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STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN 401k Plan overview

Plan NameSTUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN
Plan identification number 001

STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STUBBINS, WATSON, BRYAN & WITUCKY CO., LPA has sponsored the creation of one or more 401k plans.

Company Name:STUBBINS, WATSON, BRYAN & WITUCKY CO., LPA
Employer identification number (EIN):311178954
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01MARK A. WATSON2023-07-10 MARK A. WATSON2023-07-10
0012021-01-01MARK A. WATSON2022-10-12
0012020-01-01MARK A WATSON2021-07-18
0012019-01-01MARK A. WATSON2020-10-12
0012018-01-01MARK WATSON2019-07-24 MARK WATSON2019-07-24
0012018-01-01MARK WATSON2020-10-13
0012017-01-01MARK A. WATSON2018-06-14 MARK A. WATSON2018-06-14
0012016-01-01MARK A. WATSON2017-10-14
0012015-01-01MARK A. WATSON
0012014-01-01MARK A. WATSON
0012013-01-01MARK A. WATSON
0012012-01-01MARK A. WATSON
0012011-01-01MARK WATSON

Plan Statistics for STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN

401k plan membership statisitcs for STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN

Measure Date Value
2015: STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0112
Total number of active participants reported on line 7a of the Form 55002015-01-0115
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0115
Number of participants with account balances2015-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0119
Total number of active participants reported on line 7a of the Form 55002014-01-0112
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0112
Number of participants with account balances2014-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0111
Total number of active participants reported on line 7a of the Form 55002013-01-0111
Number of retired or separated participants receiving benefits2013-01-018
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0119
Number of participants with account balances2013-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0110
Total number of active participants reported on line 7a of the Form 55002012-01-0111
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0111
Number of participants with account balances2012-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0113
Total number of active participants reported on line 7a of the Form 55002011-01-0112
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0113
Number of participants with account balances2011-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN

Measure Date Value
2015 : STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN 2015 401k financial data
Total income from all sources2015-12-31$265,396
Expenses. Total of all expenses incurred2015-12-31$7,182
Benefits paid (including direct rollovers)2015-12-31$7,182
Total plan assets at end of year2015-12-31$1,991,149
Total plan assets at beginning of year2015-12-31$1,732,935
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$23,472
Other income received2015-12-31$126,161
Net income (gross income less expenses)2015-12-31$258,214
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,991,149
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,732,935
Total contributions received or receivable from employer(s)2015-12-31$115,763
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN 2014 401k financial data
Total income from all sources2014-12-31$51,159
Expenses. Total of all expenses incurred2014-12-31$6,507
Benefits paid (including direct rollovers)2014-12-31$2,741
Total plan assets at end of year2014-12-31$1,732,935
Total plan assets at beginning of year2014-12-31$1,688,283
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$21,160
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$-55,591
Net income (gross income less expenses)2014-12-31$44,652
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,732,935
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,688,283
Assets. Value of participant loans2014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$85,590
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$3,766
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN 2013 401k financial data
Total income from all sources2013-12-31$382,355
Expenses. Total of all expenses incurred2013-12-31$93,801
Benefits paid (including direct rollovers)2013-12-31$93,801
Total plan assets at end of year2013-12-31$1,688,283
Total plan assets at beginning of year2013-12-31$1,399,729
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$17,697
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$268,948
Net income (gross income less expenses)2013-12-31$288,554
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,688,283
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,399,729
Assets. Value of participant loans2013-12-31$0
Total contributions received or receivable from employer(s)2013-12-31$95,710
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
2012 : STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN 2012 401k financial data
Total income from all sources2012-12-31$199,749
Expenses. Total of all expenses incurred2012-12-31$41,471
Benefits paid (including direct rollovers)2012-12-31$41,471
Total plan assets at end of year2012-12-31$1,399,729
Total plan assets at beginning of year2012-12-31$1,241,451
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$17,577
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$83,223
Net income (gross income less expenses)2012-12-31$158,278
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,399,729
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,241,451
Assets. Value of participant loans2012-12-31$0
Total contributions received or receivable from employer(s)2012-12-31$98,949
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN 2011 401k financial data
Total income from all sources2011-12-31$168,571
Expenses. Total of all expenses incurred2011-12-31$1,437
Benefits paid (including direct rollovers)2011-12-31$1,437
Total plan assets at end of year2011-12-31$1,241,451
Total plan assets at beginning of year2011-12-31$1,074,317
Total contributions received or receivable from participants2011-12-31$17,510
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$61,138
Net income (gross income less expenses)2011-12-31$167,134
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,241,451
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,074,317
Assets. Value of participant loans2011-12-31$0
Total contributions received or receivable from employer(s)2011-12-31$89,923
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0

Form 5500 Responses for STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN

2015: STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STUBBINS, WATSON & BRYAN CO.,LPA EMPLOYEES' PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number38758
Policy instance 1
Insurance contract or identification number38758
Number of Individuals Covered2
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $27
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees27
Additional information about fees paid to insurance brokerPERSISTENCY FEES OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameFRANK J DOSCH
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number38758
Policy instance 1
Insurance contract or identification number38758
Number of Individuals Covered2
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $27
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $27
Insurance broker organization code?3
Insurance broker nameFRANK J DOSCH
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number38758
Policy instance 1
Insurance contract or identification number38758
Number of Individuals Covered2
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $27
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $27
Insurance broker organization code?3
Insurance broker nameFRANK J DOSCH

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