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APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 401k Plan overview

Plan NameAPPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN
Plan identification number 001

APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DATAFIELD, INC. has sponsored the creation of one or more 401k plans.

Company Name:DATAFIELD, INC.
Employer identification number (EIN):311372567
NAIC Classification:524140

Additional information about DATAFIELD, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1993-03-11
Company Identification Number: 840108
Legal Registered Office Address: 590 TUCKER DRIVE
-
WORTHINGTON
United States of America (USA)
43085

More information about DATAFIELD, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01DENISE HORN DENISE HORN2018-09-11
0012016-01-01DENISE HORN2017-07-31
0012015-01-01DENISE HORN2016-09-13 DENISE HORN2016-09-13
0012014-01-01GREGORY H. HUDDLE
0012013-01-01GREGORY H. HUDDLE
0012012-01-01GREGORY H. HUDDLE
0012011-01-01GREGORY H. HUDDLE
0012010-01-01GREGORY H. HUDDLE
0012009-01-01GREGORY H. HUDDLE

Plan Statistics for APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN

401k plan membership statisitcs for APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN

Measure Date Value
2022: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01148
Total number of active participants reported on line 7a of the Form 55002022-01-01136
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0140
Total of all active and inactive participants2022-01-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01176
Number of participants with account balances2022-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0149
2021: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01135
Total number of active participants reported on line 7a of the Form 55002021-01-01112
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0131
Total of all active and inactive participants2021-01-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01143
Number of participants with account balances2021-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0132
2020: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01153
Total number of active participants reported on line 7a of the Form 55002020-01-01114
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0121
Total of all active and inactive participants2020-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01135
Number of participants with account balances2020-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0123
2019: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01197
Total number of active participants reported on line 7a of the Form 55002019-01-01106
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0142
Total of all active and inactive participants2019-01-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01148
Number of participants with account balances2019-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0164
2018: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01134
Total number of active participants reported on line 7a of the Form 55002018-01-01173
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0126
Total of all active and inactive participants2018-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01199
Number of participants with account balances2018-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0125
2017: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01148
Total number of active participants reported on line 7a of the Form 55002017-01-01165
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0114
Total of all active and inactive participants2017-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01179
Number of participants with account balances2017-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2014: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0168
Total number of active participants reported on line 7a of the Form 55002014-01-0171
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0117
Total of all active and inactive participants2014-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0188
Number of participants with account balances2014-01-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0180
Total number of active participants reported on line 7a of the Form 55002013-01-0146
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0122
Total of all active and inactive participants2013-01-0168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0168
Number of participants with account balances2013-01-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017
2012: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01101
Total number of active participants reported on line 7a of the Form 55002012-01-0156
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0124
Total of all active and inactive participants2012-01-0180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0180
Number of participants with account balances2012-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0110
2011: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0169
Total number of active participants reported on line 7a of the Form 55002011-01-0179
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0122
Total of all active and inactive participants2011-01-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01101
Number of participants with account balances2011-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0146
Total number of active participants reported on line 7a of the Form 55002010-01-0150
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0119
Total of all active and inactive participants2010-01-0169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0169
Number of participants with account balances2010-01-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0173
Total number of active participants reported on line 7a of the Form 55002009-01-0140
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-016
Total of all active and inactive participants2009-01-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0146
Number of participants with account balances2009-01-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-019

