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HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameHENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 003

HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

HENNY PENNY CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:HENNY PENNY CORPORATION
Employer identification number (EIN):311179223
NAIC Classification:333310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01CAROLYN WALL
0032016-01-01CAROLYN WALL
0032015-01-01CAROLYN WALL
0032015-01-01CAROLYN WALL
0032014-01-01CAROLYN WALL CAROLYN WALL2015-08-07
0032014-01-01CAROLYN WALL

Plan Statistics for HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01966
Total number of active participants reported on line 7a of the Form 55002022-01-01842
Number of retired or separated participants receiving benefits2022-01-0175
Number of other retired or separated participants entitled to future benefits2022-01-01228
Total of all active and inactive participants2022-01-011,145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-011,147
Number of participants with account balances2022-01-011,144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0137
2021: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01957
Total number of active participants reported on line 7a of the Form 55002021-01-01696
Number of retired or separated participants receiving benefits2021-01-0139
Number of other retired or separated participants entitled to future benefits2021-01-01220
Total of all active and inactive participants2021-01-01955
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-01958
Number of participants with account balances2021-01-01940
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0145
2020: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01895
Total number of active participants reported on line 7a of the Form 55002020-01-01752
Number of retired or separated participants receiving benefits2020-01-0118
Number of other retired or separated participants entitled to future benefits2020-01-01185
Total of all active and inactive participants2020-01-01955
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01957
Number of participants with account balances2020-01-01957
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0163
2019: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01810
Total number of active participants reported on line 7a of the Form 55002019-01-01783
Number of retired or separated participants receiving benefits2019-01-019
Number of other retired or separated participants entitled to future benefits2019-01-01101
Total of all active and inactive participants2019-01-01893
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01895
Number of participants with account balances2019-01-01895
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0131
2018: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01759
Total number of active participants reported on line 7a of the Form 55002018-01-01734
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0174
Total of all active and inactive participants2018-01-01808
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01810
Number of participants with account balances2018-01-01809
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0145
2017: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01687
Total number of active participants reported on line 7a of the Form 55002017-01-01683
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0174
Total of all active and inactive participants2017-01-01757
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01759
Number of participants with account balances2017-01-01757
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0117
2016: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01667
Total number of active participants reported on line 7a of the Form 55002016-01-01644
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0140
Total of all active and inactive participants2016-01-01686
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01687
Number of participants with account balances2016-01-01684
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0114
2015: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01664
Total number of active participants reported on line 7a of the Form 55002015-01-01626
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0139
Total of all active and inactive participants2015-01-01665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01667
Number of participants with account balances2015-01-01666
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0128
2014: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-010
Total number of active participants reported on line 7a of the Form 55002014-01-01661
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-013
Total of all active and inactive participants2014-01-01664
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01664
Number of participants with account balances2014-01-01661
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010

