHEAKLEY GROUP, INC.
Employer identification number (EIN):	311176227
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services