Financial Data on APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN

Measure Date Value
2022 : APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-69,148
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$405,137
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$334,436
Expenses. Certain deemed distributions of participant loans2022-12-31$13,449
Value of total corrective distributions2022-12-31$18,829
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$640,965
Value of total assets at end of year2022-12-31$3,251,403
Value of total assets at beginning of year2022-12-31$3,725,688
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$38,423
Total interest from all sources2022-12-31$2,225
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$82,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$82,661
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$375,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$510,349
Participant contributions at end of year2022-12-31$40,998
Participant contributions at beginning of year2022-12-31$60,385
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Administrative expenses (other) incurred2022-12-31$38,423
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-474,285
Value of net assets at end of year (total assets less liabilities)2022-12-31$3,251,403
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,725,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$3,203,956
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,659,513
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$2,225
Value of interest in common/collective trusts at end of year2022-12-31$6,449
Value of interest in common/collective trusts at beginning of year2022-12-31$5,790
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-795,155
Net investment gain or loss from common/collective trusts2022-12-31$156
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$130,616
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$334,436
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GBQ PARTNERS, LLC
Accountancy firm EIN2022-12-31202122306
2021 : APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,315,023
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$330,149
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$283,476
Value of total corrective distributions2021-12-31$12,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$907,767
Value of total assets at end of year2021-12-31$3,725,688
Value of total assets at beginning of year2021-12-31$2,740,814
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$34,373
Total interest from all sources2021-12-31$4,196
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$411,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$411,616
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$375,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$483,681
Participant contributions at end of year2021-12-31$60,385
Participant contributions at beginning of year2021-12-31$85,587
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$342,581
Administrative expenses (other) incurred2021-12-31$34,373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$984,874
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,725,688
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,740,814
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$3,659,513
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$2,617,450
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$4,196
Value of interest in common/collective trusts at end of year2021-12-31$5,790
Value of interest in common/collective trusts at beginning of year2021-12-31$37,777
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$-8,659
Net investment gain or loss from common/collective trusts2021-12-31$103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$81,505
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$283,476
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GBQ PARTNERS, LLC
Accountancy firm EIN2021-12-31202122306
2020 : APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,006,414
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$804,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$777,127
Value of total corrective distributions2020-12-31$2,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$619,872
Value of total assets at end of year2020-12-31$2,740,814
Value of total assets at beginning of year2020-12-31$2,539,080
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$25,189
Total interest from all sources2020-12-31$4,783
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$350,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$424,392
Participant contributions at end of year2020-12-31$85,587
Participant contributions at beginning of year2020-12-31$48,462
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$95,671
Administrative expenses (other) incurred2020-12-31$25,189
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$201,734
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,740,814
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,539,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$2,617,450
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,467,280
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$4,783
Value of interest in common/collective trusts at end of year2020-12-31$37,777
Value of interest in common/collective trusts at beginning of year2020-12-31$23,338
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$381,759
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$99,809
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$777,127
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GBQ PARTNERS, LLC
Accountancy firm EIN2020-12-31202122306
2019 : APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,106,204
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$825,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$777,117
Expenses. Certain deemed distributions of participant loans2019-12-31$-60
Value of total corrective distributions2019-12-31$21,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$639,647
Value of total assets at end of year2019-12-31$2,539,080
Value of total assets at beginning of year2019-12-31$2,258,590
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$26,723
Total interest from all sources2019-12-31$3,366
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$250,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$458,005
Participant contributions at end of year2019-12-31$48,462
Participant contributions at beginning of year2019-12-31$62,293
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$81,411
Administrative expenses (other) incurred2019-12-31$26,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$280,490
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,539,080
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,258,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,467,280
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,187,446
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$3,366
Value of interest in common/collective trusts at end of year2019-12-31$23,338
Value of interest in common/collective trusts at beginning of year2019-12-31$8,851
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$463,191
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$100,231
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$777,117
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GBQ PARTNERS, LLC
Accountancy firm EIN2019-12-31202122306
2018 : APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,377,954
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$669,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$659,552
Expenses. Certain deemed distributions of participant loans2018-12-31$3,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,383,940
Value of total assets at end of year2018-12-31$2,258,590
Value of total assets at beginning of year2018-12-31$1,549,718
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$6,461
Total interest from all sources2018-12-31$1,393
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$225,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$541,326
Participant contributions at end of year2018-12-31$62,293
Participant contributions at beginning of year2018-12-31$17,840
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$702,386
Administrative expenses (other) incurred2018-12-31$6,461