Financial Data on HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$78,640,000
Total unrealized appreciation/depreciation of assets2022-12-31$78,640,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$138,793,665
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$141,205,987
Expenses. Interest paid2022-12-31$3,869,044
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$3,869,044
Total income from all sources (including contributions)2022-12-31$83,848,580
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,187,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,318,760
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,281,366
Value of total assets at end of year2022-12-31$427,467,215
Value of total assets at beginning of year2022-12-31$351,218,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$0
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$8,525
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$82,248
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$78,660,776
Value of net assets at end of year (total assets less liabilities)2022-12-31$288,673,550
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$210,012,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$2,126,691
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$2,321,935
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$89,274
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$89,274
Asset value of US Government securities at end of year2022-12-31$548,562
Asset value of US Government securities at beginning of year2022-12-31$747,034
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,072,786
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$422,880,000
Assets. Invements in employer securities at beginning of year2022-12-31$344,240,000
Contributions received in cash from employer2022-12-31$6,281,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,318,760
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$1,821,189
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$3,820,518
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$138,793,665
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$141,205,987
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RSM
Accountancy firm EIN2022-12-31420714325
2021 : HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$160,720,000
Total unrealized appreciation/depreciation of assets2021-12-31$160,720,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$141,205,987
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$143,553,974
Expenses. Interest paid2021-12-31$3,933,379
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$3,933,379
Total income from all sources (including contributions)2021-12-31$167,326,558
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,374,058
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$440,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,281,366
Value of total assets at end of year2021-12-31$351,218,761
Value of total assets at beginning of year2021-12-31$190,614,248
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$0
Total interest from all sources2021-12-31$325,192
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$162,952,500
Value of net assets at end of year (total assets less liabilities)2021-12-31$210,012,774
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$47,060,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$2,321,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,094,248
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$89,274
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$325,192
Asset value of US Government securities at end of year2021-12-31$747,034
Asset value of US Government securities at beginning of year2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$344,240,000
Assets. Invements in employer securities at beginning of year2021-12-31$183,520,000
Contributions received in cash from employer2021-12-31$6,281,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$440,679
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$3,820,518
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$141,205,987
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$143,553,974
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RSM
Accountancy firm EIN2021-12-31420714325
2020 : HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$4,800,000
Total unrealized appreciation/depreciation of assets2020-12-31$4,800,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$143,553,974
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$145,849,970
Expenses. Interest paid2020-12-31$3,985,370
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$3,985,370
Total income from all sources (including contributions)2020-12-31$18,707,490
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,517,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$531,876
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,281,366
Value of total assets at end of year2020-12-31$190,614,248
Value of total assets at beginning of year2020-12-31$178,720,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$0
Total interest from all sources2020-12-31$893
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Other income not declared elsewhere2020-12-31$7,625,231
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$14,190,244
Value of net assets at end of year (total assets less liabilities)2020-12-31$47,060,274
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$32,870,030
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,094,248
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$183,520,000
Assets. Invements in employer securities at beginning of year2020-12-31$178,720,000
Contributions received in cash from employer2020-12-31$6,281,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$531,876
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$143,553,974
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$145,849,970
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM
Accountancy firm EIN2020-12-31420714325
2019 : HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$13,440,000
Total unrealized appreciation/depreciation of assets2019-12-31$13,440,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$145,849,970
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$148,084,925
Expenses. Interest paid2019-12-31$4,046,071
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$4,046,071
Total income from all sources (including contributions)2019-12-31$19,821,884
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,146,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$100,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,381,884
Value of total assets at end of year2019-12-31$178,720,000
Value of total assets at beginning of year2019-12-31$165,280,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$15,674,955
Value of net assets at end of year (total assets less liabilities)2019-12-31$32,870,030
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,195,075
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$178,720,000
Assets. Invements in employer securities at beginning of year2019-12-31$165,280,000
Contributions received in cash from employer2019-12-31$6,381,884
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$100,858
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$145,849,970
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$148,084,925
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM
Accountancy firm EIN2019-12-31420714325
2018 : HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$36,160,000
Total unrealized appreciation/depreciation of assets2018-12-31$36,160,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$148,084,925
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$150,227,503
Expenses. Interest paid2018-12-31$4,138,788
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$4,138,788
Total income from all sources (including contributions)2018-12-31$43,159,201
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,856,623
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$717,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,999,201
Value of total assets at end of year2018-12-31$165,280,000
Value of total assets at beginning of year2018-12-31$129,120,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$38,302,578
Value of net assets at end of year (total assets less liabilities)2018-12-31$17,195,075
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$-21,107,503
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$165,280,000
Assets. Invements in employer securities at beginning of year2018-12-31$129,120,000
Contributions received in cash from employer2018-12-31$6,999,201
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$717,835
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$148,084,925
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$150,227,503
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31RSM
Accountancy firm EIN2018-12-31420714325
2017 : HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$10,560,000
Total unrealized appreciation/depreciation of assets2017-12-31$10,560,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$150,227,503
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$152,334,893
Expenses. Interest paid2017-12-31$4,173,976
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$4,173,976
Total income from all sources (including contributions)2017-12-31$16,879,539
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,212,149
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$38,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,319,539
Value of total assets at end of year2017-12-31$129,120,000
Value of total assets at beginning of year2017-12-31$118,560,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$12,667,390
Value of net assets at end of year (total assets less liabilities)2017-12-31$-21,107,503
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$-33,774,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$129,120,000
Assets. Invements in employer securities at beginning of year2017-12-31$118,560,000
Contributions received in cash from employer2017-12-31$6,319,539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$38,173
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$150,227,503
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$152,334,893
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM
Accountancy firm EIN2017-12-31420714325
2016 : HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$36,480,000
Total unrealized appreciation/depreciation of assets2016-12-31$36,480,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$152,334,893
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$154,408,583
Expenses. Interest paid2016-12-31$4,207,676
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$4,207,676
Total income from all sources (including contributions)2016-12-31$42,823,543
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,269,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$62,177
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,343,543
Value of total assets at end of year2016-12-31$118,560,000
Value of total assets at beginning of year2016-12-31$82,080,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$38,553,690
Value of net assets at end of year (total assets less liabilities)2016-12-31$-33,774,893
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$-72,328,583
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$118,560,000
Assets. Invements in employer securities at beginning of year2016-12-31$82,080,000
Contributions received in cash from employer2016-12-31$6,343,543
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$62,177
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$152,334,893
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$154,408,583
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM
Accountancy firm EIN2016-12-31420714325
2015 : HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$34,960,000
Total unrealized appreciation/depreciation of assets2015-12-31$34,960,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$154,408,583
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$165,000,000
Expenses. Interest paid2015-12-31$4,189,949
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$4,189,949
Total income from all sources (including contributions)2015-12-31$41,245,028
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,193,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,662
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,285,028
Value of total assets at end of year2015-12-31$82,080,000
Value of total assets at beginning of year2015-12-31$55,620,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$37,051,417
Value of net assets at end of year (total assets less liabilities)2015-12-31$-72,328,583
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$-109,380,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$8,500,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$8,500,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$82,080,000
Assets. Invements in employer securities at beginning of year2015-12-31$47,120,000
Contributions received in cash from employer2015-12-31$6,285,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,662
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$154,408,583
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$165,000,000
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31RSM
Accountancy firm EIN2015-12-31420714325
2014 : HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$165,000,000
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$-109,380,000
Expenses. Total of all expenses incurred2014-12-31$0
Total plan assets at end of year2014-12-31$55,620,000
Total plan assets at beginning of year2014-12-31$0
Value of fidelity bond covering the plan2014-12-31$1,000,000
Other income received2014-12-31$-117,880,000
Net income (gross income less expenses)2014-12-31$-109,380,000
Net plan assets at end of year (total assets less liabilities)2014-12-31$-109,380,000
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$0
Assets. Value of employer securities2014-12-31$47,120,000
Total contributions received or receivable from employer(s)2014-12-31$8,500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0

Form 5500 Responses for HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

2022: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HENNY PENNY CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01First time form 5500 has been submittedYes
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

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