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$708,872
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,258,590
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,549,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,187,446
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$0
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,531,878
Interest on participant loans2018-12-31$1,393
Value of interest in common/collective trusts at end of year2018-12-31$8,851
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-7,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$140,228
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$659,552
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GBQ PARTNERS, LLC
Accountancy firm EIN2018-12-31202122306
2017 : APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$582,872
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$85,851
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$84,068
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$386,744
Value of total assets at end of year2017-12-31$1,549,718
Value of total assets at beginning of year2017-12-31$1,052,697
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,783
Total interest from all sources2017-12-31$600
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$289,071
Participant contributions at end of year2017-12-31$17,840
Participant contributions at beginning of year2017-12-31$11,589
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$41,280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$497,021
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,549,718
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,052,697
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$1,531,878
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,041,108
Interest on participant loans2017-12-31$600
Net investment gain/loss from pooled separate accounts2017-12-31$195,528
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$56,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$84,068
Contract administrator fees2017-12-31$1,783
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GBQ PARTNERS, LLC
Accountancy firm EIN2017-12-31202122306
2014 : APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2014 401k financial data
Total income from all sources2014-12-31$126,052
Expenses. Total of all expenses incurred2014-12-31$109,744
Benefits paid (including direct rollovers)2014-12-31$80,684
Total plan assets at end of year2014-12-31$1,183,237
Total plan assets at beginning of year2014-12-31$1,166,929
Value of fidelity bond covering the plan2014-12-31$100,000
Total contributions received or receivable from participants2014-12-31$81,811
Contributions received from other sources (not participants or employers)2014-12-31$2,773
Other income received2014-12-31$27,721
Net income (gross income less expenses)2014-12-31$16,308
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,183,237
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,166,929
Assets. Value of participant loans2014-12-31$15,428
Total contributions received or receivable from employer(s)2014-12-31$13,747
Value of certain deemed distributions of participant loans2014-12-31$29,060
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2013 401k financial data
Total income from all sources2013-12-31$317,283
Expenses. Total of all expenses incurred2013-12-31$418,396
Benefits paid (including direct rollovers)2013-12-31$405,868
Total plan assets at end of year2013-12-31$1,166,929
Total plan assets at beginning of year2013-12-31$1,268,042
Value of fidelity bond covering the plan2013-12-31$100,000
Total contributions received or receivable from participants2013-12-31$99,204
Other income received2013-12-31$200,392
Net income (gross income less expenses)2013-12-31$-101,113
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,166,929
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,268,042
Assets. Value of participant loans2013-12-31$50,336
Total contributions received or receivable from employer(s)2013-12-31$17,687
Value of corrective distributions2013-12-31$12,528
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2012 401k financial data
Total income from all sources2012-12-31$293,541
Expenses. Total of all expenses incurred2012-12-31$186,714
Benefits paid (including direct rollovers)2012-12-31$164,006
Total plan assets at end of year2012-12-31$1,268,042
Total plan assets at beginning of year2012-12-31$1,161,215
Value of fidelity bond covering the plan2012-12-31$100,000
Total contributions received or receivable from participants2012-12-31$143,427
Other income received2012-12-31$120,528
Net income (gross income less expenses)2012-12-31$106,827
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,268,042
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,161,215
Assets. Value of participant loans2012-12-31$55,806
Total contributions received or receivable from employer(s)2012-12-31$29,586
Value of corrective distributions2012-12-31$22,708
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2011 401k financial data
Total income from all sources2011-12-31$132,102
Expenses. Total of all expenses incurred2011-12-31$78,817
Benefits paid (including direct rollovers)2011-12-31$78,817
Total plan assets at end of year2011-12-31$1,161,215
Total plan assets at beginning of year2011-12-31$1,107,930
Value of fidelity bond covering the plan2011-12-31$100,000
Total contributions received or receivable from participants2011-12-31$115,843
Other income received2011-12-31$-36,889
Net income (gross income less expenses)2011-12-31$53,285
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,161,215
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,107,930
Assets. Value of participant loans2011-12-31$30,644
Total contributions received or receivable from employer(s)2011-12-31$53,148
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2010 401k financial data
Total income from all sources2010-12-31$285,216
Expenses. Total of all expenses incurred2010-12-31$71,095
Benefits paid (including direct rollovers)2010-12-31$70,965
Total plan assets at end of year2010-12-31$1,107,930
Total plan assets at beginning of year2010-12-31$893,809
Value of fidelity bond covering the plan2010-12-31$100,000
Total contributions received or receivable from participants2010-12-31$54,435
Contributions received from other sources (not participants or employers)2010-12-31$81,476
Other income received2010-12-31$113,567
Net income (gross income less expenses)2010-12-31$214,121
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,107,930
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$893,809
Assets. Value of participant loans2010-12-31$42,481
Total contributions received or receivable from employer(s)2010-12-31$35,738
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$130
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN

2022: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2014: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: APPLIED PERFORMANCE TECHNOLOGIES, INC. 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE OHIO NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67172 )
Policy contract numberRP010031
Policy instance 1
Insurance contract or identification numberRP010031
Number of Individuals Covered78
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $9,522
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,522
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker0
Insurance broker organization code?3
THE OHIO NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67172 )
Policy contract numberRP010031
Policy instance 1
Insurance contract or identification numberRP010031
Number of Individuals Covered78
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $8,030
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,030
Insurance broker organization code?3
Insurance broker nameOPPENHEIMER&CO INC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-CB9E
Policy instance 1
Insurance contract or identification numberGAP-B2-CB9E
Number of Individuals Covered38
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-CB9E
Policy instance 1
Insurance contract or identification numberGAP-B2-CB9E
Number of Individuals Covered40
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $2
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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